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FEC FORM 1

STATEMENT OF ORGANIZATION

FILING FEC-890223

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1. Securities Industry and Financial Markets Association Political Action Committee

    1101 New York Avenue, NW
    8th Floor
    Washington, DC 20005
    Email: doxner@sifma.org,amy@brs-dc.com

    NOTE: Email address is different than previously reported

2. Date: 10/08/2013

3. FEC Committee ID #: C00431312 This committee is a separate segregated fund. Its connected organization is a Trade Association
     In addition, this committee is a Lobbyist/Registrant PAC.

Affiliated Committees/Organizations

Securities Industry and Financial Markets Association Political Action Committee
1101 New York Avenue, NW
8th Floor
Washington, DC 20005
Affiliated Relationship Code: Connected Organization

Custodian of Records:

Ms. Amy Mathis
1101 New York Avenue, NW
8th Floor
Washington, DC 20005
Title: Custodian of Records
Phone # (202) 962-7300

Treasurer:

Mr. Kenneth E. Bentsen, Jr.
1101 New York Avenue, NW
8th Floor
Washington, DC 20005
Title: Treasurer
Phone # (202) 962-7300

Designated Agent(s):

Dave Oxner
1101 New York Avenue, NW
8th Floor
Washington, DC 20005
Title: Asst. Treasurer
Phone # (202) 962-7300

Banks or Depositories

PNC Bank
1400 K Street, NW
Washington, DC 20005

Signed: Mr. Kenneth E. Bentsen, Jr.
Date Signed: 10/08/2013

FORM TEXT

(End FEC FORM 1)

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