HDRFEC8.5FECFile8.50
F3XNC00012245UBS Americas Inc. Political Action Committee (UBS PAC)600 Washington Boulevardc/o Per DyrvikSTAMFORDCT06901MYE2025120120251231XDyrvikPer202601301095118.58104551.171199669.75292500.00907169.750.000.0099127.68422.5899550.260.000.0099550.260.000.000.000.005000.000.910.000.000.00104551.17104551.170.000.000.000.000.00292500.000.000.000.000.000.000.000.000.000.000.000.000.000.00292500.00292500.0099550.260.0099550.260.000.000.00993632.4320251178537.322172169.751265000.00907169.751076639.5794387.731171027.300.000.001171027.300.000.000.000.007500.0010.020.000.000.001178537.321178537.320.000.000.000.000.001265000.000.000.000.000.000.000.000.000.000.000.000.000.000.001265000.001265000.001171027.300.001171027.300.000.000.00
SA11AIC00012245B58AB723B14540919B94INDAchtenGreg3560 Lenox Rd NEAtlantaGA30326426620251210416.664583.26Global Wealth ManagementManaging Director
SA11AIC00012245CAB6834F82A946A9974CINDAdamsJohn225 108th Avenue NEBellevueWA98004577120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224552646C5021D84A418980INDAdamsKevin1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC00012245D47741E9DE544B349FD9INDAdamsPatrick M.1700 M Street NWWashington, D.C.DC20036458320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245991DB0F3AEFD48EC8F24INDAdamsonBryan13815 FNB ParkwayOmahaNE68154522720251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC00012245F8DFEBCA887D4467A4EEINDAdelmanJohn1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122455C9BD061EE5C4B599A31INDAhmadRaza11 Madison AveBsmt 1BNew YorkNY1001036292025121020.84250.08Group FunctionsDirector
SA11AIC0001224569E7BE7E0BC844BB92FFINDAignerDavid4400 Post Oak Parkway - 17th FloorHoustonTX77027342120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245491CCA43717044379464INDAjlounyMichael32300 Northwestern HighwayFarmington HillsMI4833415672025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455CCB6945C0594ECC81CEINDAlexanderMichael750 Washington BlvdStamfordCT0690137222025121075.00900.00Asset ManagementManaging Director
SA11AIC000122457A8C2D3DFEB8472C9705INDAlixMichael11 Madison AveBsmt 1BNew YorkNY10010362920251210250.003000.00Group FunctionsManaging Director
SA11AIC0001224585B355329D5E408DAD4DINDAllredRobert1700 M Street NWWashington, D.C.DC20036458320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E797DE6F98B84F74A085INDAmbrogioDante LorenzoOne State StreetHartfordCT0610331002025121021.00252.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C8198E2C386D4392827EINDAmoChristopher299 Park AvenueNew YorkNY1001720251210300.003600.00Global Wealth ManagementManaging Director
SA11AIC00012245814DE93587AB451D92ACINDAptonKeith1700 M Street NWWashington, D.C.DC20036458320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245779BCAADE39E453FB461INDArrowoodBert17 W McBee AveGreenvilleSC29601272220251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DE1FFC88A7F048638D5FINDArseninIgor1285 Avenue Of The AmericasNew YorkNY1001960312025121020.00240.00Asset ManagementExecutive Director
SA11AIC00012245E5F3C18942514EF79529INDArumGregg1285 Avenue Of The AmericasNew YorkNY10019603120251210250.003000.00Global Wealth ManagementExecutive Director
SA11AIC00012245E6B7EA43752248F89F73INDAveryWilliam1217 Woodward AveDetroitMI48226204720251210416.664683.26Global Wealth ManagementMarket Director (ED)
SA11AIC000122453A3CEB09BE564AD9B472INDAxelowitzMark1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122454278ACB06A2044318CC2INDAzelbyJoe1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Asset ManagementManaging Director
SA11AIC000122452E5894424E2549D3A295INDBarraChristopher2121 Rosecrans AvenueEl SegundoCA90245474320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224582B774B2DC3641C29BBBINDBarryLaurieOne North Wacker DriveChicagoIL60606280720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122459D5E09AAA7144B84A328INDBassettJames2575 East Camelback RoadPhoenixAZ85016424020251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E373454700F74B309442INDBaumgartenJohn100 Crescent CourtDallasTX7520169002025121083.33999.96Global Wealth ManagementFinancial Advisor
SA11AIC000122457308BF89E50A440E8712INDBaysHarmon100 Vision DriveJacksonMS3921170082025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245B45DB2EF270743AC9D7AINDBeaupr_Ryan11 Madison AveBsmt 1BNew YorkNY1001036292025121025.00300.00UBS Investment BankManaging Director
SA11AIC00012245AF6D43CAB61947DC8914INDBebbingtonAnthony2575 East Camelback RoadPhoenixAZ85016424020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451EA2121FA33E4910AC43INDBeechlerDavid299 Park AveNew YorkNY10171000220251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A650956D20F948FCB6F2INDBelascoMichael1200 Harbor BoulevardWeehawkenNJ07086676220251210250.003000.00Asset ManagementManaging Director
SA11AIC00012245130D2F3B7B7F4E339C9BINDBen-ShlaushKaren1700 M Street NWWashington, D.C.DC20036458320251210125.001500.00Global Wealth ManagementFinancial Advisor
SA11AIC000122453F93F8A0FDCA4E788CE9INDBensonMatt951 E Byrd StSte 520RichmondVA2321940552025121050.00600.00Global Wealth ManagementDirector
SA11AIC000122454C4C95E6FFBB411A9159INDBerardoRichard G.201 North New York AveWinter ParkFL32789316320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245500600CA8D794FB89584INDBergSiri555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DF692A255DCB4A4897ACINDBerryAndrew1200 Harbor BoulevardWeehawkenNJ07086676220251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC0001224515D1AB8CD64D4E6B9DA3INDBeukelmanJonathan4600 Ulster Street (Metropoint 1)DenverCO80237284820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455B9DBF55965344E9BD73INDBevillJodie4400 Post Oak Parkway - 17th FloorHoustonTX77027342120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224578B5ADC2DC5E469BA311INDBickhamRobert4400 Post Oak Parkway - 17th FloorHoustonTX77027342120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224592FCE133257642608236INDBidstrupJeffery98 San Jacinto BoulevardAustinTX78701408220251210416.661249.98Global Wealth ManagementExecutive Director
SA11AIC000122452F7D8AE1D12447E2906AINDBishopBrad750 Town and Country BlvdHoustonTX77024391420251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224585055E457B3042A6923BINDBishopLeland1700 M Street NWWashington, D.C.DC20036458320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224503B023FFAF444468986DINDBloomJohn8500 Normandale Lake BoulevardBloomingtonMN5543738132025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245077A387C3602461DA58BINDBlountLee444 Cedar StreetSt PaulMN5510121792025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245267AF9D86F5E4579B069INDBoeckmanBradley2055 Crocker RoadWestlakeOH4414521962025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245762236625AB0457AA272INDBookerWilliam500 Campus DriveFlorham ParkNJ07932102420251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245BB81F49C2DDA40349EFDINDBordashSusan750 Washington BlvdStamfordCT0690137222025121084.001008.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224529FD5306CD32423D8BCAINDBradshawMauriceOne Post Office SquareBostonMA02109210620251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122453C0D6DB350564889A534INDBradyKellie1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC00012245AE7AD3C9C88340AC9437INDBraffDouglas525 Okeechobee Blvd.West Palm BeachFL33401634920251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224518ABA21DB64443948D30INDBrienzaJoseph205 N Detroit StreetDenverCO80206481220251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245F1E7A91E4F9F43CDA987INDBrownCurtis90 S Cascade AveSte 930Colorado SpringsCO8090356012025121035.00420.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245461AB73F865B44839082INDBrownEdward4000 Town CenterCanonsburgPA15317583720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A72EBF63D0F545B28551INDBrownGrantOne North Wacker DriveChicagoIL6060628072025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DA6B3D9EAB714B3DAA36INDBrunerDavid2155 Louisiana Blvd NEAlbuquerqueNM8711054092025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122453E12DF5CC6B141EAB61BINDBrunkerLester80 S 8th StSte 290MinneapolisMN5540221002025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456A6FEBF8DC584E82B903INDBruzzesePeter11 Madison AveBsmt 1BNew YorkNY1001036292025121075.00900.00Group FunctionsManaging Director
SA11AIC000122456E4BF661BD0D485C96C0INDBuetelBrian1800 North Military TrailBoca RatonFL3343163642025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458F1C9813D0014F2A94B2INDBultRobertMontgomery Rd Suite 100WCincinnatiOH4523620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C5F10A1EACC246739EF2INDBurishAndrew8020 Excelsior DriveMadisonWI53717199820251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455B6D3B1E75DA49C2A770INDBurkeKeith681 East Lake StreetWayzataMN55391003820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451B16919D167848F5B5C9INDButlerThomas1471 Iyanough Road (Route 132)HyannisMA0260120251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC00012245FFF10B2A9B6F4616811FINDBuzzerdHarry501 Fellowship RoadMt. LaurelNJ08054341920251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC000122458AEA17A1D27346598029INDCalvertWilliam2000 Avenue of the StarsLos AngelesCA9006747002025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245399D8731CE914C8182BDINDCalvinAngela1200 Abernathy Road/600 NorthparkAtlantaGA3032856622025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122454CAA3A2B61D54B2D9ABCINDCameronChristopher800 S Gay StSte 2600KnoxvilleTN37929260020251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224557BFA0A497E840449D1AINDCapannaDerek11 Madison AveBsmt 1BNew YorkNY10010362920251210416.664999.92UBS Investment BankManaging Director
SA11AIC000122451C6D05BC9BA54AB1965EINDCarbyGary7250 Dallas PkwySte 1200PlanoTX75024500120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450811A7A00F6C4D9AB0A5INDCareyToddOne Post Office SquareBostonMA02109210620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245FAF76C1457884C65B5AEINDCarrollWilliam1200 Harbor BoulevardWeehawkenNJ07086676220251210416.004992.00Global Wealth ManagementManaging Director
SA11AIC00012245AC6A4A971BAD4E96BFCAINDCashGreg6100 Fairview RoadCharlotteNC28210327720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E79183B22E8D41CD974BINDCasrielLyle1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245033C4081907A49A49C79INDCastronuovoJohn525 Okeechobee Blvd.West Palm BeachFL33401634920251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224583A674641DFE45E2BA12INDCataniaNicholas401 East Las Olas BoulevardFort LauderdaleFL33301221020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122454324E290EA6C426585AFINDCatlinJeff2301 West Big Beaver RoadTroyMI4808433002025121025.00300.00Global Wealth ManagementExecutive Director
SA11AIC0001224533033910ED0B445BB575INDCentnerGeoffrey325 N. Old Woodward AveBirminghamMI4800953332025121084.001008.00Global Wealth ManagementExecutive Director
SA11AIC000122458D6517BB7AA845858631INDChadhaDushyant11 Madison AveBsmt 1BNew YorkNY10010362920251210416.664999.92UBS Investment BankManaging Director
SA11AIC000122457B3681AB3D7A4255B57AINDChandlerJason600 Washington BlvdStamfordCT06901372620251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC0001224551E499B1912F4C908F48INDChapinTimothy1471 Iyanough Road (Route 132)HyannisMA0260120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450C4EEE9CF61643478F26INDChengConnie305 Lytton AvePalo AltoCA94301143120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245BFB6363C3AA947EABB04INDChildWarren1145 Broadway PlazaTacomaWA9840235832025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450366D939B087492FBDBBINDChingGeorgeOne North Wacker DriveChicagoIL6060628072025121020.82249.84Group FunctionsDirector
SA11AIC000122454202A788371448FBA1F5INDChirogianisJason98 San Jacinto BoulevardAustinTX78701408220251210250.002750.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245595BEE7ECD6D429EB1FAINDChongMay251 South Lake AvenuePasadenaCA91101300320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224525A7549D45A34D1EACB1INDChuRodney555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210100.001200.00Asset ManagementManaging Director
SA11AIC000122455F6C5602D49E41FCB284INDChuddMichael10801 W Charleston BoulevardLas VegasNV8913512002025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245522C674CFDF642B286D1INDCliffordChris555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CF48D382CDEA474E99F5INDCloseLouis681 East Lake StreetWayzataMN55391003820251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122452CBAFB1FA8234FA4B1E5INDCochraneJohnOne North Wacker DriveChicagoIL6060628072025121035.00420.00Global Wealth ManagementFinancial Advisor
SA11AIC000122453C52EC733BFB471389C8INDCohenLewis1735 Market StPhiladelphiaPA19103750120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E5A89BB2BD7A4055B670INDCollinsChip600 Washington BlvdStamfordCT0690137262025121025.00300.00Group FunctionsManaging Director
SA11AIC00012245597EA442174749ACA7DEINDColluraJohn1285 Avenue Of The AmericasNew YorkNY1001960312025121050.00600.00Global Wealth ManagementManaging Director
SA11AIC000122458C272997924743D49E77INDColvilleDavid1285 Avenue Of The AmericasNew YorkNY1001960312025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CC4DB8B9DD4641D48D9FINDConigattiThomas1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC000122451E60761CAFC14F40B4EDINDConklinTodd299 Park AvenueNew YorkNY1001720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245449ACD81814941B6B5FDINDCookMichaelOne Post Office SquareBostonMA0210921062025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245162EE53BEE6D479D824CINDCoopermanGabriel1285 Avenue Of The AmericasNew YorkNY1001960312025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E396BBB45CEB401488D5INDCornellTimothy3601 Rigby RdSte 500MiamisburgOH45342503920251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245E49FE054F3E24CB283A7INDCorrado-HarrisonMelissa205 N Detroit StreetDenverCO80206481220251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224520251219225510-2INDCorrigallTara440 Monticello AveNorfolkVA2351025712025122450.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224527BA1454C0A64B848CF3INDCorriganKathy3801 PGA BoulevardPalm Beach GardensFL33410275820251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC000122450792930283B74B39A735INDCostelloThomas11 Madison AveBsmt 1BNew YorkNY1001036292025121020.84250.08Non-Core and LegacyDirector
SA11AIC00012245FB708780C2C54055AA02INDCourtAlexander600 Washington BlvdStamfordCT06901372620251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224582136C551E4549D69E6EINDCovinoBobOne Post Office SquareBostonMA02109210620251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC00012245C02DED3038A444DBB882INDCraibColin1700 M Street NWWashington, D.C.DC20036458320251210150.001800.00Group FunctionsDirector
SA11AIC00012245F52BA71F2FDA43439424INDCronanJeffersonOne Union SquareChattanoogaTN37402250520251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC00012245DB362654ADC74785908CINDCroninMichael600 Washington BlvdStamfordCT0690137262025121040.00480.00Group FunctionsExecutive Director
SA11AIC00012245CE7E86B06D2741B6BF82INDCrumCarter750 University Ave.Los GatosCA9503276952025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CAFD80C9B5054A1DA73BINDCubicMichele11 Madison AveBsmt 1BNew YorkNY10010362920251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC0001224517FDB043D69F40238C67INDCusanoRobertOne State StreetHartfordCT0610331002025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F272E3E506234EA78F74INDD'andreaAnthony E.1200 Harbor BoulevardWeehawkenNJ07086676220251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC000122452E044A8FBEF04BA5B96BINDDahlquistErik299 Park AvenueNew YorkNY1001720251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224565FF35FC66EC4C04AD6BINDDankworthCharles180 Market StreetNew AlbanyOH43054903020251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122454AC66FE598154427B4FDINDDavidBrian1200 Abernathy Road/600 NorthparkAtlantaGA30328566220251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245E4C1DBD4EA124C37BF72INDDavisWayneOne Post Office SquareBostonMA02109210620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224575AD09CB658C41ED9899INDDayCharles1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245DDB8C8773C774518A480INDDegeareJay101 E Kennedy BlvdTampaFL33602517920251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122456642A1D539E94D7083C7INDDeidikerNicholasNashville - 3102 West EndNashvilleTN372032025121041.67500.04Global Wealth ManagementFinancial Advisor
SA11AIC00012245F499D35E899A4D20AB4DINDDellingerMichael4400 Post Oak Parkway - 17th FloorHoustonTX77027342120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245DF50D3A55C0847C6BD03INDDellomoTracyOne Jericho PlazaJerichoNY11753168020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D3E7BAE53ED645D19247INDDeluiseLawrence61 South Paramus RoadParamusNJ07652123620251210150.001650.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A4E0578C509E4438A40CINDDerosaAnthony11 Madison AveBsmt 1BNew YorkNY1001036292025121050.00600.00UBS Investment BankManaging Director
SA11AIC00012245FF8B6E32A1E14C01AE52INDDesaiAjayOne North Wacker DriveChicagoIL60606280720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245204E7DD19AA843B593E3INDDesaiRajas299 Park AvenueNew YorkNY1001720251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245633F6C71BA344788BA84INDDestraFrank1285 Avenue Of The AmericasNew YorkNY10019603120251210300.003600.00Global Wealth ManagementManaging Director
SA11AIC000122452006ED9190AF4A698373INDDevignon-KimSophie11 Madison AveBsmt 1BNew YorkNY1001036292025121041.66499.92Group FunctionsExecutive Director
SA11AIC000122455C4F8D44B1194D54AF89INDDewbreyDaryl1285 Avenue Of The AmericasNew YorkNY10019603120251210250.003000.00Asset ManagementManaging Director
SA11AIC00012245EE7B1FAFDF9C43089B62INDDieterleJoseph A.1 City CenterPortlandME0410164202025121050.00600.00Global Wealth ManagementExecutive Director
SA11AIC00012245DD12BA8D5E7B44188B1FINDDigiaRobert11 Madison AveBsmt 1BNew YorkNY10010362920251210100.001200.00UBS Investment BankManaging Director
SA11AIC00012245A6ADE34ADBA3459E9765INDDigiacomoRobertMontchanin Corporate CenterGreenvilleDE198072025121083.33999.96Global Wealth ManagementFinancial Advisor
SA11AIC000122459277DFF7C1D54D639BC2INDDillonChristopher888 San Clemente DriveNewport BeachCA92660636620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224541DB92A0A0F94035B175INDDillonSeanOne Post Office SquareBostonMA02109210620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245248C2EF3484744EEBD25INDDimuriaChristopher1285 Avenue Of The AmericasNew YorkNY10019603120251210250.003000.00Global Wealth ManagementManaging Director
SA11AIC000122451827F7CC031747519D09INDDomianDouglasOne State StreetHartfordCT0610331002025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DF847E2BF74943B8BE18INDDonnellyTimothy331 Newman Springs RoadRed BankNJ07701568820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C195AD0BF8F647B4B602INDDoyleJohn100 West Putnam AveGreenwichCT06830536120251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245036B9BD9C9DA4BB1BB07INDDrierJosephOne Post Office SquareBostonMA0210921062025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450B4C527081384CFD92F7INDDruryTheodoreOne North Wacker DriveChicagoIL6060628072025121050.00600.00Asset ManagementManaging Director
SA11AIC000122456B516B74E41A479F9AABINDDubroffJonathan11 Madison AveBsmt 1BNew YorkNY10010362920251210250.003000.00UBS Investment BankManaging Director
SA11AIC000122450422FE16088A44F6B2C5INDDuceyJamesOne Post Office SquareBostonMA02109210620251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC0001224518EC488F6D9444C7BB02INDDuckworthJ.Rodney440 Monticello AveNorfolkVA23510257120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245DDCB31D257904844AD5CINDDuncanWilliamOne Northbrook PlaceNorthbrookIL6006220251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456BF5490E9AFA4D47BF1AINDDunnEric N.1819 Main StSte 900SarasotaFL3423659262025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CB79FC9A0ECC4C9DBC8BINDDworakJason8415 Maddox DriveLincolnNE68520160120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F6507A5D94B8416ABBE3INDDyrvikPer600 Washington BlvdStamfordCT06901372620251210250.003000.00Group FunctionsManaging Director
SA11AIC00012245C945E5D0088543D69B8EINDEddyThomasOne Union SquareChattanoogaTN3740225052025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245B7A124E897974D68B728INDEdmundsonJordan6070 Poplar Avenue / Triad CenterMemphisTN3811939012025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E51384A58CCD4162A1EDINDEinsteinBill801 Laurel Oak DriveNaplesFL3410827482025121084.001008.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245EF5040419F7C4C9CA703INDEliasMark4400 Post Oak Parkway - 17th FloorHoustonTX77027342120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CE1007A8D25848749E0EINDElishHarold1285 Avenue Of The AmericasNew YorkNY1001960312025121045.00540.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245AD29BBB2DF0E44FF82DDINDEllingerCraigOne North Wacker DriveChicagoIL6060628072025121050.00600.00Asset ManagementManaging Director
SA11AIC00012245DE0922A341DD492AB4C4INDEllisDavidMontgomery Rd Suite 100WCincinnatiOH4523620251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C8BBB805E9E449FDA036INDEmanuelEdward1200 Harbor BoulevardWeehawkenNJ07086676220251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC0001224564715B78AB854FF691FCINDEmanuelSusan A.1000 Harbor BoulevardWeehawkenNJ07086676120251210416.004992.00Global Wealth ManagementManaging Director--Wealth Mgmt
SA11AIC00012245C5B6063D6B3A4616B199INDEvansMike555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245F0CF208C17594BA6B35BINDEvertsDavid55 William StreetWellesleyMA0248140032025121021.00252.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245533BCF0FD0704EC5A170INDFagerstenMarcus555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122454F342C3DF01742EA9CF9INDFasiDavidOne State StreetHartfordCT06103310020251210416.663749.94Global Wealth ManagementFinancial Advisor
SA11AIC00012245B68B0A5AEEED4FFB880BINDFasiJamesOne State StreetHartfordCT06103310020251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245FEEC1E4F0D554BC5923EINDFeldLisa11 Madison AveBsmt 1BNew YorkNY1001036292025121025.00300.00Group FunctionsManaging Director
SA11AIC00012245FED01044837A46AA8C32INDFerreiraArtur1285 Avenue Of The AmericasNew YorkNY10019603120251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224585FCBBCE4F2F48399751INDFiermanMelissa1010 South Federal HighwayHallandaleFL3300971812025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456EC5FC0995DB426EAC35INDFinckLoretta600 Washington BlvdStamfordCT06901372620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C805E0439AE84D49B43BINDFisherBobby4400 Post Oak Parkway - 17th FloorHoustonTX77027342120251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D89B19756A414CAAA4EEINDFisherNorman6120 S Yale Ave. - TulsaTulsaOK7413642342025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451EAA6E01BB1C41B18F56INDFiumaraRitaOne North Wacker DriveChicagoIL60606280720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245B27DC85D2F82408991DBINDFlaimBenjaminOne Post Office SquareBostonMA02109210620251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224574526B5DAB9040A586CAINDFlaminoCarmen58 South Service RoadMelvilleNY1174723442025121021.00252.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245416D8FF55F2E46CC8921INDFleischmanRon6100 Fairview RoadCharlotteNC28210327720251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC000122455C5EE383F16E43A88E92INDFoleyEdward299 Park AvenueNew YorkNY1001720251210125.001500.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245B4561171C8FB4156BAA0INDFoleyMatthew61 South Paramus RoadParamusNJ07652123620251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451F7A5A494B0A45199198INDFoleyPeter3801 PGA BoulevardPalm Beach GardensFL33410275820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122452BC2CE52D891428D8AEAINDFordPeter1801 13th StBoulderCO80302538620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456A38AD8D67F54E81BE7EINDForschinoBrian600 Washington BlvdStamfordCT06901372620251210100.001200.00Group FunctionsManaging Director
SA11AIC00012245F50B1A90C3FF4AA8836AINDFoxJulie101 West Elm StreetConshohockenPA1942820752025121050.00600.00Global Wealth ManagementManaging Director
SA11AIC00012245E5DB2FA389B2484FA131INDFranciaNicholas1700 M Street NWWashington, D.C.DC20036458320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245ABE11178C68244458C36INDFrankenDavid3801 PGA BoulevardPalm Beach GardensFL3341027582025121084.001008.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245AECB31AAD07748B78B0EINDFrederickMatthew8415 Maddox DriveLincolnNE6852016012025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A1D30E02332E419682F0INDFreidesDrew2000 Avenue of the StarsLos AngelesCA90067470020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122453AF18C3902B14279A2E4INDFrenchGeorgia941 Houston Northcutt BlvdMount PleasantSC29464349920251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224520251219225510-4INDFrenzelEmily411 South State StreetNewtownPA18940199020251224250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC000122457F44789F82F244659BF9INDFreyWilliam1000 Harbor BoulevardWeehawkenNJ07086676120251210100.001200.00Group FunctionsManaging Director
SA11AIC0001224512730BA0AE2F477BA82EINDFullerAaronNashville - 3102 West EndNashvilleTN3720320251210416.664366.60Global Wealth ManagementFinancial Advisor
SA11AIC000122452D9728EED5354FBDAE99INDFultonMark3 Park PlaceAnnapolisMD21401368720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D87962E00BED472BAB8AINDGachRobert2000 Avenue of the StarsLos AngelesCA90067470020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DEA4BB9B02F34454A003INDGalewskiAndrew1200 Prospect StSte 100La JollaCA92037360820251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245BE85E74A6A4D4F2D822DINDGallagherDan888 San Clemente DriveNewport BeachCA9266063662025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224505626CC41CF1439AA470INDGalliJonathanOne Post Office SquareBostonMA02109210620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224599C1B5DD78A9494A8EE8INDGallivanClark17 W McBee AveGreenvilleSC29601272220251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450E53F626BFA6483599D4INDGarnettScott951 E Byrd StSte 520RichmondVA23219405520251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245BB1FC9C20FAA494C9979INDGarveyJohn101 West Elm StreetConshohockenPA19428207520251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122459CCD7A332F624B5AABA5INDGasperBrett M.2301 West Big Beaver RoadTroyMI48084330020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224547073E97D12A4782ADDFINDGasperDavid2301 West Big Beaver RoadTroyMI4808433002025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224561E7B54C4AC74DEAA260INDGatesmanGregory1200 Harbor BoulevardWeehawkenNJ07086676220251210416.661249.98Global Wealth ManagementManaging Director
SA11AIC00012245369953DC01404DE99870INDGatewoodMichael R.One North Wacker DriveChicagoIL60606280720251210250.003000.00Global Wealth ManagementManaging Director
SA11AIC000122452C36784558354986AEB5INDGelvinChristopher600 Washington BlvdStamfordCT06901372620251210200.002400.00Group FunctionsManaging Director
SA11AIC000122455DF26111CD3541F0A202INDGeorgeadisMarc1604 Hewitt AveSte 601EverettWA9820135362025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224582EE331BA14044C98B46INDGerschelDaniel A1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224536F7BA1284934CA3862EINDGershuniShneur11 Madison AveBsmt 1BNew YorkNY10010362920251210150.001800.00UBS Investment BankManaging Director
SA11AIC00012245F548285E3241434098C6INDGherardiJohn N.201 Settlers Trace Blvd.LafayetteLA70508678120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122459B4ECB907E304F2199F1INDGiblinPatrick109 North Ave WWestfieldNJ0709014212025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458F0EA887D94A475AAB9AINDGiffenDavid1000 Harbor BoulevardWeehawkenNJ07086676120251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC0001224582A174E8B391471D8B86INDGignilliatHarris3560 Lenox Rd NEAtlantaGA30326426620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CDE3B3B21B404D0BBE08INDGiordanoJames251 South Lake AvenuePasadenaCA91101300320251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E5E4255B0F164DCF8FFFINDGlasselMara S.3 Manhattanville RdPurchaseNY10577211620251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC000122451872009C9734492D8961INDGlucksmanJustinOne Post Office SquareBostonMA0210921062025121075.00900.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224546C5CE5CE2124935ADA0INDGoforthDenny1700 M Street NWWashington, D.C.DC20036458320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224566767D1DFA574560A852INDGoldSteve E.100 SE 2nd StreetMiamiFL3313121002025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E05598BC18564823A082INDGoldbergWilliam4400 Post Oak Parkway - 17th FloorHoustonTX77027342120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122457EDE38B888814A9FBDF6INDGoliaLisa1000 Harbor BoulevardWeehawkenNJ07086676120251210416.00416.00Global Wealth ManagementManaging Director
SA11AIC00012245CF849F946EBA42F9B63FINDGomezJorge550 Biltmore WayCoral GablesFL3313457302025121041.66499.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245DF8923C5B1FF44139A57INDGoodenoughDavid2000 Avenue of the StarsLos AngelesCA9006747002025121060.00720.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450F4C7011CAC74DD2A4F6INDGordonMatthew101 E Kennedy BlvdTampaFL33602517920251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245E63EB7B78DAA41F3B54AINDGorscheLauren2000 Avenue of the StarsLos AngelesCA90067470020251210416.661666.64Global Wealth ManagementManaging Director
SA11AIC000122459C22256E1012476A9E18INDGoulardTerry Ann1285 Avenue Of The AmericasNew YorkNY10019603120251210250.003000.00Group FunctionsManaging Director
SA11AIC00012245058559578B6A44CF92C0INDGovanChristine299 Park AvenueNew YorkNY100172025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224560735CBD8E1743D4A041INDGrahamBrendan1700 M Street NWWashington, D.C.DC20036458320251210416.664999.92Global Wealth ManagementExecutive Director
SA11AIC00012245353567A70EA24C9C8E7FINDGrecoWilliamOne State StreetHartfordCT06103310020251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245DFE7DFB80F7D4C29A5C9INDGreeneMichaelOne North Wacker DriveChicagoIL60606280720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224519066CAF542343F5B8C4INDGrossmanScott1285 Avenue Of The AmericasNew YorkNY1001960312025121075.00900.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C66A7114534F4E6CAA8DINDGuptaShashank1200 Harbor BoulevardWeehawkenNJ07086676220251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC000122454E4C36D6587143DBB898INDHaffnerBarry1700 M Street NWWashington, D.C.DC20036458320251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451357885EF71A4F709E81INDHamlinJason225 108th Avenue NEBellevueWA98004577120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245B1712DCC21C44AC59E82INDHammarstedtJay11 Madison AveBsmt 1BNew YorkNY1001036292025121025.00300.00UBS Investment BankManaging Director
SA11AIC0001224589EFA3556B2B401FADEEINDHammondJohnOne Northbrook PlaceNorthbrookIL600622025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E7AA4E7C291F4F56AC10INDHanleyJohn1700 M Street NWWashington, D.C.DC2003645832025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224528F622CC29E24643AD43INDHardyMichael1610 Arden WaySacramentoCA95815402620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224546D7A5DB34B34A4BBEFDINDHardySean W.600 Superior Avenue EastClevelandOH44114261420251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122457C0B4B7CB81741A58FA1INDHartDiane251 South Lake AvenuePasadenaCA91101300320251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F7CFF029A55C4A7684F7INDHayesHolidae1700 M Street NWWashington, D.C.DC20036458320251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245209FE961564E4A539F2BINDHayesJordan2000 Avenue of the StarsLos AngelesCA9006747002025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122457383269F5357441290E7INDHeadJeffrey3000 A StreetAnchorageAK99503404020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F003D02ABE30439BAF90INDHeldMichael11 Madison AveBsmt 1BNew YorkNY10010362920251210416.664999.92Group FunctionsManaging Director
SA11AIC000122458BBE13E473C74A3ABADBINDHendricksDarryll11 Madison AveBsmt 1BNew YorkNY10010362920251210416.664999.92Group FunctionsManaging Director
SA11AIC0001224532EFD8DB83984A4D89B8INDHenestofelMark3601 Rigby RdSte 500MiamisburgOH45342503920251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122457CDDE711987B472ABC11INDHermanJeffrey380 Knollwood StreetWinston-SalemNC27103188420251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456B488B46EA824C49BF84INDHerringJames299 Park AvenueNew YorkNY10017202512195000.005000.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224550F5FD4C18FB49058235INDHiderJames312 Walnut StreetCincinnatiOH4520240242025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A7DC556EA32A471DA146INDHodgeMichelle1200 Harbor BoulevardWeehawkenNJ07086676220251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC000122457DBD1019C2C44FB6BF77INDHolmesWendy299 Park AvenueNew YorkNY1001720251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245FB7BBC4A0803450A827BINDHoranDave8500 Normandale Lake BoulevardBloomingtonMN55437381320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245C081F778F1E647929887INDHornRichard500 East Pratt StreetBaltimoreMD21202313320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245595EF6AB92D54235B94EINDHotchkissGreg601 West Riverside AvenueSpokaneWA99201062120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450EAED67D5EE7424F9435INDHourihanMarc-Anthony11 Madison AveBsmt 1BNew YorkNY10010362920251210250.003000.00UBS Investment BankManaging Director
SA11AIC0001224588137765B64F46549D14INDHowellBrad2575 East Camelback RoadPhoenixAZ85016424020251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245261DB64DB5994AFEBF3FINDHughesDuane1200 Harbor BoulevardWeehawkenNJ07086676220251210416.664999.92Group FunctionsManaging Director
SA11AIC00012245F1CE96B7D7D844F8A121INDHullBrian1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Group FunctionsManaging Director
SA11AIC00012245AD09503A62D041909903INDHullJason5007 Horizons Dr.Upper ArlingtonOH43220528820251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122450F3B0D8ACA51470BAC17INDHuvaneThomas299 Park AvenueNew YorkNY1001720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245ABA2A0E1747E4D5DA21BINDHyattMichael301 Commerce StreetFort WorthTX76102414020251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224520251219225510-1INDHydeWilliam3280 Peachtree Rd NEAtlantaGA3030524302025122425.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224510BAD6106D8C4425BB18INDHyldahlBradley17180 Rancho Bernardo CenterSan DiegoCA921282025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CD024180620940DF80F8INDHyzduMichaelMontgomery Rd Suite 100WCincinnatiOH452362025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451D7B6E9526A8473891ECINDIlardiFilippo1285 Avenue Of The AmericasNew YorkNY1001960312025121050.00600.00Asset ManagementManaging Director
SA11AIC00012245CB130D65132A4CA1BB42INDJacksonChristopher1700 M Street NWWashington, D.C.DC20036458320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245B3A0539AE30A43BFA6FEINDJacksonDonald6120 S Yale Ave. - TulsaTulsaOK7413642342025121084.001008.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C51280BB5F014A4BBB0BINDJacksonPeter80 South 8th Street, Suite 290MinneapolisMN55402210020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224539B681B0546240AD8DD9INDJasonJoel440 Monticello AveNorfolkVA23510257120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455CE91F0F0B4342EEA62EINDJayGabriel1255 Treat BlvdWalnut CreekCA94597796820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450AF994A9EA024C82B23AINDJeffersonLynette1000 Harbor BoulevardWeehawkenNJ07086676120251210125.001500.00Global Wealth ManagementManaging Director
SA11AIC00012245180E7A1A25544D95858BINDJohnsonEjner500 East Pratt StreetBaltimoreMD21202313320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F0FEF69B1F5C4F829F5CINDJohnsonMatthewOne North Wacker DriveChicagoIL60606280720251210150.001800.00Asset ManagementManaging Director
SA11AIC000122451DF5D87B3A0A4C508FEBINDJohnsonPatricia2000 Avenue of the StarsLos AngelesCA90067470020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E65A26A4285D4E638B9CINDJonesScottMontgomery Rd Suite 100WCincinnatiOH452362025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245BC09C553DA974058B24BINDJordanPhilip3801 PGA BoulevardPalm Beach GardensFL33410275820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224584EDB6883D074FBBBB22INDJubitzFred1200 Harbor BoulevardWeehawkenNJ0708667622025121025.00300.00Global Wealth ManagementManaging Director
SA11AIC000122454DF9C20C250F44BBB5F8INDJugeDavid11 Madison AveBsmt 1BNew YorkNY10010362920251210100.001200.00UBS Investment BankManaging Director
SA11AIC000122452E43474EBF494BAAB2FDINDKanigherMichael2000 Avenue of the StarsLos AngelesCA90067470020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224547D2072D4CCE478795AFINDKappelJustin444 Cedar StreetSt PaulMN55101217920251210416.664999.92Global Wealth ManagementExecutive Director
SA11AIC0001224521ACD847E777490EBABEINDKaremRobert3560 Lenox Rd NEAtlantaGA3032642662025121040.00480.00Global Wealth ManagementDirector
SA11AIC000122450665B32FA0C6478BBA41INDKarlMichael4150 S Second StreetSt CloudMN56301370420251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E3984E5E6E3D4591895CINDKarofskyRobert1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC000122454C22ED4FEF4B41FC90F1INDKastenRickOne North Wacker DriveChicagoIL6060628072025121041.66499.92UBS Investment BankManaging Director
SA11AIC000122456BA89326613749BB8442INDKatzJason1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122457774AA6896EF43AFB9A0INDKauffmannTodd1285 Avenue of the AmericasNew YorkNY1001960312025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122459E88160DDD004EF69BFDINDKayToma20 PacificaSte 1500IrvineCA9261874692025121050.00600.00Global Wealth ManagementAssociate Director
SA11AIC00012245CD338269D20E4350A8CDINDKearnsMartinOne State StreetHartfordCT06103310020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122457E8FA86A69E74BF5AB8DINDKellnerTiffany3601 Rigby RdSte 500MiamisburgOH45342503920251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245ADD49B2C84BF4BAAABD2INDKeverMark7250 Dallas PkwySte 1200PlanoTX7502450012025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245AD797CAFD9F545B896C1INDKichlerLeonard30050 Chagrin BoulevardPepper PikeOH4412457162025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C858F4BD860A4AAB9588INDKiefferKorry95 State StreetSalt Lake CityUT8411116302025121020.00240.00Global Wealth ManagementDirector
SA11AIC000122459AEC5D68940C44ACB19DINDKiernanAndrew681 East Lake StreetWayzataMN55391003820251210167.002004.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D3875E704E164AF1A41AINDKierskyElliot6070 Poplar Avenue / Triad CenterMemphisTN3811939012025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CE29160A2565446189D9INDKilduffSean299 Park AvenueNew YorkNY1001720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224520CC62F109754B149B81INDKilkennyKieran11 Madison AveBsmt 1BNew YorkNY10010362920251210250.003000.00UBS Investment BankManaging Director
SA11AIC00012245B88942058CA04C49AA1BINDKilmurrayDaniel100 West Putnam AveGreenwichCT06830536120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245F84CCCD3EE254A219B20INDKingPhilipRaleigh-CS-6933-Louis Stephens DriRaleighNC275602025121020.82249.84Group FunctionsExecutive Director
SA11AIC000122453B6AC5BCB58445A2B241INDKleimanJonathan58 South Service RoadMelvilleNY11747234420251210300.003600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450A17C74445784FD19778INDKoltesJames1700 M Street NWWashington, D.C.DC20036458320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224553BD4AF7CBE348D697ACINDKottoorJim2121 Rosecrans AvenueEl SegundoCA9024547432025121025.00300.00Global Wealth ManagementManaging Director
SA11AIC00012245A9D2DAA2E5464AB5BA88INDKravitzIra7250 Dallas PkwySte 1200PlanoTX75024500120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224553811A1B507941E692E9INDKunkelJacquelineMontgomery Rd Suite 100WCincinnatiOH452362025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224503991F43EA254C4096F3INDKurraschKaren299 Park AvenueNew YorkNY100172025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455A887A6C3AC34E37A972INDL'esperanceRos11 Madison AveBsmt 1BNew YorkNY10010362920251210416.664999.92UBS Investment BankManaging Director
SA11AIC000122455B33018DCDAA4DFCA1B9INDLadnerDaniel299 Park AvenueNew YorkNY1001720251210416.664166.60Global Wealth ManagementFinancial Advisor
SA11AIC00012245C77B9A48148249DD9BF4INDLaneBrent3560 Lenox Rd NEAtlantaGA30326426620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DF359540974C4FFF9B20INDLaneRobert8 Southwoods BlvdAlbanyNY1221125542025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D27F12EED3714293B9E0INDLapadulaCatherine550 Biltmore WayCoral GablesFL3313457302025121084.001008.00Global Wealth ManagementManaging Director
SA11AIC00012245875E35BB44ED41278E01INDLarijaniLeila1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245F4223658833742FEBF72INDLaskoMatthew600 Washington BlvdStamfordCT06901372620251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245EDCA53903A60450C9574INDLaubachAshley201 North New York AveWinter ParkFL32789316320251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455A79B8864D184086A3E2INDLederfineDarren80 South 8th Street, Suite 290MinneapolisMN5540221002025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224584FB942873FE4DD89BA9INDLeemingPaulOne State StreetHartfordCT0610331002025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122454312EEA8447A4980AE3CINDLesageHarold1780 Hughes Landing BlvdSte 200The WoodlandsTX77380401420251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245BED8C29F6A724F849676INDLevinEd888 San Clemente DriveNewport BeachCA92660636620251210416.665416.58$416.66 refund issued 1/23/2026. Will be on M2 2026 reportGlobal Wealth ManagementFinancial Advisor
SA11AIC00012245503E0DA5975845D88FE8INDLevineJonathan760 SW 9th StreetPortlandOR97205258320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224585539F61BCA44AF0BF2AINDLevyDaniel6905 N Wickham RoadMelbourneFL32940755220251210416.661666.64Global Wealth ManagementFinancial Advisor
SA11AIC000122458F619B43FE5B4F31AEA2INDLewisJeff3560 Lenox Rd NEAtlantaGA30326426620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451EE6A91E1A7E44D5B11BINDLewisPaul1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A0AAFC605896494FAC22INDLichtGeorge55 William StreetWellesleyMA0248140032025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC000122453884F0F7CBAE4B988B8CINDLiebermanShane1700 M Street NWWashington, D.C.DC20036458320251210185.002220.00Group FunctionsExecutive Director
SA11AIC00012245576097E38A1443F9BB57INDLiottiAnthony1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Asset ManagementManaging Director
SA11AIC000122456F8FAB314D4A456EBCBEINDLisle ParhamJanaNashville - 3102 West EndNashvilleTN372032025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224508F086899F0844898738INDLittlefieldMatthewOne Post Office SquareBostonMA0210921062025121075.00900.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450A2FC24E6DA64C14B5B0INDLoewenthalRodOne Northbrook PlaceNorthbrookIL600622025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245972FE7228B6C4D67890FINDLoftusMichael11 Madison AveBsmt 1BNew YorkNY10010362920251210100.001200.00Group FunctionsManaging Director
SA11AIC00012245302F48E9C3D840008482INDLombardyRosemaryNashville - 3102 West EndNashvilleTN372032025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224537A3867DE97D42F8B75EINDLooAlicia555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC00012245B9111E045AAB43C1B479INDLowerrePaul525 Okeechobee Blvd.West Palm BeachFL33401634920251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224507B0BA34117B4430BC43INDLowyJason307 International CircleHunt ValleyMD21030132120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122453B7102C7318340AD9F7FINDLubkemannDavid1200 Harbor BoulevardWeehawkenNJ07086676220251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC000122456912C3CCEF1B4480A51CINDLudingtonMatthewOne North Wacker DriveChicagoIL6060628072025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245B7CB8F40BFEE43758C31INDLundonMichael801 Laurel Oak DriveNaplesFL34108274820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CC0911F5D18242C6AEF3INDLundquistDavid225 108th Avenue NEBellevueWA98004577120251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC000122459D6C833702E547EAA2E1INDLungMabel1285 Avenue Of The AmericasNew YorkNY1001960312025121040.00480.00Asset ManagementManaging Director
SA11AIC00012245A737EA1C765246DF917EINDLutzAnn600 Superior Avenue EastClevelandOH44114261420251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E6643912270341268C2CINDMacdonaldScott2575 East Camelback RoadPhoenixAZ85016424020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D32448F243F24A498DFCINDMacfarlanShawn225 108th Avenue NEBellevueWA9800457712025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456F1E871C2CBF4876AEA5INDMadiganThomas1 Century TowerNew HavenCT0651070132025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224593F34325DFC1410D8DC3INDMaherDavid600 Superior Avenue EastClevelandOH44114261420251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224518EEEE799BFA4E8796DDINDMahoneyDonald1735 Market StreetPhiladelphiaPA19103750120251210416.664583.26Global Wealth ManagementFinancial Advisor
SA11AIC00012245C630E079090D4A6A9E97INDMahonyKevin1 Jericho PlzJerichoNY11753168020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245508E722509CF4B1CA5F1INDMallahSteve1800 North Military TrailBoca RatonFL33431636420251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224543425B811DCD475996CAINDMalofChristopher250 Delaware AvenueBuffaloNY14202201420251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224594CA58004AFA4E15BAD8INDMaltbyJayOne North Wacker DriveChicagoIL6060628072025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC000122454B9471443E9240FABFCEINDManganaroBrittanyOne Post Office SquareBostonMA0210921062025121020.00240.00Global Wealth ManagementExecutive Director
SA11AIC0001224541EE6D766D224C2DBD78INDMantioneThomasVero Beach RegusVero BeachFL3296020251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122454135E322CA2A4CE29184INDMarcelliSolita1285 Avenue Of The AmericasNew YorkNY10019603120251210200.002400.00Global Wealth ManagementManaging Director
SA11AIC00012245423032B25B214DD38F29INDMarianiEnrico1000 Harbor BoulevardWeehawkenNJ0708667612025121025.00300.00Global Wealth ManagementDirector
SA11AIC00012245EA02566927C446168E9EINDMarshChris1200 Prospect StreetLa JollaCA92037360820251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245A50A1A6168AB44C39112INDMartinTrammelOne Post Office SquareBostonMA02109210620251210416.664583.26Global Wealth ManagementFinancial Advisor
SA11AIC000122456981BDEBA63945D4A134INDMascetti-LazaroStefano600 Washington BlvdStamfordCT06901372620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224578512D020CBD4CCAA55FINDMasseyTyler1700 M Street NWWashington, D.C.DC20036458320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122459C2AB367A9D44C8CBE3AINDMathewsJohn101 E Kennedy BlvdTampaFL33602517920251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC00012245092AAC20055E4725B4C1INDMatinaJoseph801 Laurel Oak DriveNaplesFL34108274820251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224562C9D533626847D9A3FAINDMatthewsMichael6070 Poplar Avenue / Triad CenterMemphisTN38119390120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224516B118C227CF48CDA3BDINDMaurilloNicholasFort Myers-University DriveFort MyersFL3390720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455F5BE46FA6A64E74B58BINDMaySteve3560 Lenox Rd NEAtlantaGA30326426620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224573865B990CF34AB9B97FINDMcBrideOwen600 Superior Ave EClevelandOH44114261420251210120.001440.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224558C2FA28EA60473790B2INDMcCannRyan6100 Tower CirSte 100FranklinTN37067147220251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC000122453D5076C062DC4A598C55INDMcClellanRyan2000 Avenue of the StarsLos AngelesCA90067470020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455A6623E8446C48D19F28INDMcColskeyJohn3560 Lenox Rd NEAtlantaGA30326426620251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224546259475ED0F47B2AA5BINDMcCrimliskAnthony61 South Paramus RoadParamusNJ07652123620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A268CD8396594D39BDC5INDMcGovernJohn222 East Carrillo StreetSanta BarbaraCA93101213920251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245B9E8DD92A19D4B208362INDMcGovernMichael1200 Harbor BoulevardWeehawkenNJ07086676220251210250.003000.00Global Wealth ManagementManaging Director
SA11AIC0001224584B4AE5C7485486D85C9INDMcGovernSam11 Madison AveBsmt 1BNew YorkNY1001036292025121020.84250.08UBS Investment BankManaging Director
SA11AIC000122455A1074B0B01F4FC586A9INDMcLaughlinMargaret600 Washington BlvdStamfordCT0690137262025121050.00600.00Group FunctionsManaging Director
SA11AIC00012245D412F1B78E89434A944AINDMcLaughlinWilliam1735 Market StreetPhiladelphiaPA1910375012025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458267027A353449BBA4EDINDMcMindsDianeNapa-1455NapaCA945592025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456C01B2FAF44545ABAF6FINDMcQuadeDavidFort Myers-University DriveFort MyersFL3390720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451DC21BFCF5964AA789C6INDMelbyDavidOne Tower LaneOakbrook TerraceIL6018146712025121040.00480.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224505938EBB6C7C493CA7A3INDMeredithBrian600 Washington BlvdStamfordCT0690137262025121050.00600.00UBS Investment BankManaging Director
SA11AIC000122458B7424D85DDE4EC083ADINDMeyerJoyce500 N Hurstbourne PkwyLouisvilleKY4022253992025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245BAE6DFD449834ABEB31AINDMichaelStephenOne Post Office SquareBostonMA02109210620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E75CF7040E0F4F17AA27INDMillerEric2000 Avenue of the StarsLos AngelesCA9006747002025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456D301AE2F08F4C049DACINDMimickMichael11150 Overbrook Road/One HallbrookLeawoodKS6621120251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC000122450241EDC2B17341C4A13FINDMinieri StacyHelen8 Main StSouthamptonNY11968480920251210100.001200.00Global Wealth ManagementMarket Director (ED)
SA11AIC00012245856C6E56BEA0407BAD25INDMirandaBruno550 Biltmore WayCoral GablesFL3313457302025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DF22DF0783304EF7A589INDModicoLinda299 Park AvenueNew YorkNY1001720251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245AA54BBC8E66A4E488B8FINDMontanaroMarc600 Washington BlvdStamfordCT06901372620251210416.664999.92Group FunctionsManaging Director
SA11AIC00012245727DBB7D0D4144E28245INDMooreFrank100 West Putnam AveGreenwichCT0683053612025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122457B40399B569B4BC689FEINDMooreWarner1700 M Street NWWashington, D.C.DC20036458320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224590C989AE943F4CD8829FINDMoranKevin6100 Fairview RoadCharlotteNC28210327720251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122458F782DC9F1C84E53A3E7INDMoreheadMatthew1610 Arden WaySacramentoCA9581540262025121060.00720.00Global Wealth ManagementFinancial Advisor
SA11AIC000122454C5D49E9D08E43F49B45INDMosbyRush100 Vision DriveJacksonMS39211700820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245843446DF514B435A999AINDMosterJeffreyOne North Wacker DriveChicagoIL6060628072025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245AF677F2A647840F69B94INDMuellerKeith80 South 8th Street, Suite 290MinneapolisMN5540221002025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458A959BB4FEF449A89E18INDMullenHeather11 Madison AveBsmt 1BNew YorkNY1001036292025121041.66499.92UBS Investment BankExecutive Director
SA11AIC000122450705854600604BB5822BINDMunfaLauren11 Madison AveBsmt 1BNew YorkNY1001036292025121040.00480.00Group FunctionsManaging Director
SA11AIC00012245A11BA5FF1D47478E8733INDNashJeffrey555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450417271CEEAB4F33A231INDNasiefEdmund500 N Hurstbourne PkwyLouisvilleKY40222539920251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC0001224524A4D968B08F44B5A0C5INDNelsonMichael205 N Detroit StreetDenverCO8020648122025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245BAE43493C883411CAF61INDNelsonScott5300 Meadows RdSte 300Lake OswegoOR9703582322025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451EC7FEA157CD49BAA3C9INDNevinScott941 Houston Northcutt BlvdMount PleasantSC29464349920251210100.001200.00Asset ManagementExecutive Director
SA11AIC0001224561C90DACB215409B8E8AINDNicholsKevin1635 N Waterfront Parkway BlvdWichitaKS67206662420251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C2608CC0C5CC4279ADF1INDNicholsTodd1501 K St NWWashingtonDC20005140120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245042C3BD1885945B29686INDNicholsonShaun3601 Rigby RdSte 500MiamisburgOH45342503920251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456A3C12ACDA78473982AEINDNickersonDonald312 Walnut StreetCincinnatiOH45202402420251210200.002300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245FE1C5A74E43047629202INDNintzelArthur1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245BB9235AD18674E2D991AINDNolanJohn1700 M Street NWWashington, D.C.DC20036458320251210250.003000.00Group FunctionsManaging Director
SA11AIC000122456FB7424BAA8A433FA57EINDNyeAnthony1610 Arden WaySacramentoCA95815402620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D7F8ED534299446BAF2FINDO'BrienEddieOne Union SquareChattanoogaTN37402250520251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E432C350B52948C78164INDO'BrienTimothy38 Eastwood DrSouth BurlingtonVT05403440320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122452B5C9EC8FE184D499D66INDO'SullivanPatrick1285 Avenue Of The AmericasNew YorkNY10019603120251210250.003000.00Asset ManagementManaging Director
SA11AIC000122453B58D4D8DAF242FC8B29INDOchs IVPhilipMontgomery Rd Suite 100WCincinnatiOH452362025121075.00900.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245915C6082796D436D9B21INDOleinickLee500 Grant StPittsburghPA15219250220251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224503FB37EF547F45F79B51INDOrrillGregg11 Madison AveBsmt 1BNew YorkNY10010362920251210100.001200.00UBS Investment BankExecutive Director
SA11AIC00012245C852338A30594A378299INDOsterJeffrey555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224558CCFC5401E14CB0BFAAINDOuzounianSouren11 Madison AveBsmt 1BNew YorkNY10010362920251210416.664999.92UBS Investment BankManaging Director
SA11AIC00012245CBCF5FEC20B546949A5EINDOwenKurt925 Fourth AvenueSeattleWA98104115720251210125.001500.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224558A201AE25334558ACF5INDPageAnn4400 Post Oak Parkway - 17th FloorHoustonTX7702734212025121020.00240.00Global Wealth ManagementExecutive Director
SA11AIC000122457453CEA7DB2F4435BB72INDPanayotouFrankOne Post Office SquareBostonMA0210921062025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245564E642BC44141CF8368INDPappEllice305 Lytton AvePalo AltoCA9430114312025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A534DB1C2CA141078378INDParkerW. Scott401 East Las Olas BoulevardFort LauderdaleFL33301221020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122454CEF62A0B1F64FE885FFINDParksColin5007 Horizons Dr.Upper ArlingtonOH4322052882025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224519E5387F0CE54F09970BINDParksGerald325 N. Old Woodward AveBirminghamMI48009533320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122453BB9878D83AF4A76B6DCINDPascucciJerry1285 Avenue Of The AmericasNew YorkNY10019603120251210250.003000.00Asset ManagementManaging Director
SA11AIC0001224547890971AE424164940FINDPasterLouisOne North Wacker DriveChicagoIL60606280720251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122456D4CC766AE5A4EB18A77INDPatelDipen G.2575 East Camelback RoadPhoenixAZ85016424020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245EE540520E0414F338EC1INDPeakeAndrew1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224557199D8E455947779A0DINDPellegrinoPhilip1000 Harbor BoulevardWeehawkenNJ07086676120251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC000122455CCE7FA6376645EEB0A7INDPepeNicholas61 South Paramus RoadParamusNJ07652123620251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122451E14765F159D443FA06CINDPerez BarrettSara6070 Poplar Avenue / Triad CenterMemphisTN38119390120251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC000122452E6E6F3669284A3EBDFCINDPfaffChristopherOne North Wacker DriveChicagoIL60606280720251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224522F5A96D99D24474AA00INDPhilichiMatthew1145 Broadway PlazaTacomaWA9840235832025121075.00900.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A2EA4C725C70424F8B73INDPhillipsAlex2000 Avenue of the StarsLos AngelesCA90067470020251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455AD1955516224A36BE8DINDPhillipsTom951 E Byrd StSte 520RichmondVA2321940552025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC000122459250410427D24196AC9DINDPierceAllen370 17th StSte 4100DenverCO80202569720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A1BB5371AC10452186D9INDPintado CaravitaRicardo550 Biltmore Way-WMACoral GablesFL33134573020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245742BF9D3E9F54A84B82FINDPoppJohn11 Madison AveBsmt 1BNew YorkNY10010362920251210416.661666.64Asset ManagementManaging Director
SA11AIC0001224525CEBAB3CD0D4282B148INDPoppoMichael299 Park AvenueNew YorkNY1001720251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122459D1A09890E1441D0A31BINDPorterBarry888 San Clemente DriveNewport BeachCA92660636620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122454BAD0585E88148F6BDD6INDPottingerJoshua98 San Jacinto BoulevardAustinTX78701408220251210250.002750.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245121C9A1FAD54490FB128INDPoucherJames1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Asset ManagementManaging Director
SA11AIC00012245351C9E85E3B14188879FINDPovlitzJennifer888 San Clemente DriveNewport BeachCA92660636620251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC000122451D5445180D854003870AINDPowellMatthew500 N Hurstbourne PkwyLouisvilleKY4022253992025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CC9A4295CDC848C095AAINDPrataBen600 Washington BlvdStamfordCT06901372620251210100.001200.00Group FunctionsManaging Director
SA11AIC000122458851CD41BB354E7FAEDFINDPriceMark1285 Avenue Of The AmericasNew YorkNY1001960312025121050.00600.00Asset ManagementManaging Director
SA11AIC00012245E4ED25E686044C2591EBINDPuffenbergerErik5007 Horizons Dr.Upper ArlingtonOH4322052882025121025.00300.00Global Wealth ManagementExecutive Director
SA11AIC000122455D20416672144B8EACDBINDQuinnFrankOne North Wacker DriveChicagoIL6060628072025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D326E2CFD0DF41F2AE15INDQvistgaardTom1610 Arden WaySacramentoCA95815402620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122459BA34E8BE2624FFEB84EINDRabitoRussell1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122455EBC5D1A0B3B4F289C8BINDRahmanShahela11 Madison AveBsmt 1BNew YorkNY1001036292025121041.66499.92Group FunctionsExecutive Director
SA11AIC000122453752C72498714CF9B67BINDRameyJon8801 River Crossing BlvdIndianapolisIN46240229420251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC00012245868F729F6AF04BBB9084INDRandolphWhitney4400 Post Oak Parkway - 17th FloorHoustonTX7702734212025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458A99C22670B34E7E8B8CINDRankinEllen6100 Fairview RoadCharlotteNC28210327720251210275.003300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245440D7DA8630D41C682F6INDRankinGeorge6100 Fairview RoadCharlotteNC28210327720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CEBE0326A35F47139D62INDRebillotMark3560 Lenox Rd NEAtlantaGA30326426620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122453EE6FA44D3FA4E20A99EINDRechtschaffenAlan1285 Avenue Of The AmericasNew YorkNY1001960312025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224580B008B6607C4CB9B853INDReganKaren11 Madison AveBsmt 1BNew YorkNY1001036292025121020.84250.08Group FunctionsDirector
SA11AIC00012245DF2D0C02AC56483F9A39INDReimanKurt1285 Avenue Of The AmericasNew YorkNY10019603120251210250.003000.00Global Wealth ManagementManaging Director
SA11AIC00012245B1A13896557D49CFB890INDReynoldsJohn6100 Tower CirSte 100FranklinTN3706714722025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245BAB8A489690740D6B227INDRhodesMichael801 Laurel Oak DriveNaplesFL3410827482025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455F27219E732C43A6A1EEINDRiceAj11 Madison AveBsmt 1BNew YorkNY1001036292025121083.341000.08UBS Investment BankManaging Director
SA11AIC000122458FDBFB2973434308BDAAINDRiceThomasOne Northbrook PlaceNorthbrookIL600622025121084.001008.00Global Wealth ManagementFinancial Advisor
SA11AIC000122452E4EA923BBB340D79210INDRichMatthew1801 13th StreetBoulderCO8030253862025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DC4F93FE0EF44CDE9A5FINDRickerWalter601 West Riverside AvenueSpokaneWA99201062120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245978153D652C04F518A99INDRileyJames888 San Clemente DriveNewport BeachCA92660636620251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122453B4A369D46614FE0B419INDRingwallGlen17335 Golf ParkwayBrookfieldWI53045112920251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458A061914B68743E890DCINDRiveraJose1819 Main StSte 900SarasotaFL3423659262025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DB4100D0BB584F66AE9CINDRobbinsKaren411 South State StreetNewtownPA18940199020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451644CB9D790549919CFEINDRobertsBradley3560 Lenox Rd NEAtlantaGA30326426620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245775D54183B6349D886FAINDRobinsonBrian150 Second  Avenue NorthSaint PetersburgFL33701332720251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245BD74654659A5415EB453INDRomanchikJosephOne Union SquareChattanoogaTN3740225052025121016.67200.04Global Wealth ManagementFinancial Advisor
SA11AIC000122457E62D870F48C4CADAC0DINDRosenbergScott299 Park AvenueNew YorkNY100172025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CA7A9823990B414C8AC3INDRosenthalAdam1285 Avenue Of The AmericasNew YorkNY10019603120251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A994B405D1164B3ABFCFINDRowlandValerie1200 Harbor BoulevardWeehawkenNJ0708667622025121050.00600.00Global Wealth ManagementManaging Director
SA11AIC000122451612926080034237AE6AINDRoyDenis555 California St, 32/33/34 FloorSan FranciscoCA9410415032025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245418190A5F5BE43068B51INDRoyerWilliam G.401 North 31 StreetBillingsMT59101120020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C56F2D16D264412DAA15INDRuizThomas A.600 Washington BlvdStamfordCT06901372620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245AD67876E3963407CBF1EINDRyanMichael1285 Avenue Of The AmericasNew YorkNY10019603120251210416.004992.00Global Wealth ManagementManaging Director
SA11AIC00012245B492D2B82E3946E9AF3DINDSabatinoRobertOne North Wacker DriveChicagoIL60606280720251210100.001200.00Asset ManagementManaging Director
SA11AIC000122454B3D3122980248E99CDCINDSadowskyNick1010 South Federal HighwayHallandaleFL33009718120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245162CF4559BB249D6ABD2INDSagerSharon1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F35FD74614A84D55A89CINDSakaiKiye11 Madison AveBsmt 1BNew YorkNY10010362920251210250.003000.00Group FunctionsManaging Director
SA11AIC00012245FBC65D3D69F64B2F91CCINDSalomonSarahOne Northbrook PlaceNorthbrookIL600622025121025.00300.00Group FunctionsManaging Director
SA11AIC0001224549CEAB3230194881B74BINDSampedroLuis2121 Rosecrans AvenueEl SegundoCA90245474320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E0F6FB6FFAFD494C8617INDSauerBrian C.4400 Post Oak Parkway - 17th FloorHoustonTX77027342120251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456A7D056DC76F40B78656INDSawrieBrent6900 South Mccarran BoulevardRenoNV8950961732025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450113DEF6B4D742789CFCINDScharffRichard6070 Poplar Avenue / Triad CenterMemphisTN3811939012025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458CDA18D4CD1E41E990CFINDSchenaAnthonyOne Post Office SquareBostonMA02109210620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224520251219225510-3INDSchifaniWilliam2155 Louisiana Blvd NEAlbuquerqueNM87110540920251224100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245463520DABC2E469293D6INDSchillerBrian51 JFK ParkwayShort HillsNJ07078270420251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC000122454DBD9B9ABEE9470D9818INDSchirripaJoseph131 South Rodeo DriveBeverly HillsCA90212242520251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245AB79FD209C9448C88036INDSchirripaNicholas131 South Rodeo DriveBeverly HillsCA9021224252025121025.00300.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F5310A8EC07242149118INDSchoffWilliam400 Linden OaksRochesterNY14625281820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224582F7B2C316944165B954INDScottJeff1285 Avenue Of The AmericasNew YorkNY10019603120251210416.664999.92Group FunctionsManaging Director
SA11AIC000122457D19B0D7867344758B41INDScottoToria1700 M Street NWWashington, D.C.DC20036458320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245E0EFC7B9A9724055931FINDSegalBenjamin299 Park AvenueNew YorkNY1001720251210416.664166.60Global Wealth ManagementFinancial Advisor
SA11AIC000122454C97515F0C05436BB4D3INDSeidmanJeremyOne Post Office SquareBostonMA0210921062025121080.00960.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458270349ACFE14389837BINDSforzaLouisPittsburghPittsburghPA152192025121050.00600.00Global Wealth ManagementExecutive Director
SA11AIC0001224570C47842157E4D9C84CAINDShaferJames P.681 East Lake StreetWayzataMN55391003820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122457363DAD63C32458EA11AINDShanerTrevor1075 Jordan Creek PkwyWest Des MoinesIA50266573420251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122451565E5AC43C04EB380BFINDShantzAndrew600 Washington BlvdStamfordCT06901372620251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245FC13A610435F43D6B7F2INDSharpeBruce3700 Glenwood AvenueRaleighNC2761255292025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F832944A67A94C0EAE77INDSheridanJames3390 University AvenueRiversideCA9250133142025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224530FE5B3BBF5948DDBF56INDSheryakKellie500 N Hurstbourne PkwyLouisvilleKY40222539920251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CC8EC7812C5C4097B245INDShillingPatrick11 Madison AveBsmt 1BNew YorkNY1001036292025121050.00600.00Group FunctionsManaging Director
SA11AIC0001224552EF84BB71B34DECBB39INDShiuDaniel733 Bishop StreetHonoluluHI96813402220251210100.001200.00Global Wealth ManagementMarket Director (ED)
SA11AIC0001224563E41D9A41A0433E94BFINDSiebergJohn11 Madison AveBsmt 1BNew YorkNY1001036292025121041.66499.92Group FunctionsDirector
SA11AIC000122452544CB2388EC4B589FBCINDSiegelMark1700 M Street NWWashington, D.C.DC20036458320251210416.661666.64Global Wealth ManagementFinancial Advisor
SA11AIC000122453D9D1FF7B00F4C2C9FEEINDSilerThomas800 S Gay StSte 2600KnoxvilleTN3792926002025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122457B2ACB5A00A34590A32AINDSingorScott440 Monticello AveNorfolkVA23510257120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224503559C55CAFF45BCB0BEINDSkonbergGeorgeOne Union SquareChattanoogaTN3740225052025121041.67500.04Global Wealth ManagementFinancial Advisor
SA11AIC000122452EEAB1F7F3BA4434968CINDSlaterMatt11 Madison AveBsmt 1BNew YorkNY1001036292025121020.00240.00UBS Investment BankExecutive Director
SA11AIC000122453A413B5CB4A14A48B34FINDSmithWilliam3700 Glenwood AvenueRaleighNC27612552920251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245CCACE2C5F5B9475B8B82INDSofiaSal1200 Harbor BoulevardWeehawkenNJ07086676220251210150.001800.00Global Wealth ManagementManaging Director
SA11AIC00012245B3C99A974F914CA58CC8INDSofrankoJohn F.2200 Georgetown DrSte 600SewickleyPA15143875220251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245AF48928749314C70950AINDSotoRichard11 Madison AveBsmt 1BNew YorkNY1001036292025121020.82249.84Group FunctionsDirector
SA11AIC000122454481649B130A4FE2BF99INDSpalthoffJudith801 Laurel Oak DriveNaplesFL34108274820251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC00012245860B88A787B94CBB9EBAINDStaatsDavid175 Montrose West AvenueAkronOH44321312220251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DC9DD14C53FA432CB809INDStackmanScott1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F16DF13C723847758E1EINDStacyThomas100 Crescent CourtDallasTX75201690020251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC00012245B63B30BAF0D2453E903AINDStephensJason801 Laurel Oak DriveNaplesFL34108274820251210300.003600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C434AC18E9CB4B84BCE9INDStephensonHugh L.100 Crescent CourtDallasTX75201690020251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245684DB65AF1B44EE39648INDStoberCliff299 Park AvenueNew YorkNY10171000220251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122456CCE2E6C6EDF49B2AD04INDStrasserMickey11 Madison AveBsmt 1BNew YorkNY10010362920251210416.664999.92UBS Investment BankManaging Director
SA11AIC0001224593461E9F2EF14CB4A520INDStroudJoeSalt Lake City / UBS BankSalt Lake CityUT841112025121025.00300.00Group FunctionsExecutive Director
SA11AIC00012245E67C78A213604851817EINDStrumlaufLanePonte Verda Beach 822Ponte Vedra BeachFL3208220251210416.664999.92Global Wealth ManagementManaging Director
SA11AIC00012245811C2F00015E4293B90DINDStudnickySteve11 Madison AveBsmt 1BNew YorkNY1001036292025121041.66499.92UBS Investment BankManaging Director
SA11AIC00012245ACB6CFCE150A4BE49C71INDSullivanDavid8 Wright StFl 3WestportCT0688031142025121084.001008.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D04E4A2537F643D08B21INDSullivanWilliam200 Clarendon StBostonMA02116502120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224523DB67AD62DA4EFE95F6INDSussRichard100 SE 2nd StreetMiamiFL3313121002025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245834CF9F2792C4555A7EBINDSwansonRobert250 Delaware AvenueBuffaloNY1420220142025121050.00600.00Global Wealth ManagementExecutive Director
SA11AIC000122451A21F54ADC6340BD9E86INDSwavolaMichael11 Madison AveBsmt 1BNew YorkNY1001036292025121020.84250.08Non-Core and LegacyExecutive Director
SA11AIC00012245641042EA1546451E9E77INDSwitowMark500 N Hurstbourne PkwyLouisvilleKY40222539920251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122454E1F2ADEB65545D8B7B2INDSyversonErik6225 South Pinnacle PlaceSioux FallsSD57108302420251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A6AF5642DEFA4446B51BINDTabsMark600 Washington BlvdStamfordCT06901372620251210100.001200.00Global Wealth ManagementManaging Director
SA11AIC00012245320B4416592447C195EAINDTalkingtonBarton100 Crescent CourtDallasTX75201690020251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A93800A235EF413A94E5INDTarantinoJames150 Second  Avenue NorthSaint PetersburgFL33701332720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224597575369234E4A42B742INDTashimaPaulOne North Wacker DriveChicagoIL6060628072025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DE76EA035C004B60972AINDTatreauKelley13815 FNB ParkwayOmahaNE68154522720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245859539CB546842BD8DBDINDTeixeiraSteven1285 Avenue Of The AmericasNew YorkNY10019603120251210416.663749.94Global Wealth ManagementFinancial Advisor
SA11AIC0001224591CBF42D31D34FDA9C78INDTherrellJason1604 Hewitt AveSte 601EverettWA98201353620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245509EDD82F5A948C2BAD8INDThompsonEric440 Monticello AveNorfolkVA2351025712025121083.33999.96Global Wealth ManagementFinancial Advisor
SA11AIC00012245F51D449BF16A413A8CDEINDThompsonWilliam100 Crescent CourtDallasTX7520169002025121050.00350.00Global Wealth ManagementManaging Director
SA11AIC000122455484631052144311A3FBINDThurstonJerrey201 North New York AveWinter ParkFL32789316320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245AB81671AF8DF460D85A2INDTinsleyKelly1985 Eastwood RoadWilmingtonNC28403720820251210416.664999.92Global Wealth ManagementManaging Director--Wealth Mgmt
SA11AIC00012245091CA13A7B944F668655INDTomasinoCraigOne North Wacker DriveChicagoIL6060628072025121050.00600.00Global Wealth ManagementExecutive Director
SA11AIC00012245ED243506C4AD40828D67INDTothChristopher13815 FNB ParkwayOmahaNE68154522720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DD365F2E6B7544DD9716INDTrotterDonatina11 Madison AveBsmt 1BNew YorkNY1001036292025121041.66499.92Group FunctionsExecutive Director
SA11AIC000122459536EB8F4BD4486B8863INDTsekourasPenny11 Madison AveBsmt 1BNew YorkNY10010362920251210100.001200.00Group FunctionsManaging Director
SA11AIC00012245922C3953AFE94DA7AEABINDTunellTroy2155 Louisiana Blvd NEAlbuquerqueNM87110540920251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224507B4CDCE6FF8453198AAINDTunneyTimothy20 PacificaSte 1500IrvineCA92618746920251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245BD4809FB78B64739B662INDUlvertAlexandre550 Biltmore WayCoral GablesFL3313457302025121020.00240.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245A1002CB028C241A5975CINDValentineCamilleOne Post Office SquareBostonMA02109210620251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224524A0D6060BA44396A552INDVan HoorickxEmily355 Santana RowSan JoseCA95128204920251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245E7C663473E0A4B9ABBADINDVan TasselJames11 Madison AveBsmt 1BNew YorkNY10010362920251210200.002400.00UBS Investment BankManaging Director
SA11AIC000122453F54CD9B37904EF7A58AINDVandegriftCraig750 Town and Country BlvdHoustonTX77024391420251210250.003000.00Global Wealth ManagementManaging Director
SA11AIC000122459B7A2E54211D49A7A9EBINDVandersliceBrenda6070 Poplar Avenue / Triad CenterMemphisTN38119390120251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC0001224533A7AA784E0A473598E8INDVenettaAnthony L.5007 Horizons Dr.Upper ArlingtonOH4322052882025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122454A6232C0F14C4BD0AA15INDVigiJon325 N. Old Woodward AveBirminghamMI48009533320251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458014D55B715940219194INDWackerRoger2000 Avenue of the StarsLos AngelesCA90067470020251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245FA8A71C81A22474FA5FDINDWagnerHenry555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245B2930CE48DEC4F47987AINDWainBruce80 South 8th Street, Suite 290MinneapolisMN55402210020251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC0001224508EB0EEB45934C37BD5BINDWatkinsChris681 East Lake StreetWayzataMN55391003820251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC000122450ABBCD3751754C67B4C9INDWebbGary315 Deaderick StSte 500NashvilleTN3723801142025121050.00600.00Group FunctionsAssociate Director
SA11AIC00012245330B9F3F94C741418F3BINDWeisYitzi11 Madison AveBsmt 1BNew YorkNY1001036292025121020.82249.84Group FunctionsDirector
SA11AIC00012245A638F96E728D470CB0E3INDWeisbergBrad11 Madison AveBsmt 1BNew YorkNY10010362920251210100.001200.00UBS Investment BankManaging Director
SA11AIC00012245A2F29135079A4037A1BDINDWellerKeithOne North Wacker DriveChicagoIL60606280720251210100.001200.00Group FunctionsExecutive Director
SA11AIC000122453F7639E149FD462CADF2INDWestermanSteven2000 Avenue of the StarsLos AngelesCA9006747002025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458C17A28148FB453DB0B9INDWhelanRobert555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210300.003600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245ECBD05EF12B54935B279INDWhitacreDawn3601 Rigby RdSte 500MiamisburgOH45342503920251210416.664999.92Global Wealth ManagementExecutive Director
SA11AIC000122453F151BDA35BD459B9264INDWickhamMitchell6100 Fairview RoadCharlotteNC28210327720251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245DAB05A94F7514603806CINDWidemanGary8027 Forsyth BoulevardClaytonMO63105173420251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC00012245BC3BF92B9ACC48308EECINDWildenthalKerry100 Crescent CourtDallasTX7520169002025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245541DD370A0FE4652A56EINDWildermuthDavid11 Madison AveBsmt 1BNew YorkNY10010362920251210416.664999.92Group FunctionsManaging Director
SA11AIC0001224541712E5A3F7B42229406INDWillensJacqueline1285 Avenue Of The AmericasNew YorkNY10019603120251210200.002400.00Global Wealth ManagementFinancial Advisor
SA11AIC000122455C0A6902896A4E42A2EDINDWilliamsDon6070 Poplar Avenue / Triad CenterMemphisTN38119390120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C166E06836C14792B2C6INDWilliamsJay6070 Poplar Avenue / Triad CenterMemphisTN38119390120251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122451964E4DDC9AA44819E92INDWilliamsMichael555 California St, 32/33/34 FloorSan FranciscoCA94104150320251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC000122458E8DA80943DE4475A20CINDWilliamsonDrew4801 Gaillardia ParkwayOklahoma CityOK73142188920251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245461EA43F49E443BABFA8INDWilsonScott4600 Ulster Street (Metropoint 1)DenverCO80237284820251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D7624C7BBE534E4F9CF4INDWilwerdingGeoffrey925 Fourth AvenueSeattleWA98104115720251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245FDA354C0DED34F75BBE6INDWindattRichard555 California Street, 36th FloorSan FranciscoCA9410415032025121050.00600.00UBS Investment BankManaging Director
SA11AIC000122457A320FDE20EB43D789B3INDWipfThomas11 Madison AveBsmt 1BNew YorkNY10010362920251210416.664999.92Group FunctionsManaging Director
SA11AIC0001224590E027BF8FFD44C8B314INDWittenbergEric1285 Avenue Of The AmericasNew YorkNY10019603120251210100.001200.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245F36013BF11844E8AB47AINDWolbachHunter4622 Pennsylvania AveKansas CityMO64112145420251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245B89770F48B554A6AAB62INDWolfGeorge11 Madison AveBsmt 1BNew YorkNY10010362920251210100.001200.00UBS Investment BankExecutive Director
SA11AIC000122453339D6C57349460FB141INDWoodThomasOne Post Office SquareBostonMA02109210620251210250.003000.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245D3DCEE1AE34A4C4E86E9INDWrightRobert1700 M Street NWWashington, D.C.DC20036458320251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC000122455799DD81431341B9950BINDYorkMichael1000 Harbor BoulevardWeehawkenNJ07086676120251210100.001200.00Global Wealth ManagementExecutive Director
SA11AIC00012245585316BA923640A1ACEAINDYoungBarry4400 Post Oak Parkway - 17th FloorHoustonTX7702734212025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245C04E9C50DDAE457693FCINDZabelMegganOne North Wacker DriveChicagoIL60606280720251210416.661249.98Asset ManagementManaging Director
SA11AIC00012245884B74B35DB04BD7B269INDZagerAndy712 SE Ocean BlvdStuartFL34994233220251210150.001800.00Global Wealth ManagementFinancial Advisor
SA11AIC00012245302B0027C998435DAB9CINDZamelAric131 South Rodeo DriveBeverly HillsCA9021224252025121050.00600.00Global Wealth ManagementFinancial Advisor
SA11AIC000122457069D01B363C437BB6ACINDZaronCraig1255 Treat BlvdWalnut CreekCA94597796820251210100.001200.00Global Wealth ManagementAssociate Director
SA11AIC00012245C337110DF4F243118BD9INDZellerMark801 Laurel Oak DriveNaplesFL34108274820251210416.664999.92Global Wealth ManagementFinancial Advisor
SA11AIC00012245AF970246204B4351831EINDZerbeSterling1200 Abernathy Road/600 NorthparkAtlantaGA30328566220251210416.664999.92Global Wealth ManagementExecutive Director
SA11AIC00012245B3A99EAE67004BD4BBF4INDZirinJeremy1285 Avenue Of The AmericasNew YorkNY1001960312025121025.00300.00Asset ManagementManaging Director
SA16C000122456BE34AE2B8866845F0BCCMJoni For IowaPO Box 93441Des MoinesIA503933441G2026202512125000.005000.00Refund of 2026 General ContributionC00546788Joni For IowaS4IA00129ErnstJoniSIA
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SB23C000122454102D27655543A59256CCMBeatty For Congress222 E Town StFl 2WColumbusOH432154616P2026202512022500.002026 Primary011C00507368H2OH03125BeattyJoyceHOH03
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SB23C000122451882B4D89C77E94A9F0CCMBrittany Pettersen For ColoradoPO Box 150887LakewoodCO802150887G2026202512172500.002026 General011C00637215H8CO07045PettersenBrittanyHCO07
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SB23C00012245F4B3232CCDD37898B18CCMCase For CongressPO Box 2941HonoluluHI968022941P2026202512172500.002026 Primary011C00680918H2HI02128CaseEdHHI01
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SB23C00012245A993C04AE049AE58EC6CCMHusted For SenatePO Box 6290ColumbusOH432060290G2026202512025000.002026 General011C00896019S6OH00304HustedJonSOH
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SB23C00012245D31EE7666BFDAE60103CCMJoe Neguse For CongressPO Box 7142BoulderCO803067142P2026202512171500.002026 Primary011C00648253H8CO02160NeguseJoeHCO02
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SB23C0001224510DF3BCF9587A4FC7D8CCMLarson For CongressPO Box 261172HartfordCT061261172P2026202512175000.002026 Primary011C00330142H8CT01046LarsonJohnHCT01
SB23C000122456DE0063CA9BF4C3E3C8CCMLaurel Lee For Congress, Inc.16350 Bruce B Downs BlvdP.O. Box 47556TampaFL336473207P2026202512025000.002026 Primary011C00815373H2FL15241LeeLaurelHFL15
SB23C00012245C1E2DE27E807DCDDAE3CCMMagaziner For Congress1 Park RowSte 5ProvidenceRI029031235P2026202512022500.002026 Primary011C00802504H2RI02184MagazinerSethHRI02
SB23C00012245F31DAFD54D228017950PACMaking a Real Change - MARC PAC1 M STREET SESUITE 275WASHINGTONDC200035125O2025Contribution202512025000.002025 Contribution011C00562330Making a Real Change - MARC PAC
SB23C00012245F20F86C5DC32D234A1ACCMMax Miller For Congress19525 Hilliard BlvdUnit 16010Rocky RiverOH441164700G2026202512172500.002026 General011C00770818H2OH16051MillerMaxHOH07
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SB23C00012245110AE3A499EE44E8703CCMMike Thompson For Congress5445 Madison AveSacramentoCA958413111P2026202512025000.002026 Primary011C00326363H8CA01109ThompsonMikeHCA04
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SB23C0001224543B99E57D77893F8562CCMSherman For Congress445 S Figueroa StSte 2400Los AngelesCA900711624G2026202512022500.002026 General011C00308742H6CA24113ShermanBradHCA32
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SB23C000122457BD4CE9A8BB7D89E2D5CCMSylvia Garcia For CongressPO Box 8530HoustonTX772498530P2026202512171500.002026 Primary011C00660555H8TX29052GarciaSylviaHTX29
SB23C00012245348667D572D7CAE3E17CCMTerri Sewell For CongressPO Box 1964BirminghamAL352011964P2026202512172500.002026 Primary011C00458976H0AL07086SewellTerriHAL07
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SB23C00012245E026BE5A08B7C3CC407CCMVal Hoyle For CongressPO Box 657SpringfieldOR974770116P2026202512022000.002026 Primary011C00796144H2OR04095HoyleValHOR04
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SB23C00012245D5C5AE35594B0AEA442CCMVirginia Foxx For CongressPO Box 2676BooneNC286070718P2026202512175000.002026 Primary011C00386748H4NC05146FoxxVirginiaHNC05
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SB23C0001224532833021EE00CFAE824CCMWalkinshaw For CongressPO Box 583MerrifieldVA221160583P2026202512022500.002026 Primary011C00904367H6VA11066WalkinshawJamesHVA11
TEXTC0001224543227C6F-4746-47FF-BF3XNDuring the financial reconciliation and preparation of the Year End Report, it was discovered that an individual inadvertently made a contribution to the Committee that exceeds the $5000 per year allowed by FECA. Once discovered, the Committee took immediate action to refund the receipt. This refund will be reported on the Committee's M2 2026 disclosure report.