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FEC FORM 1

STATEMENT OF ORGANIZATION

FILING FEC-996077

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1. LPL Financial LLC Political Action Committee (LPL PAC)

    75 State Street
    24th Floor
    Boston, MA 02109
    Email: scott.vock@lpl.com;outsourcing@aristotle.com

    NOTE: Email address is different than previously reported

2. Date: 03/02/2015

3. FEC Committee ID #: C00486217 This committee is a separate segregated fund. Its connected organization is a Corporation
     In addition, this committee is a Lobbyist/Registrant PAC.

Affiliated Committees/Organizations

LPL Financial LLC
75 State St
24th Floor
Boston, Massachusetts 021091827
Affiliated Relationship Code: Connected Organization

LPL Financial LLC
75 State St
24th Floor
Boston, Massachusetts 021091827
Affiliated Relationship Code: Connected Organization

Custodian of Records:

Peggy Ho
75 State Street
24th Floor
Boston, MA 021091827
Title: Custodian of Records
Phone # (617) 897-4348

Treasurer:

Scott Vock
4828 Parkway Plaza
Charlotte, North Carolina 282171957
Title: Treasurer
Phone # (704) 733-3441

Designated Agent(s):

Kathy Bakke
4828 Parkway Plaza
Charlotte, North Carolina 282171957
Title: Designated Agent
Phone # (858) 450-9606

Banks or Depositories

Bank of America
1655 Grant Street
Concard, California 94520

Signed: Scott Vock
Date Signed: 03/05/2015

(End FEC FORM 1)

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