Individuals Who Gave To This Committee
Whose Last Name Begins With 'U-Z'
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION POLITICAL ACTION COMMITTEE
Party: No Associated Party1101 NEW YORK AVENUE, NW
8TH FLOOR
WASHINGTON, DC 20005
The query you have chosen matched 221 individual contributions.
Contributor | City | State | ZIP | Date | Amount | Employer/Occupation | Image Number |
---|---|---|---|---|---|---|---|
CONTRIBUTIONS FROM AN INDIVIDUAL | |||||||
UHALT, HUGH MR. | NEW ORLEANS | LA | 70112 | 08/10/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296251 |
UHALT, HUGH MR. | NEW ORLEANS | LA | 70112 | 10/08/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503410 |
UHLER, THOMAS | SAINT PETERSBURG | FL | 33716 | 12/29/2017 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201801319091040201 |
UHLER, THOMAS | SAINT PETERSBURG | FL | 33716 | 11/06/2018 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201812069134390647 |
UHLER, THOMAS MR. | SANIBEL | FL | 33957 | 11/22/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255665 |
URBINA, JEFFREY A | CHICAGO | IL | 60606 | 10/17/2016 | 850.00 | WILLIAM BLAIR | 201610279034653230 |
URFIRER, MICHAEL J. MR. | GREENWICH | CT | 06830 | 07/30/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608444 |
URWIN, JEFFREY H. MR. | NEW YORK | NY | 10075 | 08/26/2008 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28992698141 |
URWIN, JEFFREY H. MR. | NEW YORK | NY | 10075 | 06/28/2012 | 5000.00 | J.P. MORGAN SECURITIES INC. | 12952557496 |
URWIN, JEFFREY H. MR. | NEW YORK | NY | 10075 | 07/13/2007 | 1000.00 | J.P. MORGAN SECURITIES INC. | 28933608430 |
VACARRO, JOHN | WESTON | CT | 06883 | 07/17/2015 | 5000.00 | WESTPORT RESOURCES INVESTMENT SERVI | 201510209003212273 |
VACARRO, JOHN | WESTPORT | CT | 06880 | 01/28/2016 | 5000.00 | WESTPORT RESOURCES INVESTMENT SERVI | 201602189008486300 |
VACCARRO, JOHN | WESTPORT | CT | 06880 | 07/18/2017 | 5000.00 | WESTPORT RESOURCES INVESTMENT SERVI | 201708189070403497 |
VALLANO, ALFRED D | MCMURRAY | PA | 15317 | 12/04/2013 | 500.00 | HEFREN-TILLOTSON, INC. | 14960346462 |
VAN BRUGGE, ROBERT | SAG HARBOR | NY | 11963 | 09/11/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812898 |
VAN BRUGGE, ROBERT | NEW YORK | NY | 10105 | 08/02/2016 | 575.00 | ALLIANCE BERNSTEIN | 201609209030971857 |
VAN BRUGGE, ROBERT | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798134 |
VAN BRUGGE, ROBERT | NEW YORK | NY | 10105 | 07/31/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403497 |
VAN BRUGGE, ROBERT | SAG HARBOR | NY | 11963 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212197 |
VAN DE STEENE, DONALD MR. | BRUCE TWP | MI | 48065 | 07/28/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151197 |
VAN LAW, WILLIAM C. MR. | SAINT PETERSBURG | FL | 33703 | 10/06/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28992916399 |
VAN LAW, WILLIAM C. MR. III | SAINT PETERSBURG | FL | 33703 | 12/31/2012 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 13960490792 |
VAN LAW, WILLIAM C. MR. III | SAINT PETERSBURG | FL | 33703 | 12/31/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346479 |
VAN LAW, WILLIAM C. MR. III | SAINT PETERSBURG | FL | 33703 | 01/20/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11990229583 |
VANDER SCHAAF, PETER D. MR. | JENISON | MI | 49428 | 12/23/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195261 |
VANDER SCHAAF, PETER D. MR. | JENISON | MI | 49428 | 07/27/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151190 |
VANELLA, JOE | CHICAGO | IL | 60606 | 02/16/2018 | 250.00 | RAYMOND JAMES | 201803209096629357 |
VANELLA, JOE | CHICAGO | IL | 60606 | 11/08/2018 | 100.00 | RAYMOND JAMES | 201812069134390647 |
VANELLA, JOE | CHICAGO | IL | 60606 | 10/06/2016 | 250.00 | MORGAN KEEGAN & COMPANY, INC. | 201610279034653231 |
VANSELOW, DEBBI MS. | SEATTLE | WA | 98107 | 05/13/2008 | 250.00 | EDWARD JONES | 28992880382 |
VANSELOW, DEBBI MS. | SEATTLE | WA | 98107 | 06/11/2007 | 250.00 | EDWARD JONES | 28933608365 |
VARLEY, ELIZABETH MS | ANNANDALE | VA | 22003 | 03/08/2007 | 500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27930689776 |
VARLEY, ELIZABETH MS | ANNANDALE | VA | 22003 | 06/10/2008 | 1500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28934009672 |
VARLEY, ELIZABETH MS | ANNANDALE | VA | 22003 | 02/09/2009 | 500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 29992015188 |
VARVEL, ERIC M. MR. | GREENWICH | CT | 06830 | 06/30/2007 | 1000.00 | CREDIT SUISSE (USA), INC | 28933608382 |
VAUGHAN, PATRICK J. | COCKEYSVILLE | MD | 21030 | 07/08/2014 | 1000.00 | RBC WEALTH MANAGEMENT | 14970668018 |
VAUGHAN, PATRICK J. | COCKEYSVILLE | MD | 21030 | 08/14/2009 | 1000.00 | RBC WEALTH MANAGEMENT | 29935347403 |
VAUGHAN, PATRICK J. | COCKEYSVILLE | MD | 21030 | 02/17/2012 | 500.00 | RBC WEALTH MANAGEMENT | 12951281151 |
VAUGHAN, PATRICK J. | COCKEYSVILLE | MD | 21030 | 08/04/2010 | 1000.00 | RBC WEALTH MANAGEMENT | 10931296243 |
VAVRUSKA, MARK J. MR. | VALLEY CITY | OH | 44280 | 10/16/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503435 |
VERNON, SUSAN EMA MS. | EARLYSVILLE | VA | 22936 | 10/08/2009 | 260.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503404 |
VINCENTI, GREGORY R. MR. | LOUISVILLE | KY | 40222 | 08/31/2007 | 300.00 | HILLIARD LYONS | 27990639528 |
VINCENTI, GREGORY R. MR. | LOUISVILLE | KY | 40222 | 06/20/2008 | 250.00 | HILLIARD LYONS | 28934009691 |
VINCI, JAMES J. MR. | FRANKLIN LAKES | NJ | 07417 | 08/06/2007 | 1000.00 | MORGAN STANLEY | 27990639522 |
VINE, CHARLES D. MR. | CORTLAND | OH | 44410 | 07/20/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151182 |
VINIAR, DAVID MR. | RIDGEWOOD | NJ | 07450 | 06/27/2007 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608369 |
VOETSCH, GREGORY C. MR. | NEW VERNON | NJ | 07976 | 12/07/2010 | 1000.00 | KNIGHT CAPITAL GROUP | 11990097209 |
VOIGTMAN, JON MR. | NEW YORK | NY | 10019 | 05/26/2011 | 1000.00 | LEHMAN BROTHERS INC. | 11931685957 |
VOLPE, RICHARD MR. | GARDEN CITY | NY | 11530 | 06/24/2010 | 1500.00 | RBS SECURITIES | 10931037111 |
WACHTEL, ELI MR. | SCARSDALE | NY | 10583 | 06/19/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608349 |
WAGENER, RICHARD | CLARKSVILLE | MD | 21029 | 11/02/2016 | 500.00 | RAYMOND JAMES | 201612089037769098 |
WAGNER, WILLIAM J. | CARY | NC | 27511 | 11/04/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330666 |
WALCOFF, JONATHAN MR. | NEW YORK | NY | 10017 | 06/22/2007 | 500.00 | J.P. MORGAN SECURITIES INC. | 28933608358 |
WALDEN, JOHN W. MR. | COLUMBUS | GA | 31906 | 08/05/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296245 |
WALDEN, JOHN W. MR. | COLUMBUS | GA | 31906 | 10/14/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503424 |
WALKER, GEORGE H MR. | NEW YORK | NY | 10013 | 03/27/2007 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 27930689779 |
WALKER, GEORGE H. MR. | NEW YORK | NY | 10013 | 11/19/2014 | 1000.00 | NEUBERGER BERMAN | 14952798952 |
WALKER, GEORGE H. MR. | NEW YORK | NY | 10013 | 05/07/2008 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 28992880378 |
WALKER, GEORGE H. MR. | NEW YORK | NY | 10013 | 03/31/2015 | 5000.00 | NEUBERGER BERMAN | 15951200707 |
WALLIN, JAMES P | NEW YORK | NY | 10105 | 07/31/2017 | 1000.00 | ALLIANCEBERNSTEIN L.P. | 201708189070403498 |
WALLIN, JAMES P | COLD SPRING HARBOR | NY | 11724 | 09/05/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812889 |
WALLIN, JAMES P | NEW YORK | NY | 10105 | 08/01/2016 | 500.00 | ALLIANCEBERNSTEIN L.P. | 201609209030971857 |
WALLIN, JAMES P | COLD SPRING HARBOR | NY | 11724 | 09/29/2015 | 750.00 | ALLIANCEBERNSTEIN L.P. | 201510209003213561 |
WALLIN, JAMES P | NEW YORK | NY | 10105 | 06/15/2018 | 575.00 | ALLIANCEBERNSTEIN L.P. | 201807209115798135 |
WALROND, THOMAS M. | JENKINTOWN | PA | 19046 | 11/02/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330660 |
WALROND, THOMAS M. | SAINT PETERSBURG | FL | 33716 | 11/09/2016 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201612089037769098 |
WALROND, THOMAS M. | JENKINTOWN | PA | 19046 | 05/14/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201507209000285492 |
WALROND, THOMAS M. | JENKINTOWN | PA | 19046 | 12/10/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346467 |
WALSH, PETER | BUFFALO | NY | 14216 | 01/16/2018 | 500.00 | RAYMOND JAMES ASSOCIATES | 201802209094597365 |
WARNECKE, BRADLEY MR. | INDIANAPOLIS | IN | 46220 | 01/24/2012 | 500.00 | WARNECKE INVESTMENT GROUP | 12951243068 |
WARNECKE, BRADLEY MR. | INDIANAPOLIS | IN | 46220 | 06/11/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009680 |
WARNS, HUGO J. MR. | REISTERSTOWN | MD | 21136 | 08/04/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296243 |
WARNS, HUGO J. MR. | REISTERSTOWN | MD | 21136 | 10/24/2007 | 500.00 | STIFEL NICOLAUS & COMPANY INCORPORA | 27931605023 |
WARREN, CHRIS MR. | FRANKLIN | MA | 02038 | 09/10/2008 | 500.00 | FIDELITY BROKERAGE | 28992691852 |
WASSON, CHRISTOPHER MR. | COCKEYSVILLE | MD | 21030 | 07/20/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151180 |
WEADOCK, BRYAN | NEW YORK | NY | 10075 | 09/24/2012 | 5000.00 | BANK OF AMERICA MERRILL LYNCH | 12940296534 |
WEADOCK, BRYAN | NEW YORK | NY | 10075 | 12/23/2011 | 5000.00 | BANK OF AMERICA MERRILL LYNCH | 12950222532 |
WEADOCK, BRYAN | NEW YORK | NY | 10075 | 04/18/2013 | 5000.00 | BANK OF AMERICA MERRILL LYNCH | 13962490734 |
WEADOCK, BRYAN | NEW YORK | NY | 10075 | 04/01/2014 | 5000.00 | BANK OF AMERICA MERRILL LYNCH | 14961191014 |
WEBB, LAURA | ASHEVILLE | NC | 28805 | 05/15/2015 | 500.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201507209000285494 |
WEBB, LAURA | CALDWELL | ID | 83605 | 11/02/2018 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201812069134390647 |
WEBSTER, ELIZABETH EYRES MS. | LOWELL | MA | 01852 | 06/11/2007 | 1000.00 | FIDELITY BROKERAGE | 28933608339 |
WEDDLE, JAMES | SAINT LOUIS | MO | 63131 | 11/25/2015 | 5000.00 | EDWARD JONES | 201512189004301486 |
WEDDLE, JAMES | SAINT LOUIS | MO | 63131 | 10/10/2016 | 5000.00 | EDWARD JONES | 201610279034653231 |
WEDDLE, JAMES MR. | WEBSTER GROVES | MO | 63119 | 04/07/2008 | 5000.00 | EDWARD JONES | 28991037629 |
WEDDLE, JAMES MR. | WEBSTER GROVES | MO | 63119 | 11/18/2009 | 5000.00 | EDWARD JONES | 29935581828 |
WEDDLE, JAMES MR. | WEBSTER GROVES | MO | 63119 | 02/01/2007 | 5000.00 | EDWARD JONES | 27930390359 |
WEDDLE, JAMES MR. | WEBSTER GROVES | MO | 63119 | 02/17/2012 | 5000.00 | EDWARD JONES | 12951281150 |
WEDDLE, JAMES MR. | WEBSTER GROVES | MO | 63119 | 12/19/2013 | 5000.00 | EDWARD JONES | 14960346476 |
WEHLING, BENJAMIN B. | GREENWOOD | IN | 46143 | 06/23/2009 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 29934332633 |
WEHLING, BENJAMIN B. MR. | GREENWOOD | IN | 46143 | 10/27/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899330 |
WEIL, RICHARD M. MR. | LAGUNA BEACH | CA | 92651 | 09/27/2007 | 5000.00 | PIMCO | 27931469383 |
WEINER, DEBRA MS. | WHITE PLAINS | NY | 10605 | 06/12/2007 | 500.00 | RYAN BECK & CO., INC. | 28933608327 |
WEISBERG, MICHAEL MR. | WESTPORT | CT | 06880 | 09/20/2007 | 2500.00 | UBS FINANCIAL SERVICES INC. | 27931469384 |
WEISS, JEFFREY | SAINT PETERSBURG | FL | 33716 | 11/14/2018 | 250.00 | RAYMOND JAMES | 201812069134390648 |
WEISS, JEFFREY C | HOUSTON | TX | 77056 | 11/14/2013 | 1000.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 13944255652 |
WEISS, JEFFREY C | HOUSTON | TX | 77056 | 03/16/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 15951200697 |
WEISS, JEFFREY D. MR. | BRIDGEWATER | NJ | 08807 | 06/06/2012 | 500.00 | KNIGHT CAPITAL GROUP | 12952557487 |
WEISS, LEE D. | SCARSDALE | NY | 10583 | 06/11/2007 | 1000.00 | FIDELITY BROKERAGE | 28933608332 |
WELBOURN, STEVE MR. | BRENTWOOD | TN | 37027 | 08/31/2010 | 500.00 | RBC CAPITAL MARKETS | 10931296270 |
WELKER, JAY MR. | DANVILLE | CA | 94506 | 12/26/2007 | 1000.00 | WELLS FARGO INVESTMENTS, LLC | 28990224658 |
WELLDE, GEORGE W. MR. JR. | NEW YORK | NY | 10021 | 06/18/2007 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608325 |
WENIGER, CHARLES | SAINT PETERSBURG | FL | 33703 | 04/10/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 15971082259 |
WENRICK, MARILYN P. MS. | COLUMBUS | OH | 43212 | 10/30/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503453 |
WERNER, JORDAN MR. | BOZEMAN | MT | 59715 | 07/09/2007 | 500.00 | DAVIDSON COMPANIES | 28933608421 |
WERNER, JORDAN MR. | BOZEMAN | MT | 59715 | 05/28/2008 | 500.00 | DAVIDSON COMPANIES | 28992880391 |
WEST, CHARLES | SHALIMAR | FL | 32579 | 07/17/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003212273 |
WESTBROOK, KELVIN R. MR. | SAINT LOUIS | MO | 63105 | 08/04/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296245 |
WHALEY, FRED E. MR. | LARGO | FL | 33777 | 06/20/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009697 |
WHEELER, ERIC MR. | LOUISVILLE | KY | 40245 | 06/18/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009683 |
WHITE, DOUG | SAINT PETERSBURG | FL | 33716 | 10/21/2016 | 250.00 | RAYMOND JAMES | 201612089037769099 |
WHITE, JALEIGH | MOUNT CARMEL | IL | 62863 | 11/13/2017 | 500.00 | HILLIARD LYONS | 201712209089290428 |
WHITE, MICHAEL | SAINT PETERSBURG | FL | 33716 | 11/12/2018 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201812069134390648 |
WHITE, MICHAEL | SAINT PETERSBURG | FL | 33704 | 09/19/2016 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201610209034103598 |
WHITE, MICHAEL | SAINT PETERSBURG | FL | 33716 | 01/03/2018 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201802209094597366 |
WHITE, MICHAEL MR. | SAINT PETERSBURG | FL | 33716 | 09/21/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931590514 |
WHITE, MICHAEL MR. | ST. PETERSBURG | FL | 33704 | 07/23/2007 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608436 |
WHITE, MICHAEL MR. | SAINT PETERSBURG | FL | 33704 | 06/05/2009 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 29934332627 |
WHITE, MICHAEL MR. | SAINT PETERSBURG | FL | 33716 | 10/11/2011 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 11972219336 |
WHITE, MICHAEL MR. | ST. PETERSBURG | FL | 33704 | 06/20/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009688 |
WHITE, MICHAEL MR. | SAINT PETERSBURG | FL | 33716 | 10/11/2012 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 12961014269 |
WHITE, MICHAEL MR. | SAINT PETERSBURG | FL | 33716 | 11/22/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255664 |
WHITE, MICHAEL MR. | SAINT PETERSBURG | FL | 33716 | 03/12/2015 | 300.00 | RAYMOND JAMES FINANCIAL, INC. | 15951200694 |
WHITE, RONALD E. MR. | SOUTH BEND | IN | 46614 | 09/17/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931590513 |
WHITTLE, EVAN MR. | SAINT PETERSBURG | FL | 33704 | 06/09/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009676 |
WHITTLE, EVAN MR. | SAINT PETERSBURG | FL | 33704 | 10/21/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899321 |
WHITTLE, EVAN MR. | SAINT PETERSBURG | FL | 33704 | 10/19/2012 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980942 |
WHITTLE, EVAN MR. | SAINT PETERSBURG | FL | 33704 | 12/10/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346467 |
WHITTLE, EVAN MR. | SAINT PETERSBURG | FL | 33704 | 07/20/2015 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003212274 |
WHITTLE, EVAN MR. | SAINT PETERSBURG | FL | 33704 | 12/23/2011 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 12950222528 |
WICKMAN, KIRK P MR. | SOUTH GLASTONBURY | CT | 06073 | 05/04/2007 | 1000.00 | MORGAN STANLEY | 27990166814 |
WIENER, DAVID P. MR. | AUSTIN | TX | 78703 | 02/22/2008 | 2500.00 | UBS FINANCIAL SERVICES INC. | 28930818774 |
WIESENECK, LARRY S | WEST ORANGE | NJ | 07052 | 08/08/2012 | 2500.00 | BARCLAYS CAPITAL | 12972223110 |
WIGREN, SCOTT A. | SAMMAMISH | WA | 98074 | 06/29/2009 | 250.00 | ALDEN CAPITAL MANAGMENT LLC | 29934332637 |
WIGTUN, DANIEL S. MR. | MARION | OH | 43302 | 10/20/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503443 |
WILDAY, J.M. MR. | GREENWOOD VILLAGE | CO | 80111 | 10/30/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503454 |
WILDAY, JAY MR. | GREENWOOD VILLAGE | CO | 80111 | 07/29/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151196 |
WILENS, MICHAEL | WESTPORT | CT | 06880 | 01/12/2018 | 1000.00 | FIDELITY | 201802209094597366 |
WILEY, DAVID W. MR. | NASHVILLE | TN | 37215 | 11/23/2009 | 5000.00 | WILEY BROS.-AINTREE CAPITAL, LLC | 29935581829 |
WILEY, DAVID W. MR. | NASHVILLE | TN | 37215 | 01/20/2011 | 5000.00 | WILEY BROS.-AINTREE CAPITAL, LLC | 11990229583 |
WILEY, JOHN B. MR. | PLYMOUTH | WI | 53073 | 05/19/2008 | 250.00 | EDWARD JONES | 28992880385 |
WILKINSON, CHRISTOPHER R. MR. | PLYMOUTH | MA | 02360 | 02/18/2010 | 250.00 | JANNEY MONTGOMERY SCOTT LLC | 10990430851 |
WILKINSON, CHRISTOPHER R. MR. | PLYMOUTH | MA | 02360 | 03/25/2014 | 500.00 | JANNEY MONTGOMERY SCOTT LLC | 14940758153 |
WILLER, THEODORE | GREENCASTLE | IN | 46135 | 12/23/2013 | 500.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 14960346476 |
WILLIAMS, GREGORY C. MR. | SAINT PETERSBURG | FL | 33703 | 10/19/2011 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 11972219338 |
WILLIAMS, GREGORY C. MR. | SAINT PETERSBURG | FL | 33703 | 11/05/2010 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899333 |
WILLIAMS, GREGORY C. MR. | SAINT PETERSBURG | FL | 33703 | 10/05/2012 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 12961014269 |
WILLIAMS, JAMES H. MR. JR. | FRANKLIN | PA | 16323 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151167 |
WILLIAMS, SHERYL K. MS. | SAINT PETERSBURG | FL | 33703 | 10/05/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12961014268 |
WILLIAMS, SHERYL K. MS. | SAINT PETERSBURG | FL | 33703 | 10/17/2011 | 250.00 | RAYMOND JAMES BANK | 11972219339 |
WILLIAN, JOHN MR. | NEW YORK | NY | 10004 | 06/19/2007 | 2000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608330 |
WILLIS, MARTHA B. MS. | MARBLEHEAD | MA | 01945 | 09/19/2008 | 1000.00 | FIDELITY BROKERAGE | 28992691861 |
WILSON, DAVID G. MR. JR. | CAMAS | WA | 98607 | 10/20/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503443 |
WILSON, DONNA | CHICAGO | IL | 60615 | 06/30/2009 | 1000.00 | M.R. BEAL & COMPANY | 29934332638 |
WILSON, ELLEN MS. | CHESTNUT HILL | MA | 02467 | 10/23/2008 | 1500.00 | FIDELITY BROKERAGE | 28993369554 |
WINKELRIED, JON MR. | NEW YORK | NY | 10004 | 06/21/2007 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608353 |
WIPF, THOMAS G. MR. | ROCKAWAY POINT | NY | 11697 | 08/02/2007 | 2000.00 | MORGAN STANLEY | 27990639519 |
WIRTH, PAUL C | NEW VERNON | NJ | 07976 | 10/10/2013 | 1000.00 | MORGAN STANLEY | 13942590290 |
WIRTH, PAUL C | NEW VERNON | NJ | 07976 | 07/14/2014 | 1000.00 | MORGAN STANLEY | 14970668022 |
WITHROW, KERRY | LAS VEGAS | NV | 89129 | 08/01/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11932466743 |
WITHROW, KERRY | LAS VEGAS | NV | 89129 | 07/12/2013 | 250.00 | RBC WEALTH MANAGEMENT | 13964560187 |
WOLK, JEFF D. | SAINT PETERSBURG | FL | 33716 | 11/02/2018 | 250.00 | RAYMOND JAMES | 201812069134390648 |
WOLLMAN, GORDON D. | CALDWELL | ID | 83605 | 10/25/2016 | 250.00 | CORNERSTONE FINANCIAL SOLUTIONS | 201612089037769099 |
WOLSTENCROFT, TRACY R. MR. | NEW YORK | NY | 10004 | 06/21/2007 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608353 |
WOLTMAN, RICHARD P. MR. | SAN DIEGO | CA | 92121 | 05/07/2010 | 500.00 | GIRARD SECURITIES, INC. | 10990783040 |
WOODCOCK, DOUGLAS A. MR. | LAKE OSWEGO | OR | 97034 | 05/30/2008 | 1000.00 | DAVIDSON COMPANIES | 28992880389 |
WOODCOCK, DOUGLAS A. MR. | LAKE OSWEGO | OR | 97034 | 07/16/2007 | 500.00 | DAVIDSON COMPANIES | 28933608432 |
WOODCOCK, DOUGLAS A. MR. | LAKE OSWEGO | OR | 97034 | 04/20/2010 | 500.00 | D.A. DAVIDSON & COMPANY | 10930716354 |
WOODCOCK, DOUGLAS A. MR. | LAKE OSWEGO | OR | 97034 | 09/29/2015 | 500.00 | D.A. DAVIDSON & COMPANY | 201510209003213559 |
WOODEN, DEAN E. | SAINT PETERSBURG | FL | 33716 | 10/14/2016 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201610279034653231 |
WOODEN, DEAN E. MR. | SIKESTON | MO | 63801 | 12/04/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346463 |
WOODRUFF, KEVIN G. MR. | QUOGUE | NY | 11959 | 03/23/2010 | 1000.00 | MORGAN STANLEY | 10930632713 |
WOODRUFF, KEVIN G. MR. | NEW YORK | NY | 10069 | 08/06/2007 | 1000.00 | MORGAN STANLEY | 27990639522 |
WOODWARD, PRICE P. MR. | ST. ALBANS | MO | 63073 | 08/01/2007 | 2500.00 | EDWARD JONES | 27990639519 |
WOOTERS, MICHAEL MR. | SALEM | OR | 97306 | 06/08/2007 | 1000.00 | EDWARD JONES | 28933608376 |
WORTHAM, COLEMAN MR. III | RICHMOND | VA | 23285 | 01/07/2008 | 500.00 | DAVENPORT & COMPANY LLC | 28930609230 |
WRAY, LOUIS MR. | LAKE ST. LOUIS | MO | 63367 | 06/29/2007 | 500.00 | EDWARD JONES | 28933608371 |
WRIGHT, PERRY J. MR. | REDDING | CA | 96003 | 10/08/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503410 |
WUNDERLICH, GARY | MEMPHIS | TN | 38119 | 06/04/2018 | 1000.00 | WUNDERLICH SECURITIES, INC. | 201807209115798135 |
WUNDERLICH, GARY | MEMPHIS | TN | 38119 | 03/13/2017 | 1000.00 | WUNDERLICH SECURITIES, INC. | 201704209052338337 |
WUNDERLICH, GARY MR. | MEMPHIS | TN | 38105 | 07/27/2010 | 500.00 | WUNDERLICH SECURITIES, INC. | 10931151191 |
XIA, JAKE MR. | WESTON | MA | 02493 | 03/30/2010 | 500.00 | MORGAN STANLEY | 10930632717 |
YANKE, TRACY J. | BISMARCK | ND | 58503 | 07/26/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151189 |
YANKE, TRACY J. | BISMARCK | ND | 58503 | 10/13/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503422 |
YATES, W RUFUS | HIGH POINT | NC | 27262 | 11/07/2013 | 2500.00 | BB & T CAPITAL MARKETS | 13944255650 |
YATES, W RUFUS | HIGH POINT | NC | 27262 | 09/10/2014 | 2500.00 | BB & T CAPITAL MARKETS | 14951812894 |
YATES, W RUFUS | RICHMOND | VA | 23219 | 02/08/2018 | 2500.00 | BB & T SECURITIES | 201803209096629357 |
YATES, W RUFUS | RICHMOND | VA | 23219 | 07/05/2016 | 2500.00 | BB & T SECURITIES | 201608199022546602 |
YERSIN, LINCOLN MR. | MENOMONEE FALLS | WI | 53051 | 12/26/2007 | 1000.00 | WELLS FARGO INVESTMENTS, LLC | 28990224657 |
YORK, LACEY A. MS. | BOSTON | MA | 02127 | 08/10/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296252 |
YORTON, QUIN A. | SHAWANO | WI | 54166 | 11/05/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935581824 |
YOUNG, DAVID L. MR. | TRENT WOODS | NC | 28562 | 05/13/2008 | 250.00 | EDWARD JONES | 28992880382 |
YOUNG, GREG | JUPITER | FL | 33458 | 03/24/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 15951200701 |
ZAMARRON, BUZ MR. | TRAVERSE CITY | MI | 49686 | 10/30/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503455 |
ZANK, DENNIS MR. | CLEARWATER | FL | 33762 | 07/07/2009 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 29934472219 |
ZANK, DENNIS MR. | CLEARWATER | FL | 33762 | 08/08/2008 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 28992698132 |
ZANK, DENNIS W. MR. | GULFPORT | FL | 33707 | 12/30/2011 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 12950222532 |
ZANK, DENNIS W. MR. | GULFPORT | FL | 33707 | 11/19/2010 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899339 |
ZEBKO, LAWRENCE S. | SAINT PETERSBURG | FL | 33716 | 10/21/2016 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201612089037769099 |
ZEBKO, LAWRENCE S. MR. | WEST BLOOMFIELD | MI | 48322 | 04/27/2010 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 10930716359 |
ZEBKO, LAWRENCE S. MR. | WEST BLOOMFIELD | MI | 48322 | 11/07/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980947 |
ZEBKO, LAWRENCE S. MR. | WEST BLOOMFIELD | MI | 48322 | 06/16/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009683 |
ZEMLYAK, JAMES M. MR. | SAINT LOUIS | MO | 63108 | 10/24/2007 | 1500.00 | STIFEL NICOLAUS & COMPANY INCORPORA | 27931605022 |
ZEMLYAK, JAMES M. MR. | SAINT LOUIS | MO | 63108 | 08/17/2010 | 1500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296257 |
ZEMLYAK, JAMES M. MR. | SAINT LOUIS | MO | 63108 | 10/09/2009 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503415 |
ZIMMER, MARY MS. | ROSEVILLE | MN | 55113 | 07/18/2012 | 2500.00 | RBC WEALTH MANAGEMENT | 12952788124 |
ZIMMER, MARY MS. | ROSEVILLE | MN | 55113 | 08/21/2012 | 2500.00 | RBC WEALTH MANAGEMENT | 12972223106 |
ZIMMER, MARY MS. | ROSEVILLE | MN | 55113 | 06/16/2010 | 2500.00 | RBC WEALTH MANAGEMENT | 10931037110 |
ZIMMER, MARY MS. | ROSEVILLE | MN | 55113 | 09/02/2009 | 2500.00 | RBC DAIN RAUSCHER CORP. | 29935347455 |
ZIMMER, MARY MS. | ROSEVILLE | MN | 55113 | 07/17/2008 | 2500.00 | RBC DAIN RAUSCHER CORP. | 28992880481 |
ZIMMER, MARY MS. | ROSEVILLE | MN | 55113 | 06/19/2007 | 2500.00 | RBC DAIN RAUSCHER CORP. | 28933608354 |
ZIMMER, MARY MS. | ROSEVILLE | MN | 55113 | 10/06/2011 | 2500.00 | RBC WEALTH MANAGEMENT | 11972219331 |
ZIMMER, MARY MS. | ROSEVILLE | MN | 55113 | 06/20/2013 | 2500.00 | RBC WEALTH MANAGEMENT | 13941191303 |
ZINDEL, JON | CHICAGO | IL | 60606 | 09/30/2016 | 850.00 | WILLIAM BLAIR | 201610209034103599 |
ZLOTNIKOV, VADIM | SCARSDALE | NY | 10583 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212194 |
ZLOTNIKOV, VADIM | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546602 |
ZLOTNIKOV, VADIM | SCARSDALE | NY | 10583 | 09/11/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812895 |
ZLOTNIKOV, VADIM | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403498 |
ZOLPER, ANDREW | SAINT PETERSBURG | FL | 33704 | 10/05/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12961014268 |
ZOLPER, ANDREW | SAINT PETERSBURG | FL | 33704 | 12/10/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346468 |
ZUBROW, BARRY L. MR. | FAR HILLS | NJ | 07931 | 08/26/2008 | 2000.00 | J.P. MORGAN SECURITIES INC. | 28992698139 |
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