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FEC FORM 1

STATEMENT OF ORGANIZATION

FILING FEC-776346

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1. KBW, Inc. Political Action Committee

    787 Seventh Avenue
    5th Floor
    New York, NY 10019

    NOTE: Address is different than previously reported

    Email: bgardner@kbw.com

2. Date: 04/13/2012

3. FEC Committee ID #: C00491928 This committee is a separate segregated fund. Its connected organization is a Corporation

Affiliated Committees/Organizations

KBW, Inc.
787 Seventh Avenue
5th Floor
New York, New York 10019
Affiliated Relationship Code: Connected Organization

Custodian of Records:

Peter Sherman
174 Waterfront Street
Suite 500
National Harbor, MD 20745
Title: Custodian of Records
Phone # (301) 686-8000

Treasurer:

Brian Gardner
300 New Jersey Avenue, NW
Washington, DC 20001
Title: Treasurer
Phone # (202) 469-3458

Designated Agent(s):

Robert Cromwell
787 Seventh Avenue
5th Floor
New York, New York 10019
Title: Assistant Treasurer
Phone # (212) 887-2023

Banks or Depositories

Capital One Bank
424 Madison Avenue
New York, New York 10017

Signed: Brian Gardner
Date Signed: 04/13/2012

(End FEC FORM 1)

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