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The query you have chosen matched 199 individual contributions.

Contributor City State ZIP Date Amount Employer/Occupation Image Number

CONTRIBUTIONS FROM AN INDIVIDUAL

AMBROZY, TINA DUBLIN OH 43016 03/24/2017 2000.00 NATIONWIDE FINANCIAL DISTRIBUTORS, 201806199113741988

AMBROZY, TINA DUBLIN OH 43016 03/05/2018 2500.00 NATIONWIDE FINANCIAL DISTRIBUTORS, 201806199113742023

ARENA, ROBERT FARMINGTON CT 06032 04/11/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430361

BENJAMIN, WILLIAM J. III EDINA MN 55439 11/06/2014 1000.00 U.S. BANCORP INVESTMENTS INC. & U.S 14952734602

BENJAMIN, WILLIAM J. III EDINA MN 55439 10/27/2015 1500.00 U.S. BANCORP INVESTMENTS INC. & U.S 201601289004668989

BENJAMIN, WILLIAM J. III EDINA MN 55439 02/07/2017 1250.00 U.S. BANCORP INVESTMENTS INC. & U.S 201806199113741988

BOWDEN, ANDREW J EAST LANSING MI 48823 03/29/2018 2500.00 JACKSON NATIONAL LIFE INSURANCE COM 201806199113742023

CAPLAN, MITCHELL LOUISVILLE KY 40223 12/12/2013 2500.00 JEFFERSON NATIONAL FINANCIAL 14940080106

CAPLAN, MITCHELL LOUISVILLE KY 40223 07/28/2014 2500.00 JEFFERSON NATIONAL FINANCIAL 201612219040868410

CARTER, JOHN COLUMBUS OH 43215 12/30/2013 2000.00 NATIONWIDE RETIREMENT PLANS 14940080106

CARTER, JOHN COLUMBUS OH 43215 12/31/2014 2500.00 NATIONWIDE RETIREMENT PLANS 15970066365

CASADY, MARK WESTON MA 02493 12/16/2010 5000.00 LPL FINANCIAL 11990068105

CASADY, MARK WESTON MA 02493 01/09/2012 5000.00 LPL FINANCIAL 12950536151

CATHERINE, WEATHERFORD J LEAWOOD KS 66209 03/06/2012 5000.00 INSURED RETIREMENT INSTITUTE 12951519213

CAVANAUGH, MARY BOSTON MA 02116 04/17/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430361

CAVANAUGH, MARY BOSTON MA 02116 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224112

CHOPUS, WAYNE CANTON CT 06019 10/15/2018 2500.00 PRUDENTIAL ANNUITIES 201810259130893862

CHOPUS, WAYNE CANTON CT 06019 09/29/2016 2500.00 PRUDENTIAL ANNUITIES 201610209034114530

CHOPUS, WAYNE CANTON CT 06019 08/29/2017 2500.00 PRUDENTIAL ANNUITIES 201807199115783469

CICOTTE, GREG P BELLEVILLE MI 48112 11/21/2013 2000.00 JACKSON NATIONAL LIFE 14940080106

CICOTTE, GREG P BELLEVILLE MI 48112 07/28/2014 2000.00 JACKSON NATIONAL LIFE 201612219040868410

CICOTTE, GREG P BELLEVILLE MI 48112 03/15/2012 2000.00 JACKSON NATIONAL LIFE 12951519213

CICOTTE, GREG P BELLEVILLE MI 48112 08/02/2011 2000.00 JACKSON NATIONAL LIFE 12970173453

CICOTTE, GREG P BELLEVILLE MI 48112 03/24/2017 2500.00 JACKSON NATIONAL LIFE 201806199113741988

COGSWELL, MICHAEL METUCHEN NJ 08840 09/14/2015 1000.00 PIMCO 201601289004668989

COVINGTON, LEE MCLEAN VA 22101 12/20/2012 1000.00 INSURED RETIREMENT INSTITUTE 13941274467

DECHELLIS, ROBERT MINNEAPOLIS MN 55416 12/02/2013 2500.00 ALLIANZ LIFE FINANCIAL SERVICES 14940080107

DECHELLIS, ROBERT MINNEAPOLIS MN 55416 07/02/2014 2500.00 ALLIANZ LIFE FINANCIAL SERVICES 201612219040868410

DECHELLIS, ROBERT MINNEAPOLIS MN 55416 05/16/2016 2500.00 ALLIANZ LIFE FINANCIAL SERVICES 201608189022513570

DECHELLIS, ROBERT MINNEAPOLIS MN 55416 03/13/2018 5000.00 ALLIANZ LIFE FINANCIAL SERVICES 201806199113742023

DECHELLIS, ROBERT MINNEAPOLIS MN 55416 06/20/2017 5000.00 ALLIANZ LIFE FINANCIAL SERVICES 201806199113741989

DECHELLIS, ROBERT MINNEAPOLIS MN 55416 10/01/2015 2500.00 ALLIANZ LIFE FINANCIAL SERVICES 201601289004668989

DELLAERT, GILLES EASTPORT NY 11941 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224112

DELLAERT, GILLES EASTPORT NY 11941 05/12/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430361

FERRIS, BRUCE SHELTON CT 06484 12/30/2013 2000.00 PRUDENTIAL ANNUITIES 14940080107

FERRIS, BRUCE SHELTON CT 06484 12/23/2014 5000.00 PRUDENTIAL ANNUITIES 15970066365

FORD, LYNNE R CHARLOTTE NC 28211 04/01/2012 1000.00 LPL FINANCIAL 12951782069

FORD, LYNNE R. CHARLOTTE NC 28211 12/21/2010 2000.00 ING 11990068105

FORGET, LIZ CHARLOTTE NC 28277 12/31/2014 2000.00 METLIFE AMERICAS RETAIL DIVISON 15970066365

FORGET, LIZ CHARLOTTE NC 28277 04/05/2016 2500.00 METLIFE AMERICAS RETAIL DIVISON 201605209015561182

FORGET, LIZ CHARLOTTE NC 28277 11/03/2015 3000.00 METLIFE AMERICAS RETAIL DIVISON 201601289004668990

FOURNIER, JOSEPH SAN JUAN CAPISTRAN CA 92675 08/29/2017 750.00 PACIFIC INVESTMENT MANAGEMENT COMPA 201807199115783469

FOWLER, JOHN MATAWAN NJ 07747 04/18/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430362

FOWLER, JOHN MATAWAN NJ 07747 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224112

FOWLER, JOHN MATAWAN NJ 07747 09/28/2017 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201807199115783469

FULLER, WILL RADNOR PA 19087 02/07/2016 5000.00 LINCOLN FINANCIAL GROUP DISTRIBUTIO 201603169009766935

FULLER, WILL RADNOR PA 19087 12/30/2013 2000.00 LINCOLN FINANCIAL GROUP DISTRIBUTIO 14940080107

FULLER, WILL RADNOR PA 19087 11/04/2014 5000.00 LINCOLN FINANCIAL GROUP DISTRIBUTIO 14952734602

GALDA, APRIL RYE NH 03870 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224113

GUILBERT, DANIEL SAMMAMISH WA 98075 09/25/2017 2500.00 SYMETRA 201807199115783470

HECHT, JONATHAN NEW ROCHELLE NY 10804 10/18/2017 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201807199115783470

HECHT, JONATHAN NEW ROCHELLE NY 10804 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224113

HENDRY, BRIAN SOUTHBOROUGH MA 01772 11/30/2016 1000.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224113

HERRICK, DARRYL SOUTHBOROUGH MA 01772 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224114

HUME, BARBARA BILLERICA MA 01821 07/31/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783470

HUME, BARBARA BILLERICA MA 01821 06/29/2018 83.34 INSURED RETIREMENT INSTITUTE 201807209115797455

HUME, BARBARA BILLERICA MA 01821 12/29/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783474

HUME, BARBARA BILLERICA MA 01821 12/15/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783473

HUME, BARBARA BILLERICA MA 01821 11/30/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783473

HUME, BARBARA BILLERICA MA 01821 11/15/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783473

HUME, BARBARA BILLERICA MA 01821 03/20/2018 208.35 INSURED RETIREMENT INSTITUTE 201806199113742024

HUME, BARBARA BILLERICA MA 01821 07/30/2018 83.34 INSURED RETIREMENT INSTITUTE 201808169119645230

HUME, BARBARA BILLERICA MA 01821 09/26/2018 166.68 INSURED RETIREMENT INSTITUTE 201810199125639628

HUME, BARBARA BILLERICA MA 01821 10/24/2018 83.34 INSURED RETIREMENT INSTITUTE 201812069134391500

HUME, BARBARA BILLERICA MA 01821 05/30/2018 208.35 INSURED RETIREMENT INSTITUTE 201806199113744338

HUME, BARBARA BILLERICA MA 01821 08/15/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783471

HUME, BARBARA BILLERICA MA 01821 08/31/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783471

HUME, BARBARA BILLERICA MA 01821 09/15/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783471

HUME, BARBARA BILLERICA MA 01821 09/30/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783472

HUME, BARBARA BILLERICA MA 01821 10/13/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783472

HUME, BARBARA BILLERICA MA 01821 10/31/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783472

HUNEKE, BENJAMIN PURCHASE NY 10577 02/22/2017 5000.00 MORGAN STANLEY WEALTH MGMT. 201806199113741989

HUNEKE, BENJAMIN PURCHASE NY 10577 03/01/2018 3000.00 MORGAN STANLEY WEALTH MGMT. 201806199113742024

HUNEKE, BENJAMIN PURCHASE NY 10577 12/30/2013 2000.00 MORGAN STANLEY WEALTH MGMT. 14940080108

HUNEKE, BENJAMIN PURCHASE NY 10577 08/01/2014 2000.00 MORGAN STANLEY WEALTH MGMT. 14970778048

HUNEKE, BENJAMIN PURCHASE NY 10577 12/28/2015 2500.00 MORGAN STANLEY WEALTH MGMT. 201601289004668990

HUNEKE, BENJAMIN PURCHASE NY 10577 10/03/2016 3000.00 MORGAN STANLEY WEALTH MGMT. 201610279034721705

JOHN, PAPADOPULOS M CHARLOTTE NC 28226 03/02/2012 2000.00 WELLS FARGO & COMPANY 12951519213

JOHNSON, CAROLYN WEST SIMSBURY CT 06092 03/10/2017 2500.00 VOYA FINANCIAL 201806199113741989

JOHNSON, CAROLYN WEST SIMSBURY CT 06092 03/13/2018 2500.00 VOYA FINANCIAL 201806199113742024

JOHNSON, CAROLYN WEST SIMSBURY CT 06092 03/30/2016 2500.00 VOYA FINANCIAL 201604209012614146

KWOK, JAMES WILMETTE IL 60091 02/12/2016 2500.00 JP MORGAN 201603169009766935

LANE, NICHOLAS NEW YORK NY 10104 11/24/2013 1000.00 AXA EQUITABLE 14940080108

LANE, NICHOLAS NEW YORK NY 10104 03/22/2016 5000.00 AXA EQUITABLE 201604209012614146

LANE, NICHOLAS NEW YORK NY 10104 05/10/2015 5000.00 AXA EQUITABLE 201507289000430362

LANE, NICHOLAS NEW YORK NY 10104 08/01/2014 5000.00 AXA EQUITABLE 14970778048

LANGOLIS, STEPHAN R PROVIDENCE RI 02903 04/02/2018 1000.00 EMONEY ADVISOR, LLC 201805189112083140

LEE, KIM NEW YORK NY 10016 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224114

LEE, KIM NEW YORK NY 10013 04/09/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430362

LENN, MICHAEL ALEXANDRIA VA 22312 08/16/2013 500.00 INSURED RETIREMENT INSTITUTE 14940080108

LEVINE, ALLAN RIDGEWOOD NJ 07450 04/06/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430363

LEVINE, ALLAN RIDGEWOOD NJ 07450 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224114

LEVINE, ALLAN RIDGEWOOD NJ 07450 10/22/2017 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201807199115783474

LITTLE, JOHN MEIGHAN ALEXANDRIA VA 22314 05/20/2012 1000.00 INSURED RETIREMENT INSTITUTE 13941274292

LOEHNING, WILLIAM F BARRINGTON RI 02806 07/09/2012 2000.00 FIDELITY INVESTMENTS 13941274384

LOEHNING, WILLIAM F BARRINGTON RI 02806 09/27/2013 2000.00 FIDELITY INVESTMENTS 14940080109

LOEHNING, WILLIAM F BARRINGTON RI 02806 08/01/2011 2000.00 FIDELITY INVESTMENTS 12970173453

LOEHNING, WILLIAM F BARRINGTON RI 02806 02/27/2014 2000.00 FIDELITY INVESTMENTS 14960510885

LOWE, BILL GRIMES IA 50111 01/16/2014 1000.00 SAMMONS RETIREMENT SOLUTIONS 14960455056

LOWE, BILL GRIMES IA 50111 01/31/2017 2000.00 SAMMONS RETIREMENT SOLUTIONS 201806199113741990

LOWE, BILL GRIMES IA 50111 03/13/2018 2000.00 SAMMONS RETIREMENT SOLUTIONS 201806199113742025

LOWE, BILL GRIMES IA 50111 02/24/2015 2000.00 SAMMONS RETIREMENT SOLUTIONS 201507289000430363

LOWE, BILL GRIMES IA 50111 02/29/2016 2000.00 SAMMONS RETIREMENT SOLUTIONS 201603169009766935

MCGINNIS, ERICA SCOTTSDALE AZ 85266 02/20/2015 1000.00 AIG ADVISOR GROUP 201507289000430363

MELLIA, CHRISTOPHER SOUTHBOROUGH MA 01772 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224115

MILLER, JEFFREY WAYLAND MA 01778 03/22/2016 2000.00 UBS FINANCIAL SERVICES, INC. 201604209012614146

MILLER, JEFFREY WAYLAND MA 01778 03/24/2017 2500.00 UBS FINANCIAL SERVICES, INC. 201806199113741990

MOORE, ROBERT SOLANA BEACH CA 92075 02/07/2017 5000.00 LEGAL % GENERAL INVESTMENT MGMT AME 201806199113741990

MOORE, ROBERT CHICAGO IL 60611 08/27/2015 5000.00 LPL FINANCIAL 201601289004668990

MOORE, ROBERT SAN DIEGO CA 92121 11/15/2013 2500.00 LPL FINANCIAL 14940080109

MOORE, ROBERT SOLANA BEACH CA 92075 03/01/2018 5000.00 LEGAL % GENERAL INVESTMENT MGMT AME 201806199113742025

MOORE, ROBERT CHICAGO IL 60611 03/24/2016 5000.00 LEGAL % GENERAL INVESTMENT MGMT AME 201604209012614147

MOORE, ROBERT SAN DIEGO CA 92121 06/04/2014 5000.00 LPL FINANCIAL 14961657117

MORRISSEY, WILLIAM LA JOLLA CA 92037 02/26/2016 2500.00 LPL FINANCIAL 201603169009766936

MULHALL, JOHN FLORAL PARK NY 11001 10/16/2012 1000.00 OHIO NATIONAL FINANCIAL SERVICES 13941274443

MULHALL, JOHN FLORAL PARK NY 11001 01/04/2011 1000.00 MERRILL LYNCH GLOBAL WEALTH 11932024196

MULHALL, JOHN FLORAL PARK NY 11001 03/15/2011 1000.00 MERRILL LYNCH GLOBAL WEALTH 11932024196

MULLEN, DAVID SOUTHBOROUGH MA 01772 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224115

MULLEN, TERRY WESTON MA 02493 02/04/2011 2000.00 SUNLIFE FINANCIAL DISTRIBUTORS 11932024196

NELSON, PAULA HOUSTON TX 77027 12/31/2013 2000.00 FORETHOUGHT DISTRIBUTORS 14940080109

NELSON, PAULA HOUSTON TX 77027 01/17/2013 500.00 FORETHOUGHT DISTRIBUTORS 13941282081

NELSON, PAULA HOUSTON TX 77027 05/22/2014 2500.00 FORETHOUGHT DISTRIBUTORS 14941323213

NELSON, PAULA HOUSTON TX 77027 02/07/2017 3000.00 FORETHOUGHT DISTRIBUTORS 201806199113741991

NELSON, PAULA HOUSTON TX 77027 08/29/2016 3000.00 FORETHOUGHT DISTRIBUTORS 201609209031012874

NELSON, PAULA HOUSTON TX 77027 03/01/2018 4000.00 FORETHOUGHT DISTRIBUTORS 201806199113742025

NELSON, PAULA HOUSTON TX 77027 04/13/2015 300.00 FORETHOUGHT DISTRIBUTORS 201507289000430364

O'SHEA, DANIEL SOUTHBOROUGH MA 01772 10/12/2017 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201807199115783474

O'SHEA, DANIEL SOUTHBOROUGH MA 01772 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224115

PAPADOPULOS, JOHN CHARLOTTE NC 28202 08/10/2015 2000.00 WELLS FARGO RETIREMENT 201601289004668991

PAPADOPULOS, JOHN CHARLOTTE NC 28202 11/18/2013 2000.00 WELLS FARGO RETIREMENT 14940080110

PAPADOPULOS, JOHN CHARLOTTE NC 28202 05/06/2014 2000.00 WELLS FARGO RETIREMENT 14941323213

PAULSEN, DAVE CEDAR RAPIDS IA 52499 10/16/2017 1500.00 TRANSAMERICA DISTRIBUTORS 201807199115783475

PAULSEN, DAVE CEDAR RAPIDS IA 52499 03/30/2016 1000.00 TRANSAMERICA DISTRIBUTORS 201604209012614147

PELLETIER, STEPHEN DARIEN CT 06820 02/02/2011 2000.00 PRUDENTIAL FINANCIAL 11932024197

PELLETIER, STEPHEN DARIEN CT 06820 01/09/2012 2000.00 PRUDENTIAL FINANCIAL 12950536151

QUAN CAI, PETER ZHENG NEW YORK NY 10004 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224116

R. LAWRENCE, ROTH NEW YORK NY 10023 09/30/2011 2000.00 ADVISOR GROUP 12970173453

RAMOS, SAMUEL MANHASSET NY 11030 10/23/2017 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201807199115783475

RAMOS, SAMUEL MANHASSET NY 11030 04/07/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430364

RAMOS, SAMUEL MANHASSET NY 11030 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224116

REARDON, MICHAEL WELLESLEY MA 02481 04/07/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430364

REDGATE, KATHLEEN MIDDLETOWN RI 02842 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224116

REDGATE, KATHLEEN MIDDLETOWN RI 02842 04/16/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430365

RICHMAN, PAUL ALEXANDRIA VA 22314 09/28/2018 83.34 INSURED RETIREMENT INSTITUTE 201810199125639628

RICHMAN, PAUL ALEXANDRIA VA 22314 06/29/2018 83.34 INSURED RETIREMENT INSTITUTE 201807209115797455

RICHMAN, PAUL ALEXANDRIA VA 22314 11/15/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783478

RICHMAN, PAUL ALEXANDRIA VA 22314 10/13/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783477

RICHMAN, PAUL ALEXANDRIA VA 22314 09/30/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783477

RICHMAN, PAUL ALEXANDRIA VA 22314 03/20/2018 208.35 INSURED RETIREMENT INSTITUTE 201806199113742026

RICHMAN, PAUL ALEXANDRIA VA 22314 07/30/2018 83.34 INSURED RETIREMENT INSTITUTE 201808169119645230

RICHMAN, PAUL ALEXANDRIA VA 22314 09/26/2018 83.34 INSURED RETIREMENT INSTITUTE 201810199125639628

RICHMAN, PAUL ALEXANDRIA VA 22314 05/30/2018 208.35 INSURED RETIREMENT INSTITUTE 201806199113744338

RICHMAN, PAUL ALEXANDRIA VA 22314 10/29/2018 83.34 INSURED RETIREMENT INSTITUTE 201812069134391500

RICHMAN, PAUL ALEXANDRIA VA 22314 11/30/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783478

RICHMAN, PAUL ALEXANDRIA VA 22314 12/15/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783478

RICHMAN, PAUL ALEXANDRIA VA 22314 12/29/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783479

RICHMAN, PAUL ALEXANDRIA VA 22314 07/31/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783475

RICHMAN, PAUL ALEXANDRIA VA 22314 08/15/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783476

RICHMAN, PAUL ALEXANDRIA VA 22314 08/31/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783476

RICHMAN, PAUL ALEXANDRIA VA 22314 10/31/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783477

RICHMAN, PAUL ALEXANDRIA VA 22314 09/15/2017 41.67 INSURED RETIREMENT INSTITUTE 201807199115783476

RIEDEL, GEORGE TOWSON MD 21204 01/27/2017 350.00 T.ROWE PRICE 201806199113741991

ROTH, R. LAWERENCE NEW YORK NY 10023 08/01/2012 2000.00 ADVISOR GROUP 13941274408

ROTH, R. LAWERENCE NEW YORK NY 10023 06/24/2013 2000.00 ADVISOR GROUP 13941282081

ROTH, R. LAWERENCE NEW YORK NY 10023 12/29/2014 1000.00 ADVISOR GROUP 15970066366

ROTH, R. LAWERENCE NEW YORK NY 10023 09/25/2015 2000.00 ADVISOR GROUP 201601289004668991

SHEA, BRIAN T. GARDEN CITY NY 11530 01/09/2012 2000.00 PERSHING 12950536151

SHEA, BRIAN T. GARDEN CITY NY 11530 12/16/2010 2000.00 PERSHING 11990068105

SHEA, BRIAN T. GARDEN CITY NY 11530 10/03/2013 2000.00 PERSHING 14940080110

SHEPHERDSON, JAMES A. NEWPORT BEACH CA 92663 12/22/2010 2000.00 AXA-EQUITABLE 11990068106

SILVERMAN, SCOTT SILVER SPRING MD 20905 09/28/2017 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201807199115783479

SILVERMAN, SCOTT SILVER SPRING MD 20905 04/18/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430365

SILVERMAN, SCOTT SILVER SPRING MD 20905 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224117

STREIFF, THOMAS F. RIDGEWOOD NJ 07450 09/29/2015 3000.00 PIMCO 201601289004668991

STREIFF, THOMAS F. RIDGEWOOD NJ 07450 08/23/2016 3000.00 PIMCO 201609209031012874

STREIFF, THOMAS F. RIDGEWOOD NJ 07450 11/05/2014 3000.00 PIMCO 14952734602

STREIFF, THOMAS F. RIDGEWOOD NJ 07450 12/30/2013 2000.00 PIMCO 14940080110

STREIFF, THOMAS F. RIDGEWOOD NJ 07450 12/21/2010 2000.00 PIMCO 11990068106

STREIFF, THOMAS F. RIDGEWOOD NJ 07450 03/16/2012 2000.00 PIMCO 12951519214

SUTTON, CLAUDIA M ARLINGTON VA 22207 04/05/2012 1000.00 INSURED RETIREMENT INSTITUTE 12951782069

SWANK, THOMAS IOWA CITY IA 52246 02/27/2014 500.00 INDIVIDUAL SAVINGS & RETIREMENT, TR 14960510885

VOGL, CINDY A. GLENVIEW IL 60225 12/27/2010 2000.00 UBS ASSET MANAGEMENT 11990068106

VOGL, CINDY A. GLENVIEW IL 60225 01/30/2012 2000.00 UBS ASSET MANAGEMENT 12950536152

VON MOLTKE, NICHOLAS NEW YORK NY 10025 02/27/2015 300.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201507289000430365

VON MOLTKE, NICHOLAS NEW YORK NY 10025 11/30/2016 500.00 GLOBAL ATLANTIC FINANCIAL COMPANY 201701319042224117

VOSEN, MARC BROOKLYN OH 44144 03/06/2017 300.00 KEY INVESTMENT SERVICES 201806199113741991

VOSEN, MARC BROOKLYN OH 44144 03/30/2016 350.00 KEY INVESTMENT SERVICES 201604209012614147

VOSEN, MARC BROOKLYN OH 44144 12/04/2015 350.00 KEY INVESTMENT SERVICES 201601289004668992

VOSEN, MARC BROOKLYN OH 44144 03/19/2018 350.00 KEY INVESTMENT SERVICES 201806199113742026

VOSEN, MARC BROOKLYN OH 44144 07/29/2014 350.00 KEY INVESTMENT SERVICES 201612219040868411

VOSEN, MARC BROOKLYN OH 44144 12/30/2013 350.00 KEY INVESTMENT SERVICES 14940080111

WEATHERFORD, CATHERINE J ARLINGTON VA 22201 09/16/2014 5000.00 INSURED RETIREMENT INSTITUTE 14978287053

WEATHERFORD, CATHERINE J ARLINGTON VA 22201 06/30/2016 5000.00 INSURED RETIREMENT INSTITUTE 201608199022543633

WEATHERFORD, CATHERINE J ARLINGTON VA 22201 12/11/2015 2000.00 INSURED RETIREMENT INSTITUTE 201601289004668992

WEATHERFORD, CATHERINE J ARLINGTON VA 22201 05/30/2018 1000.00 INSURED RETIREMENT INSTITUTE 201806199113744338

WEATHERFORD, CATHERINE J ARLINGTON VA 22201 07/30/2018 500.00 INSURED RETIREMENT INSTITUTE 201808169119645230

WEATHERFORD, CATHERINE J ARLINGTON VA 22201 08/15/2017 500.00 INSURED RETIREMENT INSTITUTE 201807199115783479

WEATHERFORD, CATHERINE J ARLINGTON VA 22201 09/30/2017 500.00 INSURED RETIREMENT INSTITUTE 201807199115783480

WEATHERFORD, CATHERINE J ARLINGTON VA 22201 07/14/2011 5000.00 INSURED RETIREMENT INSTITUTE 12970173454

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Generated Tue Apr 23 16:30:19 2024

Contributor	City	State	ZIP	Date	Amount	Employer/Occupation	Image Number
CONTRIBUTIONS FROM AN INDIVIDUAL
AMBROZY, TINA	DUBLIN	OH	43016	03/24/2017	2000.00	NATIONWIDE FINANCIAL DISTRIBUTORS,	201806199113741988
AMBROZY, TINA	DUBLIN	OH	43016	03/05/2018	2500.00	NATIONWIDE FINANCIAL DISTRIBUTORS,	201806199113742023
ARENA, ROBERT	FARMINGTON	CT	06032	04/11/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430361
BENJAMIN, WILLIAM J. III	EDINA	MN	55439	11/06/2014	1000.00	U.S. BANCORP INVESTMENTS INC. & U.S	14952734602
BENJAMIN, WILLIAM J. III	EDINA	MN	55439	10/27/2015	1500.00	U.S. BANCORP INVESTMENTS INC. & U.S	201601289004668989
BENJAMIN, WILLIAM J. III	EDINA	MN	55439	02/07/2017	1250.00	U.S. BANCORP INVESTMENTS INC. & U.S	201806199113741988
BOWDEN, ANDREW J	EAST LANSING	MI	48823	03/29/2018	2500.00	JACKSON NATIONAL LIFE INSURANCE COM	201806199113742023
CAPLAN, MITCHELL	LOUISVILLE	KY	40223	12/12/2013	2500.00	JEFFERSON NATIONAL FINANCIAL	14940080106
CAPLAN, MITCHELL	LOUISVILLE	KY	40223	07/28/2014	2500.00	JEFFERSON NATIONAL FINANCIAL	201612219040868410
CARTER, JOHN	COLUMBUS	OH	43215	12/30/2013	2000.00	NATIONWIDE RETIREMENT PLANS	14940080106
CARTER, JOHN	COLUMBUS	OH	43215	12/31/2014	2500.00	NATIONWIDE RETIREMENT PLANS	15970066365
CASADY, MARK	WESTON	MA	02493	12/16/2010	5000.00	LPL FINANCIAL	11990068105
CASADY, MARK	WESTON	MA	02493	01/09/2012	5000.00	LPL FINANCIAL	12950536151
CATHERINE, WEATHERFORD J	LEAWOOD	KS	66209	03/06/2012	5000.00	INSURED RETIREMENT INSTITUTE	12951519213
CAVANAUGH, MARY	BOSTON	MA	02116	04/17/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430361
CAVANAUGH, MARY	BOSTON	MA	02116	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224112
CHOPUS, WAYNE	CANTON	CT	06019	10/15/2018	2500.00	PRUDENTIAL ANNUITIES	201810259130893862
CHOPUS, WAYNE	CANTON	CT	06019	09/29/2016	2500.00	PRUDENTIAL ANNUITIES	201610209034114530
CHOPUS, WAYNE	CANTON	CT	06019	08/29/2017	2500.00	PRUDENTIAL ANNUITIES	201807199115783469
CICOTTE, GREG P	BELLEVILLE	MI	48112	11/21/2013	2000.00	JACKSON NATIONAL LIFE	14940080106
CICOTTE, GREG P	BELLEVILLE	MI	48112	07/28/2014	2000.00	JACKSON NATIONAL LIFE	201612219040868410
CICOTTE, GREG P	BELLEVILLE	MI	48112	03/15/2012	2000.00	JACKSON NATIONAL LIFE	12951519213
CICOTTE, GREG P	BELLEVILLE	MI	48112	08/02/2011	2000.00	JACKSON NATIONAL LIFE	12970173453
CICOTTE, GREG P	BELLEVILLE	MI	48112	03/24/2017	2500.00	JACKSON NATIONAL LIFE	201806199113741988
COGSWELL, MICHAEL	METUCHEN	NJ	08840	09/14/2015	1000.00	PIMCO	201601289004668989
COVINGTON, LEE	MCLEAN	VA	22101	12/20/2012	1000.00	INSURED RETIREMENT INSTITUTE	13941274467
DECHELLIS, ROBERT	MINNEAPOLIS	MN	55416	12/02/2013	2500.00	ALLIANZ LIFE FINANCIAL SERVICES	14940080107
DECHELLIS, ROBERT	MINNEAPOLIS	MN	55416	07/02/2014	2500.00	ALLIANZ LIFE FINANCIAL SERVICES	201612219040868410
DECHELLIS, ROBERT	MINNEAPOLIS	MN	55416	05/16/2016	2500.00	ALLIANZ LIFE FINANCIAL SERVICES	201608189022513570
DECHELLIS, ROBERT	MINNEAPOLIS	MN	55416	03/13/2018	5000.00	ALLIANZ LIFE FINANCIAL SERVICES	201806199113742023
DECHELLIS, ROBERT	MINNEAPOLIS	MN	55416	06/20/2017	5000.00	ALLIANZ LIFE FINANCIAL SERVICES	201806199113741989
DECHELLIS, ROBERT	MINNEAPOLIS	MN	55416	10/01/2015	2500.00	ALLIANZ LIFE FINANCIAL SERVICES	201601289004668989
DELLAERT, GILLES	EASTPORT	NY	11941	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224112
DELLAERT, GILLES	EASTPORT	NY	11941	05/12/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430361
FERRIS, BRUCE	SHELTON	CT	06484	12/30/2013	2000.00	PRUDENTIAL ANNUITIES	14940080107
FERRIS, BRUCE	SHELTON	CT	06484	12/23/2014	5000.00	PRUDENTIAL ANNUITIES	15970066365
FORD, LYNNE R	CHARLOTTE	NC	28211	04/01/2012	1000.00	LPL FINANCIAL	12951782069
FORD, LYNNE R.	CHARLOTTE	NC	28211	12/21/2010	2000.00	ING	11990068105
FORGET, LIZ	CHARLOTTE	NC	28277	12/31/2014	2000.00	METLIFE AMERICAS RETAIL DIVISON	15970066365
FORGET, LIZ	CHARLOTTE	NC	28277	04/05/2016	2500.00	METLIFE AMERICAS RETAIL DIVISON	201605209015561182
FORGET, LIZ	CHARLOTTE	NC	28277	11/03/2015	3000.00	METLIFE AMERICAS RETAIL DIVISON	201601289004668990
FOURNIER, JOSEPH	SAN JUAN CAPISTRAN	CA	92675	08/29/2017	750.00	PACIFIC INVESTMENT MANAGEMENT COMPA	201807199115783469
FOWLER, JOHN	MATAWAN	NJ	07747	04/18/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430362
FOWLER, JOHN	MATAWAN	NJ	07747	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224112
FOWLER, JOHN	MATAWAN	NJ	07747	09/28/2017	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201807199115783469
FULLER, WILL	RADNOR	PA	19087	02/07/2016	5000.00	LINCOLN FINANCIAL GROUP DISTRIBUTIO	201603169009766935
FULLER, WILL	RADNOR	PA	19087	12/30/2013	2000.00	LINCOLN FINANCIAL GROUP DISTRIBUTIO	14940080107
FULLER, WILL	RADNOR	PA	19087	11/04/2014	5000.00	LINCOLN FINANCIAL GROUP DISTRIBUTIO	14952734602
GALDA, APRIL	RYE	NH	03870	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224113
GUILBERT, DANIEL	SAMMAMISH	WA	98075	09/25/2017	2500.00	SYMETRA	201807199115783470
HECHT, JONATHAN	NEW ROCHELLE	NY	10804	10/18/2017	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201807199115783470
HECHT, JONATHAN	NEW ROCHELLE	NY	10804	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224113
HENDRY, BRIAN	SOUTHBOROUGH	MA	01772	11/30/2016	1000.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224113
HERRICK, DARRYL	SOUTHBOROUGH	MA	01772	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224114
HUME, BARBARA	BILLERICA	MA	01821	07/31/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783470
HUME, BARBARA	BILLERICA	MA	01821	06/29/2018	83.34	INSURED RETIREMENT INSTITUTE	201807209115797455
HUME, BARBARA	BILLERICA	MA	01821	12/29/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783474
HUME, BARBARA	BILLERICA	MA	01821	12/15/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783473
HUME, BARBARA	BILLERICA	MA	01821	11/30/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783473
HUME, BARBARA	BILLERICA	MA	01821	11/15/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783473
HUME, BARBARA	BILLERICA	MA	01821	03/20/2018	208.35	INSURED RETIREMENT INSTITUTE	201806199113742024
HUME, BARBARA	BILLERICA	MA	01821	07/30/2018	83.34	INSURED RETIREMENT INSTITUTE	201808169119645230
HUME, BARBARA	BILLERICA	MA	01821	09/26/2018	166.68	INSURED RETIREMENT INSTITUTE	201810199125639628
HUME, BARBARA	BILLERICA	MA	01821	10/24/2018	83.34	INSURED RETIREMENT INSTITUTE	201812069134391500
HUME, BARBARA	BILLERICA	MA	01821	05/30/2018	208.35	INSURED RETIREMENT INSTITUTE	201806199113744338
HUME, BARBARA	BILLERICA	MA	01821	08/15/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783471
HUME, BARBARA	BILLERICA	MA	01821	08/31/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783471
HUME, BARBARA	BILLERICA	MA	01821	09/15/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783471
HUME, BARBARA	BILLERICA	MA	01821	09/30/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783472
HUME, BARBARA	BILLERICA	MA	01821	10/13/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783472
HUME, BARBARA	BILLERICA	MA	01821	10/31/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783472
HUNEKE, BENJAMIN	PURCHASE	NY	10577	02/22/2017	5000.00	MORGAN STANLEY WEALTH MGMT.	201806199113741989
HUNEKE, BENJAMIN	PURCHASE	NY	10577	03/01/2018	3000.00	MORGAN STANLEY WEALTH MGMT.	201806199113742024
HUNEKE, BENJAMIN	PURCHASE	NY	10577	12/30/2013	2000.00	MORGAN STANLEY WEALTH MGMT.	14940080108
HUNEKE, BENJAMIN	PURCHASE	NY	10577	08/01/2014	2000.00	MORGAN STANLEY WEALTH MGMT.	14970778048
HUNEKE, BENJAMIN	PURCHASE	NY	10577	12/28/2015	2500.00	MORGAN STANLEY WEALTH MGMT.	201601289004668990
HUNEKE, BENJAMIN	PURCHASE	NY	10577	10/03/2016	3000.00	MORGAN STANLEY WEALTH MGMT.	201610279034721705
JOHN, PAPADOPULOS M	CHARLOTTE	NC	28226	03/02/2012	2000.00	WELLS FARGO & COMPANY	12951519213
JOHNSON, CAROLYN	WEST SIMSBURY	CT	06092	03/10/2017	2500.00	VOYA FINANCIAL	201806199113741989
JOHNSON, CAROLYN	WEST SIMSBURY	CT	06092	03/13/2018	2500.00	VOYA FINANCIAL	201806199113742024
JOHNSON, CAROLYN	WEST SIMSBURY	CT	06092	03/30/2016	2500.00	VOYA FINANCIAL	201604209012614146
KWOK, JAMES	WILMETTE	IL	60091	02/12/2016	2500.00	JP MORGAN	201603169009766935
LANE, NICHOLAS	NEW YORK	NY	10104	11/24/2013	1000.00	AXA EQUITABLE	14940080108
LANE, NICHOLAS	NEW YORK	NY	10104	03/22/2016	5000.00	AXA EQUITABLE	201604209012614146
LANE, NICHOLAS	NEW YORK	NY	10104	05/10/2015	5000.00	AXA EQUITABLE	201507289000430362
LANE, NICHOLAS	NEW YORK	NY	10104	08/01/2014	5000.00	AXA EQUITABLE	14970778048
LANGOLIS, STEPHAN R	PROVIDENCE	RI	02903	04/02/2018	1000.00	EMONEY ADVISOR, LLC	201805189112083140
LEE, KIM	NEW YORK	NY	10016	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224114
LEE, KIM	NEW YORK	NY	10013	04/09/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430362
LENN, MICHAEL	ALEXANDRIA	VA	22312	08/16/2013	500.00	INSURED RETIREMENT INSTITUTE	14940080108
LEVINE, ALLAN	RIDGEWOOD	NJ	07450	04/06/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430363
LEVINE, ALLAN	RIDGEWOOD	NJ	07450	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224114
LEVINE, ALLAN	RIDGEWOOD	NJ	07450	10/22/2017	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201807199115783474
LITTLE, JOHN MEIGHAN	ALEXANDRIA	VA	22314	05/20/2012	1000.00	INSURED RETIREMENT INSTITUTE	13941274292
LOEHNING, WILLIAM F	BARRINGTON	RI	02806	07/09/2012	2000.00	FIDELITY INVESTMENTS	13941274384
LOEHNING, WILLIAM F	BARRINGTON	RI	02806	09/27/2013	2000.00	FIDELITY INVESTMENTS	14940080109
LOEHNING, WILLIAM F	BARRINGTON	RI	02806	08/01/2011	2000.00	FIDELITY INVESTMENTS	12970173453
LOEHNING, WILLIAM F	BARRINGTON	RI	02806	02/27/2014	2000.00	FIDELITY INVESTMENTS	14960510885
LOWE, BILL	GRIMES	IA	50111	01/16/2014	1000.00	SAMMONS RETIREMENT SOLUTIONS	14960455056
LOWE, BILL	GRIMES	IA	50111	01/31/2017	2000.00	SAMMONS RETIREMENT SOLUTIONS	201806199113741990
LOWE, BILL	GRIMES	IA	50111	03/13/2018	2000.00	SAMMONS RETIREMENT SOLUTIONS	201806199113742025
LOWE, BILL	GRIMES	IA	50111	02/24/2015	2000.00	SAMMONS RETIREMENT SOLUTIONS	201507289000430363
LOWE, BILL	GRIMES	IA	50111	02/29/2016	2000.00	SAMMONS RETIREMENT SOLUTIONS	201603169009766935
MCGINNIS, ERICA	SCOTTSDALE	AZ	85266	02/20/2015	1000.00	AIG ADVISOR GROUP	201507289000430363
MELLIA, CHRISTOPHER	SOUTHBOROUGH	MA	01772	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224115
MILLER, JEFFREY	WAYLAND	MA	01778	03/22/2016	2000.00	UBS FINANCIAL SERVICES, INC.	201604209012614146
MILLER, JEFFREY	WAYLAND	MA	01778	03/24/2017	2500.00	UBS FINANCIAL SERVICES, INC.	201806199113741990
MOORE, ROBERT	SOLANA BEACH	CA	92075	02/07/2017	5000.00	LEGAL % GENERAL INVESTMENT MGMT AME	201806199113741990
MOORE, ROBERT	CHICAGO	IL	60611	08/27/2015	5000.00	LPL FINANCIAL	201601289004668990
MOORE, ROBERT	SAN DIEGO	CA	92121	11/15/2013	2500.00	LPL FINANCIAL	14940080109
MOORE, ROBERT	SOLANA BEACH	CA	92075	03/01/2018	5000.00	LEGAL % GENERAL INVESTMENT MGMT AME	201806199113742025
MOORE, ROBERT	CHICAGO	IL	60611	03/24/2016	5000.00	LEGAL % GENERAL INVESTMENT MGMT AME	201604209012614147
MOORE, ROBERT	SAN DIEGO	CA	92121	06/04/2014	5000.00	LPL FINANCIAL	14961657117
MORRISSEY, WILLIAM	LA JOLLA	CA	92037	02/26/2016	2500.00	LPL FINANCIAL	201603169009766936
MULHALL, JOHN	FLORAL PARK	NY	11001	10/16/2012	1000.00	OHIO NATIONAL FINANCIAL SERVICES	13941274443
MULHALL, JOHN	FLORAL PARK	NY	11001	01/04/2011	1000.00	MERRILL LYNCH GLOBAL WEALTH	11932024196
MULHALL, JOHN	FLORAL PARK	NY	11001	03/15/2011	1000.00	MERRILL LYNCH GLOBAL WEALTH	11932024196
MULLEN, DAVID	SOUTHBOROUGH	MA	01772	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224115
MULLEN, TERRY	WESTON	MA	02493	02/04/2011	2000.00	SUNLIFE FINANCIAL DISTRIBUTORS	11932024196
NELSON, PAULA	HOUSTON	TX	77027	12/31/2013	2000.00	FORETHOUGHT DISTRIBUTORS	14940080109
NELSON, PAULA	HOUSTON	TX	77027	01/17/2013	500.00	FORETHOUGHT DISTRIBUTORS	13941282081
NELSON, PAULA	HOUSTON	TX	77027	05/22/2014	2500.00	FORETHOUGHT DISTRIBUTORS	14941323213
NELSON, PAULA	HOUSTON	TX	77027	02/07/2017	3000.00	FORETHOUGHT DISTRIBUTORS	201806199113741991
NELSON, PAULA	HOUSTON	TX	77027	08/29/2016	3000.00	FORETHOUGHT DISTRIBUTORS	201609209031012874
NELSON, PAULA	HOUSTON	TX	77027	03/01/2018	4000.00	FORETHOUGHT DISTRIBUTORS	201806199113742025
NELSON, PAULA	HOUSTON	TX	77027	04/13/2015	300.00	FORETHOUGHT DISTRIBUTORS	201507289000430364
O'SHEA, DANIEL	SOUTHBOROUGH	MA	01772	10/12/2017	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201807199115783474
O'SHEA, DANIEL	SOUTHBOROUGH	MA	01772	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224115
PAPADOPULOS, JOHN	CHARLOTTE	NC	28202	08/10/2015	2000.00	WELLS FARGO RETIREMENT	201601289004668991
PAPADOPULOS, JOHN	CHARLOTTE	NC	28202	11/18/2013	2000.00	WELLS FARGO RETIREMENT	14940080110
PAPADOPULOS, JOHN	CHARLOTTE	NC	28202	05/06/2014	2000.00	WELLS FARGO RETIREMENT	14941323213
PAULSEN, DAVE	CEDAR RAPIDS	IA	52499	10/16/2017	1500.00	TRANSAMERICA DISTRIBUTORS	201807199115783475
PAULSEN, DAVE	CEDAR RAPIDS	IA	52499	03/30/2016	1000.00	TRANSAMERICA DISTRIBUTORS	201604209012614147
PELLETIER, STEPHEN	DARIEN	CT	06820	02/02/2011	2000.00	PRUDENTIAL FINANCIAL	11932024197
PELLETIER, STEPHEN	DARIEN	CT	06820	01/09/2012	2000.00	PRUDENTIAL FINANCIAL	12950536151
QUAN CAI, PETER ZHENG	NEW YORK	NY	10004	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224116
R. LAWRENCE, ROTH	NEW YORK	NY	10023	09/30/2011	2000.00	ADVISOR GROUP	12970173453
RAMOS, SAMUEL	MANHASSET	NY	11030	10/23/2017	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201807199115783475
RAMOS, SAMUEL	MANHASSET	NY	11030	04/07/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430364
RAMOS, SAMUEL	MANHASSET	NY	11030	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224116
REARDON, MICHAEL	WELLESLEY	MA	02481	04/07/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430364
REDGATE, KATHLEEN	MIDDLETOWN	RI	02842	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224116
REDGATE, KATHLEEN	MIDDLETOWN	RI	02842	04/16/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430365
RICHMAN, PAUL	ALEXANDRIA	VA	22314	09/28/2018	83.34	INSURED RETIREMENT INSTITUTE	201810199125639628
RICHMAN, PAUL	ALEXANDRIA	VA	22314	06/29/2018	83.34	INSURED RETIREMENT INSTITUTE	201807209115797455
RICHMAN, PAUL	ALEXANDRIA	VA	22314	11/15/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783478
RICHMAN, PAUL	ALEXANDRIA	VA	22314	10/13/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783477
RICHMAN, PAUL	ALEXANDRIA	VA	22314	09/30/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783477
RICHMAN, PAUL	ALEXANDRIA	VA	22314	03/20/2018	208.35	INSURED RETIREMENT INSTITUTE	201806199113742026
RICHMAN, PAUL	ALEXANDRIA	VA	22314	07/30/2018	83.34	INSURED RETIREMENT INSTITUTE	201808169119645230
RICHMAN, PAUL	ALEXANDRIA	VA	22314	09/26/2018	83.34	INSURED RETIREMENT INSTITUTE	201810199125639628
RICHMAN, PAUL	ALEXANDRIA	VA	22314	05/30/2018	208.35	INSURED RETIREMENT INSTITUTE	201806199113744338
RICHMAN, PAUL	ALEXANDRIA	VA	22314	10/29/2018	83.34	INSURED RETIREMENT INSTITUTE	201812069134391500
RICHMAN, PAUL	ALEXANDRIA	VA	22314	11/30/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783478
RICHMAN, PAUL	ALEXANDRIA	VA	22314	12/15/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783478
RICHMAN, PAUL	ALEXANDRIA	VA	22314	12/29/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783479
RICHMAN, PAUL	ALEXANDRIA	VA	22314	07/31/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783475
RICHMAN, PAUL	ALEXANDRIA	VA	22314	08/15/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783476
RICHMAN, PAUL	ALEXANDRIA	VA	22314	08/31/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783476
RICHMAN, PAUL	ALEXANDRIA	VA	22314	10/31/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783477
RICHMAN, PAUL	ALEXANDRIA	VA	22314	09/15/2017	41.67	INSURED RETIREMENT INSTITUTE	201807199115783476
RIEDEL, GEORGE	TOWSON	MD	21204	01/27/2017	350.00	T.ROWE PRICE	201806199113741991
ROTH, R. LAWERENCE	NEW YORK	NY	10023	08/01/2012	2000.00	ADVISOR GROUP	13941274408
ROTH, R. LAWERENCE	NEW YORK	NY	10023	06/24/2013	2000.00	ADVISOR GROUP	13941282081
ROTH, R. LAWERENCE	NEW YORK	NY	10023	12/29/2014	1000.00	ADVISOR GROUP	15970066366
ROTH, R. LAWERENCE	NEW YORK	NY	10023	09/25/2015	2000.00	ADVISOR GROUP	201601289004668991
SHEA, BRIAN T.	GARDEN CITY	NY	11530	01/09/2012	2000.00	PERSHING	12950536151
SHEA, BRIAN T.	GARDEN CITY	NY	11530	12/16/2010	2000.00	PERSHING	11990068105
SHEA, BRIAN T.	GARDEN CITY	NY	11530	10/03/2013	2000.00	PERSHING	14940080110
SHEPHERDSON, JAMES A.	NEWPORT BEACH	CA	92663	12/22/2010	2000.00	AXA-EQUITABLE	11990068106
SILVERMAN, SCOTT	SILVER SPRING	MD	20905	09/28/2017	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201807199115783479
SILVERMAN, SCOTT	SILVER SPRING	MD	20905	04/18/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430365
SILVERMAN, SCOTT	SILVER SPRING	MD	20905	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224117
STREIFF, THOMAS F.	RIDGEWOOD	NJ	07450	09/29/2015	3000.00	PIMCO	201601289004668991
STREIFF, THOMAS F.	RIDGEWOOD	NJ	07450	08/23/2016	3000.00	PIMCO	201609209031012874
STREIFF, THOMAS F.	RIDGEWOOD	NJ	07450	11/05/2014	3000.00	PIMCO	14952734602
STREIFF, THOMAS F.	RIDGEWOOD	NJ	07450	12/30/2013	2000.00	PIMCO	14940080110
STREIFF, THOMAS F.	RIDGEWOOD	NJ	07450	12/21/2010	2000.00	PIMCO	11990068106
STREIFF, THOMAS F.	RIDGEWOOD	NJ	07450	03/16/2012	2000.00	PIMCO	12951519214
SUTTON, CLAUDIA M	ARLINGTON	VA	22207	04/05/2012	1000.00	INSURED RETIREMENT INSTITUTE	12951782069
SWANK, THOMAS	IOWA CITY	IA	52246	02/27/2014	500.00	INDIVIDUAL SAVINGS & RETIREMENT, TR	14960510885
VOGL, CINDY A.	GLENVIEW	IL	60225	12/27/2010	2000.00	UBS ASSET MANAGEMENT	11990068106
VOGL, CINDY A.	GLENVIEW	IL	60225	01/30/2012	2000.00	UBS ASSET MANAGEMENT	12950536152
VON MOLTKE, NICHOLAS	NEW YORK	NY	10025	02/27/2015	300.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201507289000430365
VON MOLTKE, NICHOLAS	NEW YORK	NY	10025	11/30/2016	500.00	GLOBAL ATLANTIC FINANCIAL COMPANY	201701319042224117
VOSEN, MARC	BROOKLYN	OH	44144	03/06/2017	300.00	KEY INVESTMENT SERVICES	201806199113741991
VOSEN, MARC	BROOKLYN	OH	44144	03/30/2016	350.00	KEY INVESTMENT SERVICES	201604209012614147
VOSEN, MARC	BROOKLYN	OH	44144	12/04/2015	350.00	KEY INVESTMENT SERVICES	201601289004668992
VOSEN, MARC	BROOKLYN	OH	44144	03/19/2018	350.00	KEY INVESTMENT SERVICES	201806199113742026
VOSEN, MARC	BROOKLYN	OH	44144	07/29/2014	350.00	KEY INVESTMENT SERVICES	201612219040868411
VOSEN, MARC	BROOKLYN	OH	44144	12/30/2013	350.00	KEY INVESTMENT SERVICES	14940080111
WEATHERFORD, CATHERINE J	ARLINGTON	VA	22201	09/16/2014	5000.00	INSURED RETIREMENT INSTITUTE	14978287053
WEATHERFORD, CATHERINE J	ARLINGTON	VA	22201	06/30/2016	5000.00	INSURED RETIREMENT INSTITUTE	201608199022543633
WEATHERFORD, CATHERINE J	ARLINGTON	VA	22201	12/11/2015	2000.00	INSURED RETIREMENT INSTITUTE	201601289004668992
WEATHERFORD, CATHERINE J	ARLINGTON	VA	22201	05/30/2018	1000.00	INSURED RETIREMENT INSTITUTE	201806199113744338
WEATHERFORD, CATHERINE J	ARLINGTON	VA	22201	07/30/2018	500.00	INSURED RETIREMENT INSTITUTE	201808169119645230
WEATHERFORD, CATHERINE J	ARLINGTON	VA	22201	08/15/2017	500.00	INSURED RETIREMENT INSTITUTE	201807199115783479
WEATHERFORD, CATHERINE J	ARLINGTON	VA	22201	09/30/2017	500.00	INSURED RETIREMENT INSTITUTE	201807199115783480
WEATHERFORD, CATHERINE J	ARLINGTON	VA	22201	07/14/2011	5000.00	INSURED RETIREMENT INSTITUTE	12970173454

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