Individuals Who Gave To This Committee
Whose Last Name Begins With 'F-J'
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION POLITICAL ACTION COMMITTEE
Party: No Associated Party1101 NEW YORK AVENUE, NW
8TH FLOOR
WASHINGTON, DC 20005
The query you have chosen matched 642 individual contributions.
| Contributor | City | State | ZIP | Date | Amount | Employer/Occupation | Image Number |
|---|---|---|---|---|---|---|---|
| CONTRIBUTIONS FROM AN INDIVIDUAL | |||||||
| FAHEY, AMY MS. | ELMHURST | IL | 60126 | 06/07/2013 | 1000.00 | JP MORGAN CHASE & CO. | 13941191297 |
| FAIRMAN, FRANCIS IV | MINNEAPOLIS | MN | 55402 | 03/17/2016 | 1000.00 | PIPER JAFFRAY | 201604209012612418 |
| FAIRWEATHER, DANIEL P. MR. | BOSTON | MA | 02114 | 10/05/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931591741 |
| FALCONI, JACK W | NORTH LAS VEGAS | NV | 89084 | 04/24/2014 | 300.00 | BB & T CAPITAL MARKETS | 14961191026 |
| FALCONI, JACK W JR. | RICHMOND | VA | 23219 | 06/01/2017 | 250.00 | BB & T CAPITAL MARKETS | 201709209074792203 |
| FALCONI, JACK W JR. | RICHMOND | VA | 23219 | 09/01/2016 | 300.00 | BB & T CAPITAL MARKETS | 201610209034103587 |
| FARLEY, WILLIAM W. MR. JR. | CHAPEL HILL | NC | 27517 | 06/11/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009681 |
| FARRELL, ROBERT | PHILADELPHIA | PA | 19103 | 03/09/2017 | 250.00 | JANNEY MONTGOMERY SCOTT | 201704209052338327 |
| FAULKNER, JOHN MR. | NEW YORK | NY | 10013 | 04/06/2010 | 250.00 | MORGAN STANLEY | 10930716347 |
| FAUST, LYNN | GREER | SC | 29650 | 01/08/2018 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201802209094597357 |
| FAUST, LYNN MS. | GREENVILLE | SC | 29650 | 04/02/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 15971082259 |
| FAY, ANDREW T. MR. | SUDBURY | MA | 01776 | 09/10/2008 | 500.00 | FIDELITY BROKERAGE | 28992691857 |
| FAY, PATRICK K. MR. | WEST LINN | OR | 97068 | 05/30/2008 | 300.00 | DAVIDSON COMPANIES | 28992880390 |
| FAY, SHARON | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403484 |
| FAY, SHARON | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546590 |
| FAY, SHARON | BROOKLYN | NY | 11201 | 09/11/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812896 |
| FAY, SHARON | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798121 |
| FAY, SHARON | BROOKLYN | NY | 11201 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212196 |
| FEBEO, JAMES MR. JR. | BOSTON | MA | 02109 | 11/12/2014 | 1000.00 | FIDELITY INVESTMENTS | 14952798949 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 10/26/2010 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899327 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 07/11/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28992880480 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 12/08/2011 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 12950222523 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 12/28/2012 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 13960490791 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 06/04/2015 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003212188 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 08/15/2007 | 250.00 | RAYMOND JAMES FINANCIAL INC. | 27990639526 |
| FEDIGAN, KEVIN J. MR. | NEW YORK | NY | 10010 | 04/28/2008 | 500.00 | PERSHING LLC | 28991037636 |
| FEDLER, MICHAEL A. MR. | ASHTABULA | OH | 44004 | 06/08/2007 | 250.00 | EDWARD JONES | 28933608322 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 06/08/2011 | 500.00 | RBC CAPITAL MARKETS | 11932008294 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 04/20/2014 | 500.00 | RBC CAPITAL MARKETS | 14961191025 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 09/09/2013 | 500.00 | RBC CAPITAL MARKETS | 13942123117 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 05/15/2012 | 500.00 | RBC CAPITAL MARKETS | 12971291999 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 07/21/2010 | 500.00 | RBC CAPITAL MARKETS | 10931151176 |
| FELDMESSER, LARRY MR. | BAYSIDE | WI | 53217 | 10/14/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503427 |
| FERNANDEZ, JOSE | MIDLOTHIAN | VA | 23114 | 12/31/2013 | 250.00 | BB & T CAPITAL MARKETS | 14960346478 |
| FERNBERGER, JAMES | JENKINTOWN | PA | 19046 | 10/05/2016 | 250.00 | FERNBERGER, FERNBERGER AND LOEB | 201610279034653221 |
| FERRARI, VINCENT J. | SAINT LOUIS | MO | 63131 | 12/23/2015 | 5000.00 | EDWARD JONES | 201601299004781747 |
| FERRARI, VINCENT J. | SAINT LOUIS | MO | 63131 | 01/05/2017 | 5000.00 | EDWARD JONES | 201702179049711412 |
| FERRARI, VINCENT J. MR. | WILDWOOD | MO | 63038 | 07/13/2007 | 2500.00 | EDWARD JONES | 28933608428 |
| FERRELLI, RONALD MR. | SPRING LAKE | NJ | 07762 | 05/06/2010 | 250.00 | MORGAN STANLEY SMITH BARNEY | 10990783039 |
| FERRY, STEPHANIE S. | DALLAS | TX | 75248 | 02/15/2018 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201803209096629348 |
| FERRY, STEPHANIE S. MS. | NEW ORLEANS | LA | 70112 | 05/14/2015 | 500.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201507209000285492 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546590 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403484 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798121 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212192 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 09/11/2014 | 500.00 | ALLIANCE BERNSTEIN | 14951812896 |
| FINDLAY, DAVID | NEW YORK | NY | 10281 | 03/12/2018 | 5000.00 | NOMURA SECURITIES INTERNATIONAL, IN | 201804209110421302 |
| FINDLAY, DAVID MR. | NEW YORK | NY | 10281 | 03/21/2014 | 5000.00 | NOMURA SECURITIES INTERNATIONAL, IN | 14940758154 |
| FINKELBERG, ARTHUR | CALDWELL | ID | 83605 | 11/15/2018 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201812069134390631 |
| FINN, BRIAN MR. | BROOKVILLE | NY | 11545 | 06/30/2007 | 2500.00 | CREDIT SUISSE (USA), INC | 28933608382 |
| FISHER, BRAD C. MR. | RICHLAND | WA | 99352 | 09/07/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11952746341 |
| FISHER, BRAD C. MR. | RICHLAND | WA | 99352 | 08/24/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931296265 |
| FISHER, KATHLEEN | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403484 |
| FISHER, KATHLEEN | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546591 |
| FISHER, KATHLEEN | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798122 |
| FITZPATRICK, JOHN | HOUSTON | TX | 77057 | 07/20/2015 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003212275 |
| FLEMING, GREGORY MR. | NEW YORK | NY | 10080 | 08/28/2014 | 2000.00 | MORGAN STANLEY | 14970867535 |
| FLEMING, KIM TILLOTSON | MARS | PA | 16046 | 01/25/2013 | 5000.00 | HEFREN-TILLOTSON, INC. | 13961056008 |
| FLEMING, KIM TILLOTSON | MARS | PA | 16046 | 07/17/2014 | 5000.00 | HEFREN-TILLOTSON, INC. | 14970668025 |
| FLEMING, KIM TILLOTSON | PITTSBURGH | PA | 15222 | 02/07/2018 | 5000.00 | HEFREN-TILLOTSON, INC. | 201803209096629348 |
| FLEMING, KIM TILLOTSON | PITTSBURGH | PA | 15222 | 05/26/2016 | 5000.00 | HEFREN-TILLOTSON, INC. | 201606209018466372 |
| FLEMING, KIM TILLOTSON | PITTSBURGH | PA | 15222 | 04/28/2017 | 5000.00 | HEFREN-TILLOTSON, INC. | 201705199054024775 |
| FLEMING, KIM TILLOTSON | MARS | PA | 16046 | 05/05/2015 | 5000.00 | HEFREN-TILLOTSON, INC. | 201507209000285489 |
| FLITTON, JENNIFER | WASHINGTON | DC | 20005 | 09/22/2016 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103587 |
| FLITTON, JENNIFER | WASHINGTON | DC | 20005 | 11/06/2015 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301478 |
| FLITTON, JENNIFER | WASHINGTON | DC | 20005 | 10/31/2017 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761053 |
| FLORIAN, MARK B. MR. | DARIEN | CT | 06820 | 06/20/2007 | 2500.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608360 |
| FLUEHR, CHRISTOPHER | BOCA RATON | FL | 33427 | 11/12/2018 | 250.00 | RAYMOND JAMES | 201812069134390632 |
| FLYNN, JAY | KALISPELL | MT | 59901 | 07/21/2014 | 250.00 | D.A. DAVIDSON & COMPANY | 14970668027 |
| FOLEY, JAMES | ALLISON PARK | PA | 15101 | 03/17/2014 | 250.00 | JANNEY MONTGOMERY SCOTT LLC | 14940758150 |
| FOLEY, JAMES | PHILADELPHIA | PA | 19103 | 03/09/2017 | 250.00 | JANNEY MONTGOMERY SCOTT LLC | 201704209052338327 |
| FORD, RICHARD F. MR. | CLAYTON | MO | 63105 | 08/17/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296258 |
| FORNEY, JOHN L. | SAINT PETERSBURG | FL | 33704 | 07/28/2009 | 250.00 | RAYMOND JAMES & ASSOCIATES, INC. | 29934472224 |
| FORNEY, JOHN L. MR. | SAINT PETERSBURG | FL | 33704 | 10/04/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931591742 |
| FORREST, BRIAN K. MR. | COLUMBIA | MO | 65203 | 10/13/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503419 |
| FORST, EDWARD C MR. | BRONXVILLE | NY | 10708 | 05/31/2007 | 5000.00 | GOLDMAN (THE) SACHS GROUP INC. | 27990166822 |
| FOWLER, ANDREW | BRENTWOOD | TN | 37027 | 05/20/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201507209000285491 |
| FRAILEY, J.B. MR. | SAINT LOUIS | MO | 63129 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151171 |
| FRANKENBERG, BRUCE MR. | DEER PARK | IL | 60010 | 01/04/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930333880 |
| FRANKLIN, GARY | SAINT PETERSBURG | FL | 33716 | 02/16/2018 | 250.00 | RAYMOND JAMES | 201803209096629349 |
| FRANZ, RICHARD B. MR. II | SEMINOLE | FL | 33772 | 06/30/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009696 |
| FREEMAN, CHRIS | SAINT PETERSBURG | FL | 33716 | 10/24/2016 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201612089037769078 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 10/06/2009 | 2500.00 | RBC DAIN RAUSCHER CORP. | 29935503398 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 07/11/2007 | 1000.00 | RBC DAIN RAUSCHER CORP. | 28933608425 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 06/28/2013 | 1000.00 | RBC CAPITAL MARKETS | 13941191307 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 05/19/2014 | 1000.00 | RBC CAPITAL MARKETS | 14941620054 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 07/08/2010 | 1000.00 | RBC CAPITAL MARKETS | 10931151164 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 05/15/2012 | 1000.00 | RBC CAPITAL MARKETS | 12971291999 |
| FRICKE, STEPHEN F | WINTER SPRINGS | FL | 32708 | 12/10/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346468 |
| FRICKE, STEPHEN F | WINTER SPRINGS | FL | 32708 | 03/26/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 15951200702 |
| FRIEDMAN, GEORGE MR. | MEQUON | WI | 53092 | 08/03/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296242 |
| FRIEDMAN, GEORGE MR. | MEQUON | WI | 53092 | 10/15/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503432 |
| FROIO, MARK A. | GREAT FALLS | MT | 59404 | 05/29/2018 | 250.00 | D.A. DAVIDSON & COMPANY | 201806209113776200 |
| FROIO, MARK A. MR. | MERCER ISLAND | WA | 98040 | 05/22/2008 | 300.00 | DAVIDSON COMPANIES | 28992880393 |
| FROIO, MARK A. MR. | MERCER ISLAND | WA | 98040 | 07/23/2015 | 250.00 | D.A. DAVIDSON & COMPANY | 201510209003212277 |
| FROIO, MARK A. MR. | MERCER ISLAND | WA | 98040 | 07/17/2014 | 250.00 | D.A. DAVIDSON & COMPANY | 14970668026 |
| FROIO, MARK A. MR. | MERCER ISLAND | WA | 98040 | 02/25/2010 | 300.00 | D.A. DAVIDSON & COMPANY | 10990430854 |
| FRULAND, ERIK MR. | ST. PETE BEACH | FL | 33706 | 07/23/2007 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608438 |
| FRULAND, ERIK MR. | ST PETE BEACH | FL | 33706 | 11/14/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330673 |
| FUES, LISA | WASHINGTON | DC | 20005 | 05/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201806209113776201 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/14/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646040 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/29/2017 | 19.01 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040192 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/15/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040192 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/31/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761053 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/13/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761053 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/13/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823404 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/27/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823404 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/30/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290420 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/15/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290419 |
| FUES, LISA | WASHINGTON | DC | 20005 | 05/24/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511948 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/16/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819139 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/02/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819139 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/30/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819140 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/21/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586717 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/07/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586717 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/31/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971844 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/28/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646040 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/07/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792203 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/21/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792203 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/05/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403485 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/19/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403485 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798122 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/29/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798122 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/13/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974306 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974306 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029921 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029921 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201810259130869883 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390632 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390632 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/09/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781747 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/23/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781747 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/11/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301478 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/25/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301479 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/08/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730837 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/22/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730837 |
| FUES, LISA | WASHINGTON | DC | 20005 | 05/25/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466372 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/26/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769078 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/09/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769079 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/23/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769079 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/12/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201610279034653221 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/06/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546591 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/20/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546591 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/14/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103587 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/28/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103588 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/03/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971843 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/17/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971843 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 08/19/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213198 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 09/30/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213570 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 06/10/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212200 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 07/08/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212284 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 06/24/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212206 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 10/28/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537991 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 10/14/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537988 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 09/02/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213556 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 08/05/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213204 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 09/16/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213563 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 05/27/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285504 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 07/22/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212287 |
| FULD, RICHARD S MR. JR. | NEW YORK | NY | 10019 | 03/27/2007 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 27930689778 |
| FULD, RICHARD S. MR. JR. | NEW YORK | NY | 10019 | 05/07/2008 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 28992880379 |
| FULP, JAMES A. MR. | SAINT PETERSBURG | FL | 33704 | 12/15/2010 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 11990097213 |
| FULP, JAMES A. MR. | SAINT PETERSBURG | FL | 33704 | 10/30/2009 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 29935503454 |
| GAFGEN, DANIEL MR. | HILTON HEAD | SC | 29926 | 08/04/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296243 |
| GALLAGHER, GARY J. MR. | DUXBURY | MA | 02332 | 06/11/2007 | 500.00 | FIDELITY BROKERAGE | 28933608336 |
| GALLEGO, ALEX | EAST NORWICH | NY | 11732 | 10/19/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503438 |
| GALVAN, ADRIAN MR. | FORT WORTH | TX | 76112 | 06/30/2007 | 500.00 | ESTRADA-HINOJOSA | 28933608375 |
| GALVIN, GRACE MS. | MONTVALE | NJ | 07645 | 10/15/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503434 |
| GALVIN, THOMAS JR. | SAINT PETERSBURG | FL | 33716 | 10/21/2016 | 250.00 | RAYMOND JAMES | 201612089037769079 |
| GALVIN, THOMAS JR. | SAINT PETERSBURG | FL | 33716 | 11/07/2018 | 1000.00 | RAYMOND JAMES | 201812069134390633 |
| GANLEY, MARYPAT | SYRACUSE | NY | 13206 | 06/07/2007 | 250.00 | CADARET, GRANT & CO., INC. | 28933608321 |
| GANLEY, MARYPAT | SYRACUSE | NY | 13206 | 05/19/2008 | 250.00 | CADARET, GRANT & CO., INC. | 28992880385 |
| GANZLIN, KAREN | OMAHA | NE | 68130 | 07/02/2016 | 500.00 | TD AMERITRADE | 201608199022546592 |
| GARNETT, STEVEN H | RYE | NY | 10580 | 12/12/2013 | 1000.00 | CREDIT SUISSE (USA), INC | 14960346473 |
| GARRISON, ROBERT M MR. | WESTPORT | CT | 06880 | 05/04/2007 | 1000.00 | MORGAN STANLEY | 27990166818 |
| GARY, MARC MR. | NEWTON | MA | 02458 | 09/10/2008 | 1500.00 | FIDELITY BROKERAGE | 28992691856 |
| GARZA, JORGE MR. | DALLAS | TX | 75219 | 11/13/2009 | 250.00 | ESTRADA HINOJOSA & COMPANY, INC. | 29935581826 |
| GATTEN, NATHAN J | BETHESDA | MD | 20817 | 11/13/2013 | 1000.00 | JP MORGAN CHASE & CO. | 13944255651 |
| GEARHART, KYLE | TERRACE PARK | OH | 45174 | 11/08/2018 | 250.00 | RAYMOND JAMES | 201812069134390633 |
| GEARY, WILLIAM A | JACKSON | MS | 39211 | 10/15/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12961014269 |
| GEARY, WILLIAM A | JACKSON | MS | 39211 | 12/11/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346472 |
| GEE, BONNIE | ANDOVER | NJ | 07821 | 04/28/2008 | 300.00 | CADARET, GRANT & CO., INC. | 28991037636 |
| GEE, BONNIE | ANDOVER | NJ | 07821 | 06/07/2007 | 250.00 | CADARET, GRANT & CO., INC. | 28933608321 |
| GEISMAR, BRUCE MR. | NEW YORK | NY | 10021 | 06/19/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608344 |
| GELBAND, MICHAEL R MR. | SHORT HILLS | NJ | 07078 | 03/26/2007 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 27930689778 |
| GELFAND, JEFFREY A MR. | RICHMOND | VA | 23233 | 05/11/2007 | 500.00 | MORGAN STANLEY | 27990166819 |
| GELFAND, JEFFREY A. MR. | RICHMOND | VA | 23238 | 07/08/2008 | 1000.00 | MORGAN STANLEY | 28992880476 |
| GENOVA, DIANE MS. | BROOKLYN | NY | 11201 | 08/26/2008 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28992698140 |
| GENYK, STEVEN C. | PHILADELPHIA | PA | 19103 | 04/27/2016 | 500.00 | JANNEY MONTGOMERY SCOTT LLC | 201605209015552331 |
| GENYK, STEVEN C. MR. | PHILADELPHIA | PA | 19151 | 03/02/2010 | 250.00 | JANNEY MONTGOMERY SCOTT LLC | 10930632703 |
| GEORGE, JAMES F. MR. | THOUSAND OAKS | CA | 91361 | 01/04/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930333880 |
| GERBER, RANDALL T. MR. | UPPER ARLINGTON | OH | 43212 | 06/11/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009679 |
| GESDORF, ROBERT S. MR. | NAPLES | FL | 34103 | 10/14/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503425 |
| GETTER, KEITH E. MR. | BALTIMORE | MD | 21218 | 10/24/2007 | 500.00 | STIFEL NICOLAUS & COMPANY INCORPORA | 27931605025 |
| GEUSS, MARK Y. MR. | WRENTHAM | MA | 02093 | 06/11/2007 | 500.00 | FIDELITY BROKERAGE | 28933608336 |
| GEVURTZ, BRAD MR. | LAKE OSWEGO | OR | 97035 | 05/30/2008 | 300.00 | DAVIDSON COMPANIES | 28992880394 |
| GEVURTZ, BRAD MR. | LAKE OSWEGO | OR | 97035 | 07/06/2007 | 250.00 | DAVIDSON COMPANIES | 28933608420 |
| GHODSI, GREG MR. | TAMPA | FL | 33612 | 08/08/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28992698132 |
| GIBBONS, JOHN CALEB MR. | MONTCLAIR | NJ | 07043 | 07/11/2007 | 1000.00 | RBC DAIN RAUSCHER CORP. | 28933608424 |
| GIBBONS, JOHN CALEB MR. | MONTCLAIR | NJ | 07043 | 10/14/2008 | 1000.00 | RBC DAIN RAUSCHER CORP. | 28992916400 |
| GIBBS, KENNETH D. MR. | NEW YORK | NY | 10022 | 03/26/2013 | 5000.00 | JEFFERIES & COMPANY | 13961745303 |
| GIBBS, KENNETH D. MR. | NEW YORK | NY | 10022 | 01/16/2015 | 5000.00 | JEFFERIES & COMPANY | 15950624906 |
| GIBBS, KENNETH D. MR. | NEW YORK | NY | 10022 | 02/21/2014 | 5000.00 | JEFFERIES & COMPANY | 14960519720 |
| GIBBS, MICHAEL | MEMPHIS | TN | 38111 | 03/17/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 15951200698 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 06/22/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730838 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 06/08/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730838 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 05/11/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466372 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 05/25/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466373 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 10/26/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769080 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 11/09/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769080 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 11/23/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769080 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 10/12/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201610279034653221 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 06/21/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792204 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 06/07/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792204 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 04/12/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201705199054024775 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 04/26/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201705199054024776 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 07/05/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403485 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 07/19/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403486 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 06/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798123 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 06/29/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798123 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 03/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201804209110421303 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 03/29/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201804209110421303 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 07/13/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974306 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 07/31/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974307 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 08/31/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029922 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 08/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029922 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 10/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201810259130869883 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 11/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390634 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 10/31/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390633 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 04/27/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201605209015552332 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 04/13/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201605209015552332 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 03/02/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612418 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 03/16/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612419 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 03/30/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612419 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 02/03/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612147 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 02/17/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612147 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 07/06/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546592 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 07/20/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546592 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 09/14/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103588 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 09/28/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103588 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 08/03/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971844 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 08/17/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971844 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 08/31/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971845 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 12/07/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586718 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 12/21/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586718 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 02/01/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201703209050887030 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 02/15/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201703209050887030 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 03/01/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338328 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 03/15/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338328 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 03/29/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338328 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 08/30/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819141 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 08/02/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819140 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 08/16/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819140 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 05/10/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511948 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 05/24/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511949 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 11/15/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290420 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 11/30/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290420 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 09/13/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823405 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 09/27/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823405 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 10/31/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761054 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 10/13/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761054 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 12/15/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040192 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 12/29/2017 | 96.01 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040193 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 02/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201803209096629349 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 02/28/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201803209096629349 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 05/31/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201806209113776201 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 05/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201806209113776201 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 04/13/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201805189112096283 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 04/30/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201805189112096283 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 09/28/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646041 |
| GIBSON, MARIN | NEW YORK | NY | 10271 | 09/14/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646040 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 04/01/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 15971082269 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 04/15/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 15971082273 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 03/04/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 15951200696 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 04/29/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 15971082277 |
| GIBSON, MARIN E. | PORT MONMOUTH | NJ | 07758 | 12/29/2008 | 500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 29990878676 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 03/18/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 15951200704 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 02/04/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 15950888513 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 02/18/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 15950888515 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 11/25/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301479 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 11/11/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301479 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 10/28/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537992 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 10/14/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537988 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 05/13/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285499 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 05/27/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285504 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 08/05/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213204 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 08/19/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213199 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 07/22/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212288 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 06/10/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212201 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 07/08/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212279 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 06/24/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212206 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 12/09/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781748 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 12/23/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781748 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 09/16/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213563 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 09/30/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213570 |
| GIBSON, MARIN E. | NEW YORK | NY | 10271 | 09/02/2015 | 76.92 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213557 |
| GIDMAN, JOHN R. MR. | SCITUATE | MA | 02066 | 03/26/2008 | 5000.00 | LOOMIS, SAYLES & COMPANY, L.P. | 28931225033 |
| GIDMAN, JOHN R. MR. | SCITUATE | MA | 02066 | 06/20/2007 | 5000.00 | LOOMIS, SAYLES & COMPANY, L.P. | 28933608351 |
| GILGE, KURT D. MR. | CAMAS | WA | 98607 | 07/26/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151187 |
| GILL, JOHN A | VIRGINIA BEACH | VA | 23451 | 11/06/2013 | 250.00 | BB & T CAPITAL MARKETS | 13944255649 |
| GILLIES, CATHLEEN MS. | SAN FRANCISCO | CA | 94107 | 12/25/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195262 |
| GINGRICH, JAMES | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798123 |
| GINGRICH, JAMES | NEW YORK | NY | 10105 | 08/02/2016 | 575.00 | ALLIANCE BERNSTEIN | 201609209030971845 |
| GINGRICH, JAMES | CHAPPAQUA | NY | 10514 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212196 |
| GINGRICH, JAMES | CHAPPAQUA | NY | 10514 | 09/05/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812890 |
| GINGRICH, JAMES | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403486 |
| GINNETTI, DONALD J. MR. | MAINEVILLE | OH | 45039 | 04/12/2010 | 250.00 | D.A. DAVIDSON & COMPANY | 10930716348 |
| GLASER, DAVID H. MR. | NEW YORK | NY | 10025 | 06/25/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608367 |
| GLASSBURN, RICHARD B. MR. | EDMONDS | WA | 98020 | 10/03/2013 | 250.00 | DAVIDSON COMPANIES | 13942590284 |
| GLASSBURN, RICHARD B. MR. | EDMONDS | WA | 98020 | 07/16/2014 | 500.00 | DAVIDSON COMPANIES | 14970668024 |
| GLASSBURN, RICHARD B. MR. | EDMONDS | WA | 98020 | 07/23/2015 | 250.00 | DAVIDSON COMPANIES | 201510209003212275 |
| GLEDHILL, BRENT | CHICAGO | IL | 60606 | 09/30/2016 | 850.00 | WILLIAM BLAIR | 201610209034103589 |
| GODBOLD, FRANCIS S. | SAINT PETERSBURG | FL | 33716 | 01/23/2018 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201802209094597357 |
| GODBOLD, FRANCIS S. | SAINT PETERSBURG | FL | 33716 | 10/19/2016 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201610279034653222 |
| GODBOLD, FRANCIS S. MR. | TIERRA VERDE | FL | 33715 | 11/16/2011 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330674 |
| GODBOLD, FRANCIS S. MR. | TIERRA VERDE | FL | 33715 | 01/20/2011 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 11990229584 |
| GODBOLD, FRANCIS S. MR. | TIERRA VERDE | FL | 33715 | 11/07/2012 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980947 |
| GOEAS, LARRY J.K. MR. | KANEOHE | HI | 96744 | 10/08/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503413 |
| GOEAS, LARRY J.K. MR. | KANEOHE | HI | 96744 | 07/16/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151162 |
| GOGOLAK, JOHN A. MR. | PARADISE VALLEY | AZ | 85253 | 10/20/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503445 |
| GOLDBERG, STEVEN L. MR. | FRONTENAC | MO | 63131 | 07/27/2007 | 2500.00 | EDWARD JONES | 28933608443 |
| GOLDFARB, DAVID MR. | WOODBURY | NY | 11797 | 03/27/2007 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 27930689778 |
| GOLDFARB, DAVID MR. | WOODBURY | NY | 11797 | 05/07/2008 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 28992880379 |
| GONZALES, DONALD J. MR. | SAN ANTONIO | TX | 78248 | 06/30/2007 | 500.00 | ESTRADA-HINOJOSA | 28933608374 |
| GONZALEZ, DONALD J. MR. | SAN ANTONIO | TX | 78248 | 11/13/2009 | 500.00 | ESTRADA HINOJOSA & COMPANY, INC. | 29935581827 |
| GORDON, CRAIG A. MR. | EDINA | MN | 55424 | 05/19/2008 | 500.00 | RBC DAIN RAUSCHER CORP. | 28992880386 |
| GORDON, CRAIG A. MR. | EDINA | MN | 55424 | 06/26/2007 | 500.00 | RBC DAIN RAUSCHER CORP. | 28933608379 |
| GORMAN, JAMES P MR. | NEW YORK | NY | 10128 | 05/04/2007 | 5000.00 | MORGAN STANLEY | 27990166817 |
| GORMAN, JAMES P. MR. | NEW YORK | NY | 10128 | 07/01/2014 | 2000.00 | MORGAN STANLEY | 14970668043 |
| GORMAN, JAMES P. MR. | NEW YORK | NY | 10128 | 10/04/2013 | 2000.00 | MORGAN STANLEY | 13942590285 |
| GORMAN, JAMES P. MR. | NEW YORK | NY | 10128 | 03/19/2010 | 1000.00 | MORGAN STANLEY | 10930632711 |
| GOSSER, SIDNEY E. MR. | GLENSIDE | PA | 19038 | 01/03/2011 | 250.00 | JANNEY MONTGOMERY SCOTT LLC | 11990229582 |
| GRABENSTEIN, LAWRENCE A. MR. | CALVERTON | MD | 20705 | 10/26/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899329 |
| GRABENSTEIN, LAWRENCE A. MR. | CALVERTON | MD | 20705 | 01/16/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12951243067 |
| GRAHAM, ADAIR | RICHMOND | VA | 23219 | 09/09/2016 | 250.00 | BB&T SCOTT AND STRINGFELLOW | 201610209034103589 |
| GRAHAM, GAIL C. MS. | MANCHESTER | MA | 01944 | 09/10/2008 | 1000.00 | FIDELITY BROKERAGE | 28992691857 |
| GRAHAM, THOMAS | ALEXANDRIA | VA | 22314 | 03/09/2017 | 500.00 | JANNEY MONTGOMERY SCOTT, LLC | 201704209052338329 |
| GRANETZ, MARC D. MR. | WILTON | CT | 06897 | 06/30/2007 | 5000.00 | CREDIT SUISSE (USA), INC | 28933608380 |
| GRANT, ARTHUR F MR. | MANLIUS | NY | 13104 | 06/07/2007 | 3200.00 | CADARET, GRANT & CO., INC. | 28933608321 |
| GRANT, ARTHUR F MR. | MANLIUS | NY | 13104 | 04/03/2008 | 3500.00 | CADARET, GRANT & CO., INC. | 28991037628 |
| GRAY, STEPHEN | MADISON | NJ | 07940 | 11/18/2013 | 250.00 | CREDIT SUISSE (USA), INC | 13944255655 |
| GRAYSON, STANLEY E. MR. | NEW YORK | NY | 10003 | 06/25/2008 | 500.00 | M.R. BEAL & COMPANY | 28934009695 |
| GRAYSON, STANLEY E. MR. | NEW YORK | NY | 10003 | 06/30/2009 | 500.00 | M.R. BEAL & COMPANY | 29934332639 |
| GREEN, ELLIS A. | SAINT PETERSBURG | FL | 33716 | 09/22/2016 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201610209034103589 |
| GREEN, ELLIS A. MR. | ATLANTA | GA | 30327 | 07/24/2007 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608441 |
| GREEN, ERIC | BOSTON | MA | 02116 | 01/18/2018 | 1000.00 | FIDELITY INVESTMENTS | 201802209094597358 |
| GREEN, MICAH S MR. | POTOMAC | MD | 20854 | 01/02/2007 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27950078014 |
| GREENBERG, ALAN MR. | NEW YORK | NY | 10167 | 08/13/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 27990639525 |
| GREENE, FREDERICK T. | SAINT PETERSBURG | FL | 33716 | 11/17/2016 | 500.00 | WOODFOREST FINANCIAL SERVICES | 201612089037769081 |
| GREENE, FREDERICK T. | SHENANDOAH | TX | 77381 | 02/07/2018 | 1000.00 | WOODFOREST FINANCIAL SERVICES | 201803209096629350 |
| GREENE, FREDERICK T. MR. | THE WOODLANDS | TX | 77381 | 07/31/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28992880488 |
| GREENE, FREDERICK T. MR. | THE WOODLANDS | TX | 77381 | 12/04/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346463 |
| GREENE, FREDERICK T. MR. | SHENANDOAH | TX | 77381 | 06/10/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003212189 |
| GREENE, FREDERICK T. MR. | THE WOODLANDS | TX | 77381 | 11/13/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330663 |
| GREENWALD, RICHARD | SAINT PETERSBURG | FL | 33716 | 02/07/2018 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201803209096629350 |
| GREENWALD, RICHARD MR. | COLLEGEVILLE | PA | 19426 | 06/10/2015 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003212190 |
| GREENWALD, RICHARD MR. | COLLEGEVILLE | PA | 19426 | 12/03/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346460 |
| GREENWALD, RICHARD MR. | COLLEGEVILLE | PA | 19426 | 12/03/2012 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 13960490784 |
| GREENWALD, RICHARD MR. | COLLEGEVILLE | PA | 19426 | 12/22/2010 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 11990097214 |
| GREENWALD, RICHARD MR. | COLLEGEVILLE | PA | 19426 | 12/22/2011 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 12950222530 |
| GREENWALD, RICHARD MR. | COLLEGEVILLE | PA | 19426 | 07/02/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28992880476 |
| GREENWOOD, WILLIAM M. MR. | WAUSAU | WI | 54403 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151166 |
| GREENWOOD, WILLIAM M. MR. | WAUSAU | WI | 54403 | 10/13/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503419 |
| GREGG, JUDD A | WASHINGTON | DC | 20005 | 06/13/2013 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 13941191302 |
| GREGORY, JOSEPH M MR. | HUNTINGTON | NY | 11743 | 03/21/2007 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 27930689777 |
| GREGORY, JOSEPH M. MR. | HUNTINGTON | NY | 11743 | 05/07/2008 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 28992880381 |
| GREMILLION, KATHY A. MS. | MINNEAPOLIS | MN | 55419 | 08/08/2013 | 250.00 | RBC WEALTH MANAGEMENT | 13941620245 |
| GREMILLION, KATHY A. MS. | MINNEAPOLIS | MN | 55419 | 08/04/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11932466744 |
| GREMILLION, KATHY A. MS. | MINNEAPOLIS | MN | 55419 | 05/30/2008 | 250.00 | RBC DAIN RAUSCHER CORP. | 28992880388 |
| GREMILLION, KATHY A. MS. | MINNEAPOLIS | MN | 55419 | 06/26/2014 | 250.00 | RBC WEALTH MANAGEMENT | 14941874025 |
| GREMILLION, KATHY A. MS. | MINNEAPOLIS | MN | 55419 | 06/02/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931037105 |
| GREMILLION, KATHY A. MS. | MINNEAPOLIS | MN | 55419 | 08/20/2009 | 250.00 | RBC DAIN RAUSCHER CORP. | 29935347404 |
| GRIFFIN, ALAN | SANTA BARBARA | CA | 93108 | 07/16/2014 | 250.00 | D.A. DAVIDSON & COMPANY | 14970668023 |
| GRIFFITH, CHERYL | FREEPORT | NY | 11520 | 06/06/2012 | 500.00 | KNIGHT CAPITAL GROUP | 12952557488 |
| GRIFO, PETER | MANLIUS | NY | 13104 | 04/28/2008 | 300.00 | CADARET, GRANT & CO., INC. | 28991037636 |
| GRIFO, PETER | MANLIUS | NY | 13104 | 06/07/2007 | 250.00 | CADARET, GRANT & CO., INC. | 28933608320 |
| GRIMLEY, CHARLES | LOUISVILLE | KY | 40202 | 11/14/2017 | 500.00 | HILLIARD LYONS | 201712209089290421 |
| GROSS, LAURIE S. MS. | POMONA | NY | 10970 | 11/08/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899332 |
| GROSSMAN, ERIC F. MR. | LARCHMONT | NY | 10538 | 03/17/2010 | 250.00 | MORGAN STANLEY | 10930632709 |
| GROSSMAN, ERIC F. MR. | LARCHMONT | NY | 10538 | 08/25/2014 | 1000.00 | MORGAN STANLEY | 14970867535 |
| GRUBB, JEFFREY T. MR. | PORTLAND | OR | 97225 | 12/26/2007 | 1000.00 | WELLS FARGO INVESTMENTS, LLC | 28990224657 |
| GUARNERI, LOUISE MS. | NEW YORK | NY | 10010 | 11/18/2013 | 250.00 | CREDIT SUISSE (USA), INC | 13944255656 |
| GUICE, BROCK | SAINT PETERSBURG | FL | 33716 | 11/15/2018 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201812069134390634 |
| GUICE, BROCK MR. | TAMPA | FL | 33611 | 11/18/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255652 |
| GUICE, BROCK MR. | TAMPA | FL | 33611 | 11/13/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330661 |
| GUICE, BROCK MR. | TAMPA | FL | 33611 | 03/19/2015 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 15951200699 |
| GUICE, BROCK MR. | TAMPA | FL | 33611 | 10/03/2012 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 12961014268 |
| GUMMOW, BRADLEY MR. | ROCKFORD | IL | 61114 | 10/09/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503416 |
| GUMMOW, BRADLEY MR. | ROCKFORD | IL | 61114 | 08/13/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296256 |
| GUNTER, DAVID J MR | CLARION | PA | 16214 | 07/26/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151187 |
| GYGI, SCOTT M. MR. | CINCINNATI | OH | 45244 | 06/11/2007 | 1000.00 | FIDELITY BROKERAGE | 28933608339 |
| GYGI, SCOTT M. MR. | CINCINNATI | OH | 45244 | 09/10/2008 | 1000.00 | FIDELITY BROKERAGE | 28992691852 |
| HACK, PAUL A. | SAINT PETERSBURG | FL | 33716 | 03/05/2018 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201804209110421303 |
| HACK, PAUL A. | SAINT PETERSBURG | FL | 33716 | 11/02/2016 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201612089037769081 |
| HACK, PAUL A. MR. | BIRMINGHAM | MI | 48009 | 10/05/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931591741 |
| HACK, PAUL A. MR. | BIRMINGHAM | MI | 48009 | 11/13/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330661 |
| HACK, PAUL A. MR. | BIRMINGHAM | MI | 48009 | 07/11/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28992880477 |
| HACK, PAUL A. MR. | BIRMINGHAM | MI | 48009 | 04/22/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 15971082267 |
| HADDAD, D. ELLIS MR. | MEMPHIS | TN | 38111 | 07/26/2007 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608441 |
| HADDEN, WILLIAM MR. III | MANCHESTER | VT | 05254 | 10/15/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503433 |
| HAFEY, CHARLES J. MR. | GLASTONBURY | CT | 06033 | 08/12/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931296249 |
| HAFEY, CHARLES J. MR. | GLASTONBURY | CT | 06033 | 07/21/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11932263830 |
| HAGGERTY, MARK MR. | CANTON | MA | 02021 | 10/28/2008 | 1000.00 | FIDELITY BROKERAGE GROUP | 28993369555 |
| HAGGERTY, MARK MR. | CANTON | MA | 02021 | 06/11/2007 | 1000.00 | FIDELITY BROKERAGE GROUP | 28933608334 |
| HAHN, BOBBIE | SOMERSET | KY | 42503 | 05/13/2008 | 500.00 | EDWARD JONES | 28992880383 |
| HAISTEN, THOMAS W. MR. | TOMBALL | TX | 77377 | 08/06/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296247 |
| HAISTEN, THOMAS W. MR. | TOMBALL | TX | 77377 | 10/13/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503422 |
| HALL, WESLEY D | HILLSBORO | OR | 97123 | 08/21/2015 | 250.00 | D.A. DAVIDSON & COMPANY | 201510209003213193 |
| HALLMAN, KYLE J. | BIRMINGHAM | AL | 35213 | 10/21/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899321 |
| HAMEL, CHRISTOPHER MR. | SCOTTSDALE | AZ | 85251 | 03/06/2012 | 1000.00 | RBC CAPITAL MARKETS | 12971140933 |
| HAMEL, CHRISTOPHER MR. | SCOTTSDALE | AZ | 85251 | 06/08/2011 | 1000.00 | RBC CAPITAL MARKETS | 11932008293 |
| HAMEL, CHRISTOPHER MR. | SCOTTSDALE | AZ | 85251 | 06/24/2013 | 1000.00 | RBC CAPITAL MARKETS | 13941191305 |
| HAMEL, CHRISTOPHER MR. | SCOTTSDALE | AZ | 85251 | 04/15/2014 | 1000.00 | RBC CAPITAL MARKETS | 14961191024 |
| HAMEL, CHRISTOPHER MR. | SCOTTSDALE | AZ | 85251 | 10/08/2009 | 2500.00 | RBC DAIN RAUSCHER CORP. | 29935503407 |
| HAMEL, CHRISTOPHER MR. | SCOTTSDALE | AZ | 85251 | 07/11/2007 | 2000.00 | RBC DAIN RAUSCHER CORP. | 28933608424 |
| HAMEL, CHRISTOPHER MR. | SCOTTSDALE | AZ | 85251 | 10/23/2008 | 2000.00 | RBC DAIN RAUSCHER CORP. | 28993369553 |
| HAMEL, CHRISTOPHER MR. | SCOTTSDALE | AZ | 85251 | 06/29/2010 | 1000.00 | RBC CAPITAL MARKETS | 10931037115 |
| HAMER, KEITH R. MR. | WATERLOO | IA | 50703 | 08/10/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296252 |
| HAMER, KEITH R. MR. | WATERLOO | IA | 50703 | 11/12/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935581825 |
| HAMILTON, PHILLIP A. MR. | SAINT LOUIS | MO | 63130 | 10/07/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503400 |
| HAMILTON, PHILLIP A. MR. | SAINT LOUIS | MO | 63130 | 07/20/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151181 |
| HAMMERMAN, IRA | WASHINGTON | DC | 20005 | 11/13/2015 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301480 |
| HAMMERMAN, IRA D. | WASHINGTON | DC | 20005 | 11/07/2016 | 1500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769081 |
| HAMMERMAN, IRA D. | WASHINGTON | DC | 20005 | 04/08/2016 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201605209015552332 |
| HAMMERMAN, IRA D. | WASHINGTON | DC | 20005 | 11/08/2017 | 2000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290421 |
| HAMMERMAN, IRA D. | WASHINGTON | DC | 20005 | 04/18/2017 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201705199054024776 |
| HAMMERMAN, IRA MR. | ROCKVILLE | MD | 20852 | 01/05/2010 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 10930333881 |
| HAMMERMAN, IRA MR. | ROCKVILLE | MD | 20852 | 07/01/2014 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 14970668017 |
| HAMMERMAN, IRA MR. | ROCKVILLE | MD | 20852 | 03/09/2011 | 1500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 11931212123 |
| HAMMERMAN, IRA MR. | ROCKVILLE | MD | 20852 | 06/12/2008 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28934009680 |
| HAMMERMAN, IRA MR. | ROCKVILLE | MD | 20852 | 06/29/2007 | 1500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28933608363 |
| HAMMERMAN, IRA MR. | ROCKVILLE | MD | 20852 | 04/24/2013 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 13962490737 |
| HAMMERMAN, IRA MR. | ROCKVILLE | MD | 20852 | 01/13/2009 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 29932229218 |
| HANAN, SHELLEY S MS. | RIDGEFIELD | CT | 06877 | 05/04/2007 | 1000.00 | MORGAN STANLEY | 27990166816 |
| HANAN, SHELLEY S. MS. | RIDGEFIELD | CT | 06877 | 07/24/2008 | 1000.00 | MORGAN STANLEY | 28992880484 |
| HANLEY, GREGORY A. MR. | STAMFORD | CT | 06902 | 06/19/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608345 |
| HANNUM, MARK E. MR. | GULF BREEZE | FL | 32561 | 10/20/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503442 |
| HANSER, FREDERICK O. MR. | SAINT LOUIS | MO | 63124 | 08/30/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296266 |
| HANSER, FREDERICK O. MR. | SAINT LOUIS | MO | 63124 | 10/09/2009 | 1000.00 | ST. LOUIS CARDINALS | 29935503415 |
| HAPPLE, RICHARD MR. | TAMPA | FL | 33611 | 06/09/2008 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009676 |
| HARDY, WILLIAM E. MR. | RICHMOND | VA | 23226 | 11/20/2013 | 1000.00 | BB & T CAPITAL MARKETS | 13944255664 |
| HARFORD, SUNI | NEW YORK | NY | 10013 | 02/08/2016 | 2500.00 | CITI | 201604209012612148 |
| HARMS, THOMAS K MR. | OCEANPORT | NJ | 07757 | 05/31/2007 | 500.00 | MORGAN STANLEY | 27990166822 |
| HARRINGTON, THOMAS D. | SAINT PETERSBURG | FL | 33716 | 09/28/2016 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201610209034103590 |
| HARRINGTON, THOMAS D. | PINELLAS PARK | FL | 33782 | 07/17/2009 | 500.00 | RAYMOND JAMES | 29934472222 |
| HARRINGTON, THOMAS D. | PINELLAS PARK | FL | 33782 | 01/08/2018 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201802209094597358 |
| HARRINGTON, THOMAS D. MR. | PINELLAS PARK | FL | 33782 | 02/12/2012 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 12951281150 |
| HARRINGTON, THOMAS D. MR. | PINELLAS PARK | FL | 33782 | 04/10/2015 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 15971082260 |
| HARRINGTON, THOMAS D. MR. | PINELLAS PARK | FL | 33782 | 11/22/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255666 |
| HARRINGTON, THOMAS D. MR. | PINELLAS PARK | FL | 33782 | 09/29/2010 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 10931590515 |
| HARRINGTON, TOM MR. | PINELLAS PARK | FL | 33782 | 09/19/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28992691860 |
| HARRIS, BRENT R. MR. | NEWPORT BEACH | CA | 92660 | 11/06/2007 | 1000.00 | PIMCO | 27991047270 |
| HARRIS, RAYMOND A MR. JR. | NEW YORK | NY | 10025 | 05/04/2007 | 2000.00 | MORGAN STANLEY | 27990166815 |
| HARRIS, RAYMOND A. MR. JR. | NEW YORK | NY | 10025 | 05/07/2010 | 500.00 | MORGAN STANLEY SMITH BARNEY | 10990783039 |
| HARRISON, ELLEN R. MS. | WICKFORD | RI | 02852 | 06/11/2007 | 250.00 | FIDELITY BROKERAGE | 28933608337 |
| HARRISON, JOHN S. MR. | NEW YORK | NY | 10010 | 06/30/2007 | 2000.00 | CREDIT SUISSE (USA), INC | 28933608381 |
| HARRISON, KAREN A | SEVERNA PARK | MD | 21146 | 04/01/2013 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 13962490730 |
| HARSHAM, DOUGLAS | SAINT PETERSBURG | FL | 33716 | 12/27/2017 | 250.00 | RAYMOND JAMES AND ASSOCIATES, INC. | 201801319091040193 |
| HARTL, JEROME F MR | TRAVERSE CITY | MI | 49686 | 10/15/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503429 |
| HARTMANN, ERIK | WEBSTER | NY | 14580 | 07/09/2014 | 250.00 | RBC WEALTH MANAGEMENT | 14970668019 |
| HARTNETT, THOMAS | NEW YORK | NY | 10065 | 10/03/2013 | 5000.00 | DEUTSCHE BANK SECURITIES INC. | 13942590284 |
| HARTNETT, THOMAS | NEW YORK | NY | 10065 | 07/18/2014 | 5000.00 | DEUTSCHE BANK SECURITIES INC. | 14970668027 |
| HARVEY, DANIEL E | NEW YORK | NY | 10011 | 10/01/2012 | 250.00 | BARCLAYS CAPITAL | 12961014267 |
| HASEGAWA, NONA F. | SEATTLE | WA | 98104 | 07/23/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151185 |
| HASEGAWA, NONA F. | SEATTLE | WA | 98104 | 10/13/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503418 |
| HATCH, PAUL MR. | SOUTHAMPTON | NY | 11968 | 03/22/2010 | 500.00 | MORGAN STANLEY SMITH BARNEY | 10930632710 |
| HATCH, PAUL MR. | SOUTHAMPTON | NY | 11968 | 03/23/2010 | 500.00 | MORGAN STANLEY SMITH BARNEY | 10930632712 |
| HATFIELD, ARTHUR | ARLINGTON | TN | 38002 | 11/07/2012 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 12962980949 |
| HATLEY, WILLIAM P. MR. | WATERLOO | IL | 62298 | 07/28/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151195 |
| HAUG, WILLIAM O. MR. | GRAND FORKS | ND | 58201 | 10/21/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503449 |
| HEALY, JAMES P. MR. | RIVERSIDE | CT | 06878 | 06/30/2007 | 2000.00 | CREDIT SUISSE (USA), INC | 28933608381 |
| HEALY, KEVIN MR. | MOUNT SINAI | NY | 11766 | 10/16/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503436 |
| HEALY, KEVIN MR. | MOUNT SINAI | NY | 11766 | 07/20/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151181 |
| HEALY, MARK C. MR. | COHASSET | MA | 02025 | 09/10/2008 | 1000.00 | FIDELITY BROKERAGE | 28992691854 |
| HEALY, MICHAEL O. MR. | ALTADENA | CA | 91001 | 07/28/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11932263829 |
| HEALY, RICHARD S. MR. | OMAHA | NE | 68164 | 03/02/2010 | 250.00 | D.A. DAVIDSON & COMPANY | 10930632702 |
| HEANEY, EDWARD S. MR. | LATTINGTOWN | NY | 11560 | 07/23/2007 | 1000.00 | MORGAN STANLEY | 28933608435 |
| HEANEY, MICHAEL MR. | ALLENDALE | NJ | 07401 | 10/31/2013 | 1000.00 | MORGAN STANLEY | 13942590298 |
| HEANEY, MICHAEL MR. | ALLENDALE | NJ | 07401 | 07/10/2014 | 1000.00 | MORGAN STANLEY | 14970668019 |
| HEATWOLE, LYNN MS. | GRANVILLE | OH | 43023 | 10/20/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503444 |
| HEFLEY, PAUL D. MR. | OWENSVILLE | MO | 65066 | 07/28/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151193 |
| HEIMOWITZ, DANIEL MR. | NEW YORK | NY | 10075 | 07/14/2010 | 500.00 | RBC CAPITAL MARKETS | 10931151162 |
| HEIMOWITZ, DANIEL MR. | NEW YORK | NY | 10075 | 07/10/2013 | 500.00 | RBC CAPITAL MARKETS | 13964560186 |
| HEIMOWITZ, DANIEL MR. | NEW YORK | NY | 10075 | 06/08/2011 | 500.00 | RBC CAPITAL MARKETS | 11932008294 |
| HEIMOWITZ, DANIEL MR. | NEW YORK | NY | 10075 | 04/17/2014 | 500.00 | RBC CAPITAL MARKETS | 14961191025 |
| HEIMOWITZ, DANIEL MR. | NEW YORK | NY | 10075 | 05/15/2012 | 500.00 | RBC CAPITAL MARKETS | 12971292002 |
| HEINZE, ROBERT R. MR. | REDLANDS | CA | 92373 | 07/23/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151184 |
| HEINZERLING, WILLIAM MR. | GREENWICH | CT | 06831 | 08/03/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296244 |
| HEISE, RUSSELL MR. | DENVER | CO | 80206 | 06/08/2011 | 500.00 | RBC CAPITAL MARKETS | 11932008298 |
| HEISE, RUSSELL MR. | DENVER | CO | 80206 | 07/01/2010 | 500.00 | RBC CAPITAL MARKETS | 10931151160 |
| HEISE, RUSSELL MR. | DENVER | CO | 80206 | 04/10/2012 | 500.00 | RBC CAPITAL MARKETS | 12951801588 |
| HELCK, CHET | TERRA VERDE | FL | 33715 | 07/16/2007 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608430 |
| HELCK, CHET | TERRA VERDE | FL | 33715 | 06/02/2008 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009670 |
| HELCK, CHET | TERRA VERDE | FL | 33715 | 06/19/2009 | 3000.00 | RAYMOND JAMES FINANCIAL, INC. | 29934332632 |
| HELCK, CHET | TERRA VERDE | FL | 33715 | 04/19/2007 | 4000.00 | RAYMOND JAMES FINANCIAL SERVICES IN | 27990077761 |
| HELCK, CHET MR. | TIERRA VERDE | FL | 33715 | 04/18/2013 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 13962490736 |
| HELCK, CHET MR. | TIERRA VERDE | FL | 33715 | 07/28/2011 | 2000.00 | RAYMOND JAMES FINANCIAL, INC. | 11932263829 |
| HELCK, CHET MR. | TIERRA VERDE | FL | 33715 | 11/10/2010 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899334 |
| HELCK, CHET MR. | TIERRA VERDE | FL | 33715 | 08/30/2012 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 12972223110 |
| HEMENETZ, MARK A. MR. | WAYNE | NJ | 07470 | 11/08/2007 | 2500.00 | SCHRODERS | 27991047271 |
| HENDERSON, JANICE | GLEN ECHO | MD | 20812 | 02/09/2018 | 500.00 | LAW AND ASSOCIATES | 201803209096629350 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 10/31/2017 | 10.88 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761055 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 10/13/2017 | 10.88 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761054 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 09/27/2017 | 10.88 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823406 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 09/13/2017 | 10.88 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823405 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 11/15/2017 | 10.64 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290421 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 12/21/2016 | 10.88 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586719 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 12/07/2016 | 10.88 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586718 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 11/23/2016 | 10.88 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769082 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 11/09/2016 | 10.88 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769082 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 10/26/2016 | 10.88 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769082 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 11/15/2018 | 10.42 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390635 |
| HENSON, JULIA | WASHINGTON | DC | 20005 | 10/31/2018 | 10.42 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390634 |
| HEPNER, JON R. MR. | CORPUS CHRISTI | TX | 78418 | 12/11/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195260 |
| HERMANN, ANTHONY MR. | NEW YORK | NY | 10003 | 06/22/2007 | 1000.00 | J.P. MORGAN SECURITIES INC. | 28933608355 |
| HERNANDEZ, CARLOS M. MR. | GREENWICH | CT | 06831 | 09/10/2013 | 5000.00 | J.P. MORGAN SECURITIES INC. | 13942123118 |
| HERNANDEZ, CARLOS M. MR. | GREENWICH | CT | 06831 | 08/26/2008 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28992698140 |
| HERNANDEZ, CARLOS M. MR. | GREENWICH | CT | 06831 | 06/22/2007 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28933608356 |
| HERNANDEZ, CARLOS MR. | GREENWICH | CT | 06831 | 06/27/2012 | 5000.00 | J.P. MORGAN SECURITIES INC. | 12952557496 |
| HERREMA, DONALD J MR. | NEW YORK | NY | 10128 | 05/04/2007 | 1000.00 | MORGAN STANLEY | 27990166817 |
| HERRING, LAWRENCE S. MR. | PHOENIX | AZ | 85022 | 07/29/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151197 |
| HERRING, LAWRENCE S. MR. | PHOENIX | AZ | 85022 | 11/02/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935581823 |
| HERSHEY, JILL E. MS. | WASHINGTON | DC | 20036 | 11/15/2007 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27991047272 |
| HERSHEY, JILL E. MS. | WASHINGTON | DC | 20036 | 06/10/2008 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28934009671 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546593 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798124 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403486 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10019 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212191 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10019 | 09/05/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812892 |
| HESTER, MARK S | FRIENDSVILLE | TN | 37737 | 04/10/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 15971082262 |
| HEYES, EDWARD K. MR. | HORTONVILLE | WI | 54944 | 08/31/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931296270 |
| HEYES, EDWARD K. MR. | HORTONVILLE | WI | 54944 | 07/08/2013 | 250.00 | RBC WEALTH MANAGEMENT | 13964560184 |
| HEYES, EDWARD K. MR. | HORTONVILLE | WI | 54944 | 08/02/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11932466743 |
| HILL, GEORGE F.J. MR. | WESTLAKE VILLAGE | CA | 91361 | 12/29/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195264 |
| HILL, GEORGE F.J. MR. | WESTLAKE VILLAGE | CA | 91361 | 08/18/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296260 |
| HILL, PETER MR. | ORADELL | NJ | 07649 | 05/21/2013 | 1000.00 | J.P. MORGAN SECURITIES INC. | 13963148739 |
| HILL, STEPHEN G. MR. | TAMPA | FL | 33629 | 08/12/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28992698134 |
| HILL, STEPHEN G. MR. | TAMPA | FL | 33629 | 08/20/2007 | 1000.00 | RAYMOND JAMES FINANCIAL INC. | 27990639527 |
| HIMELFARB, RICHARD J. MR | BALTIMORE | MD | 21212 | 10/24/2007 | 1500.00 | STIFEL NICOLAUS & COMPANY INCORPORA | 27931605023 |
| HIMELFARB, RICHARD J. MR | BALTIMORE | MD | 21212 | 09/22/2009 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935347460 |
| HIMELFARB, RICHARD J. MR. | BALTIMORE | MD | 21218 | 07/28/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151193 |
| HIMELFARB, RICHARD J. MR. | BALTIMORE | MD | 21212 | 01/22/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930333883 |
| HINOJOSA, NOE MR. JR. | DALLAS | TX | 75225 | 06/30/2007 | 2500.00 | ESTRADA-HINOJOSA | 28933608375 |
| HINOJOSA, NOE MR. JR. | DALLAS | TX | 75225 | 06/19/2008 | 2500.00 | ESTRADA-HINOJOSA | 28934009686 |
| HINOJOSA, NOE MR. JR. | DALLAS | TX | 75225 | 11/13/2009 | 1650.00 | ESTRADA HINOJOSA & COMPANY, INC. | 29935581826 |
| HINOJOSA, NOE MR. JR. | DALLAS | TX | 75225 | 12/15/2010 | 4000.00 | ESTRADA-HINOJOSA | 11990097213 |
| HODGE, DOUGLAS M | NEWPORT BEACH | CA | 92660 | 04/17/2014 | 5000.00 | PIMCO | 14961191020 |
| HODGE, DOUGLAS M | NEWPORT BEACH | CA | 92660 | 06/28/2013 | 5000.00 | PIMCO | 13941191307 |
| HOEBELHEINRICH, GARY MR. | LINCOLN | NE | 68510 | 08/04/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11932466744 |
| HOEBELHEINRICH, GARY MR. | LINCOLN | NE | 68510 | 08/30/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931296266 |
| HOEKSTRA, MARTEN S. MR. | NEW YORK | NY | 10002 | 07/10/2007 | 5000.00 | UBS FINANCIAL SERVICES INC. | 28933608423 |
| HOEPPNER, CORY J | MINNEAPOLIS | MN | 55419 | 06/24/2013 | 500.00 | RBC CAPITAL MARKETS | 13941191306 |
| HOEPPNER, CORY J | MINNEAPOLIS | MN | 55419 | 04/15/2014 | 500.00 | RBC CAPITAL MARKETS | 14961191024 |
| HOGAN, JOHN MR. | IRVINGTON | NY | 10533 | 06/22/2007 | 1000.00 | J.P. MORGAN SECURITIES INC. | 28933608358 |
| HOLTZ, LAWRENCE C. MR. | EDINA | MN | 55424 | 07/11/2007 | 1000.00 | RBC DAIN RAUSCHER CORP. | 28933608424 |
| HOLWADEL, DAVID | SAINT PETERSBURG | FL | 33716 | 10/21/2016 | 500.00 | RAYMOND JAMES | 201612089037769083 |
| HOLWADEL, DAVID | CINCINNATI | OH | 45202 | 01/15/2018 | 500.00 | RAYMOND JAMES | 201802209094597358 |
| HOLZSCHUH, JEFFREY MR. | NEW YORK | NY | 10019 | 07/10/2014 | 1000.00 | MORGAN STANLEY | 14970668021 |
| HONOVICH, JOHN R. MR. | VOORHEES | NJ | 08043 | 12/30/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195265 |
| HOSKEN, FRED C. MR. | CLEARWATER | FL | 33764 | 07/27/2009 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 29934472223 |
| HOSKEN, FRED C. MR. | CLEARWATER | FL | 33764 | 06/24/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009694 |
| HOSKEN, FRED C. MR. | CLEARWATER | FL | 33764 | 07/23/2007 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608436 |
| HOUGH, WILLIAM ROBB MR. | ST. PETERSBURG | FL | 33704 | 07/11/2007 | 1000.00 | RBC DAIN RAUSCHER CORP. | 28933608426 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 11/20/2013 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255663 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 05/15/2015 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201507209000285493 |
| HOUSTON, JOHN W. MR. | SAINT PETERSBURG | FL | 33701 | 06/22/2008 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009698 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 10/28/2010 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899326 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 11/13/2011 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330665 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 10/23/2012 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980942 |
| HOUSTON, JOHN W. MR. | SAINT PETERSBURG | FL | 33701 | 06/30/2009 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 29934332637 |
| HOWARD, JEFFERY MR. | FAIRHOPE | AL | 36532 | 01/06/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930333882 |
| HUBBARD, BILL MR. | SAN FRANCISCO | CA | 94104 | 05/19/2008 | 250.00 | RBC DAIN RAUSCHER CORP. | 28992880384 |
| HUBBARD, BILL MR. | SAN FRANCISCO | CA | 94104 | 09/01/2009 | 500.00 | RBC DAIN RAUSCHER CORP. | 29935347455 |
| HUBBARD, CHARLES W. MR. | HILLSBOROUGH | CA | 94010 | 10/06/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11972219330 |
| HUBBARD, CHARLES W. MR. | HILLSBOROUGH | CA | 94010 | 05/29/2012 | 1000.00 | RBC WEALTH MANAGEMENT | 12971292005 |
| HUBBARD, CHARLES W. MR. | HILLSBOROUGH | CA | 94010 | 07/07/2010 | 500.00 | RBC WEALTH MANAGEMENT | 10931151161 |
| HUDSON, M. THOMAS MR. | CLEARWATER | FL | 33764 | 07/23/2007 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608438 |
| HUGHES, JEREMY MR. | MARION | MA | 02738 | 09/09/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931590509 |
| HUNEKE, BENJAMIN C. MR. | NEW YORK | NY | 10128 | 04/19/2010 | 350.00 | MORGAN STANLEY SMITH BARNEY | 10930716353 |
| HUNT, RANDALL W. MR. | ROSSFORD | OH | 43460 | 10/19/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503441 |
| HUNT, RICHARD J MR. | ALEXANDRIA | VA | 22310 | 05/23/2007 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27990166821 |
| HUNT, RICHARD J MR. | ALEXANDRIA | VA | 22310 | 03/08/2007 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27930689776 |
| HUNT, RICHARD J. MR. | ALEXANDRIA | VA | 22310 | 03/18/2008 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28931225032 |
| HUNTER, DAVID W. | PITTSBURGH | PA | 15219 | 05/05/2009 | 250.00 | HUNTER ASSOCIATES | 29934025392 |
| HUNTER, DAVID W. MR. | PITTSBURGH | PA | 15219 | 03/04/2011 | 300.00 | HUNTER ASSOCIATES, INC. | 11931212121 |
| HYBELS, DARLENE H. | SAINT PETERSBURG | FL | 33716 | 11/02/2016 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201612089037769083 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 02/11/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 13961185818 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 04/10/2015 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 15971082262 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 06/09/2008 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009677 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 10/14/2011 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 11972219339 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 10/27/2010 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899331 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 11/22/2013 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255666 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 06/05/2009 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 29934332627 |
| IMHOFF, MICHAEL F. MR. | GREENWOOD VILLAGE | CO | 80121 | 07/26/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151185 |
| IMHOFF, MICHAEL F. MR. | GREENWOOD VILLAGE | CO | 80121 | 02/01/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10990430850 |
| JAFFE, ALAN MR. | PORT WASHINGTON | NY | 11050 | 10/20/2009 | 1000.00 | RBC DAIN RAUSCHER CORP. | 29935503442 |
| JAFFE, LEWIS R MR. | HAVERFORD | PA | 19041 | 05/31/2007 | 500.00 | RYAN BECK & CO. INC. | 27990166826 |
| JAHNSEN, JAMES MR. | LAKE WORTH | FL | 33467 | 09/14/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931590509 |
| JAMES, THOMAS | SAINT PETERSBURG | FL | 33716 | 01/30/2018 | 5000.00 | R J FINANCIAL CORPORATION | 201802209094597359 |
| JAMES, THOMAS | SAINT PETERSBURG | FL | 33716 | 01/31/2017 | 5000.00 | R J FINANCIAL CORPORATION | 201702179049711412 |
| JAMES, THOMAS A MR. | SAINT PETERSBURG | FL | 33716 | 07/09/2007 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608421 |
| JAMES, THOMAS A MR. | SAINT PETERSBURG | FL | 33716 | 06/02/2008 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009670 |
| JAMES, THOMAS A. MR. | LARGO | FL | 33777 | 06/08/2009 | 3000.00 | RAYMOND JAMES FINANCIAL, INC. | 29934332628 |
| JAMES, THOMAS A. MR. | SAINT PETERSBURG | FL | 33716 | 11/02/2010 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899332 |
| JAMES, THOMAS A. MR. | SAINT PETERSBURG | FL | 33716 | 04/15/2015 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 15971082264 |
| JAMES, THOMAS A. MR. | SAINT PETERSBURG | FL | 33716 | 11/22/2013 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255665 |
| JAMES, THOMAS MR. | SAINT PETERSBURG | FL | 33716 | 10/21/2011 | 5000.00 | R J FINANCIAL CORPORATION | 11972219338 |
| JAMESLEY, KAREN C. MS. | NEW YORK | NY | 10020 | 04/01/2010 | 500.00 | MORGAN STANLEY | 10930716344 |
| JANULIS, THEODORE P MR. | NEW YORK | NY | 10021 | 03/27/2007 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 27930689779 |
| JANULIS, THEODORE P. MR. | NEW YORK | NY | 10021 | 05/07/2008 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 28992880378 |
| JOHNSON, ABIGAIL P. MS. | MILTON | MA | 02186 | 11/19/2014 | 1000.00 | FIDELITY INVESTMENTS | 14952798953 |
| JOHNSON, ABIGAIL P. MS. | MILTON | MA | 02186 | 11/18/2008 | 5000.00 | FIDELITY INVESTMENTS | 28993369556 |
| JOHNSON, BEDA LEE | ANDOVER | NJ | 07821 | 04/09/2008 | 1000.00 | CADARET, GRANT & CO., INC. | 28991037630 |
| JOHNSON, BEDA LEE | ANDOVER | NJ | 07821 | 06/07/2007 | 750.00 | CADARET, GRANT & CO., INC. | 28933608320 |
| JOHNSON, BRIAN MR. | WALKER | MN | 56484 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151168 |
| JOHNSON, JAMES L. MR. III | SAINT LOUIS | MO | 63124 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151167 |
| JOHNSON, KRISTIN | SAINT LOUIS | MO | 63131 | 01/23/2017 | 500.00 | EDWARD JONES BOA TALENT ACQUISITION | 201702179049711413 |
| JOHNSON, THOMAS MR. | JERSEY CITY | NJ | 07311 | 07/18/2014 | 250.00 | MORGAN STANLEY | 14970668026 |
| JOHNSON, WILLIAM MR. | GREENWICH | CT | 06830 | 08/26/2008 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28992698138 |
| JOHNSTON, CHARLES D. MR. | PURCHASE | NY | 10577 | 04/02/2010 | 1000.00 | MORGAN STANLEY SMITH BARNEY | 10930716345 |
| JOHNSTONE, C. BRUCE MR. | NEEDHAM | MA | 02492 | 09/19/2008 | 1500.00 | FIDELITY BROKERAGE | 28992691861 |
| JOHNSTONE, WILLIAM A. | GREAT FALLS | MT | 59404 | 04/13/2016 | 5000.00 | DAVIDSON COMPANIES | 201605209015552333 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 03/25/2014 | 5000.00 | DAVIDSON COMPANIES | 14940758151 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 04/18/2013 | 1000.00 | DAVIDSON COMPANIES | 13962490734 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 04/18/2013 | 4000.00 | DAVIDSON COMPANIES | 13962490734 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 06/28/2007 | 2500.00 | DAVIDSON COMPANIES | 28933608370 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 06/29/2012 | 2500.00 | DAVIDSON COMPANIES | 12952557497 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 04/08/2010 | 2500.00 | DAVIDSON COMPANIES | 10930716346 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 04/03/2008 | 2500.00 | DAVIDSON COMPANIES | 28991037628 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 03/27/2009 | 2000.00 | DAVIDSON COMPANIES | 29991997977 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 01/16/2015 | 5000.00 | DAVIDSON COMPANIES | 15950624905 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 07/28/2011 | 2500.00 | DAVIDSON COMPANIES | 11932263829 |
| JONES, ANDREW E. MR. | SALEM | OR | 97304 | 11/02/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935581823 |
| JONES, DAVID W. MR. | TAMPA | FL | 33629 | 06/20/2007 | 250.00 | EDWARD JONES | 28933608351 |
| JONES, HEATHER | RICHMOND | VA | 23227 | 10/18/2013 | 250.00 | BB & T CAPITAL MARKETS | 13942590293 |
| JONES, KREG A. MR. | GREAT FALLS | MT | 59404 | 07/16/2007 | 250.00 | DAVIDSON COMPANIES | 28933608431 |
| JORDAN, LAWRENCE E. MR. | ARLINGTON | TX | 76012 | 06/30/2007 | 500.00 | ESTRADA-HINOJOSA | 28933608374 |
| JORDAN, LAWRENCE E. MR. | ARLINGTON | TX | 76012 | 11/13/2009 | 500.00 | ESTRADA HINOJOSA & COMPANY, INC. | 29935581827 |
| JOYCE, THOMAS M. MR. | DARIEN | CT | 06820 | 02/16/2010 | 5000.00 | KNIGHT CAPITAL GROUP | 10990430850 |
| JOYCE, THOMAS M. MR. | DARIEN | CT | 06820 | 04/29/2011 | 5000.00 | KNIGHT CAPITAL GROUP | 11931490149 |
| JOYCE, THOMAS M. MR. | DARIEN | CT | 06820 | 06/05/2012 | 5000.00 | KNIGHT CAPITAL GROUP | 12952557486 |
| JULIEN, JEFF P. MR. | CLEARWATER | FL | 33762 | 09/28/2007 | 2500.00 | RAYMOND JAMES FINANCIAL INC. | 27931469385 |
TRY A: NEW SEARCH RETURN TO: FEC HOME PAGE
Generated Wed Apr 17 23:59:41 2024