Individuals Who Gave To This Committee
Whose Last Name Begins With 'F-J'
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION POLITICAL ACTION COMMITTEE
Party: No Associated Party1101 NEW YORK AVENUE, NW
8TH FLOOR
WASHINGTON, DC 20005
The query you have chosen matched 642 individual contributions.
| Contributor | City | State | ZIP | Date | Amount | Employer/Occupation | Image Number |
|---|---|---|---|---|---|---|---|
| CONTRIBUTIONS FROM AN INDIVIDUAL | |||||||
| FAHEY, AMY MS. | ELMHURST | IL | 60126 | 06/07/2013 | 1000.00 | JP MORGAN CHASE & CO. | 13941191297 |
| FAIRMAN, FRANCIS IV | MINNEAPOLIS | MN | 55402 | 03/17/2016 | 1000.00 | PIPER JAFFRAY | 201604209012612418 |
| FAIRWEATHER, DANIEL P. MR. | BOSTON | MA | 02114 | 10/05/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931591741 |
| FALCONI, JACK W | NORTH LAS VEGAS | NV | 89084 | 04/24/2014 | 300.00 | BB & T CAPITAL MARKETS | 14961191026 |
| FALCONI, JACK W JR. | RICHMOND | VA | 23219 | 06/01/2017 | 250.00 | BB & T CAPITAL MARKETS | 201709209074792203 |
| FALCONI, JACK W JR. | RICHMOND | VA | 23219 | 09/01/2016 | 300.00 | BB & T CAPITAL MARKETS | 201610209034103587 |
| FARLEY, WILLIAM W. MR. JR. | CHAPEL HILL | NC | 27517 | 06/11/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009681 |
| FARRELL, ROBERT | PHILADELPHIA | PA | 19103 | 03/09/2017 | 250.00 | JANNEY MONTGOMERY SCOTT | 201704209052338327 |
| FAULKNER, JOHN MR. | NEW YORK | NY | 10013 | 04/06/2010 | 250.00 | MORGAN STANLEY | 10930716347 |
| FAUST, LYNN | GREER | SC | 29650 | 01/08/2018 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201802209094597357 |
| FAUST, LYNN MS. | GREENVILLE | SC | 29650 | 04/02/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 15971082259 |
| FAY, ANDREW T. MR. | SUDBURY | MA | 01776 | 09/10/2008 | 500.00 | FIDELITY BROKERAGE | 28992691857 |
| FAY, PATRICK K. MR. | WEST LINN | OR | 97068 | 05/30/2008 | 300.00 | DAVIDSON COMPANIES | 28992880390 |
| FAY, SHARON | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403484 |
| FAY, SHARON | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546590 |
| FAY, SHARON | BROOKLYN | NY | 11201 | 09/11/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812896 |
| FAY, SHARON | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798121 |
| FAY, SHARON | BROOKLYN | NY | 11201 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212196 |
| FEBEO, JAMES MR. JR. | BOSTON | MA | 02109 | 11/12/2014 | 1000.00 | FIDELITY INVESTMENTS | 14952798949 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 10/26/2010 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899327 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 07/11/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28992880480 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 12/08/2011 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 12950222523 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 12/28/2012 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 13960490791 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 06/04/2015 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003212188 |
| FEDERER, IRA P. MR. | TAMPA | FL | 33629 | 08/15/2007 | 250.00 | RAYMOND JAMES FINANCIAL INC. | 27990639526 |
| FEDIGAN, KEVIN J. MR. | NEW YORK | NY | 10010 | 04/28/2008 | 500.00 | PERSHING LLC | 28991037636 |
| FEDLER, MICHAEL A. MR. | ASHTABULA | OH | 44004 | 06/08/2007 | 250.00 | EDWARD JONES | 28933608322 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 06/08/2011 | 500.00 | RBC CAPITAL MARKETS | 11932008294 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 04/20/2014 | 500.00 | RBC CAPITAL MARKETS | 14961191025 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 09/09/2013 | 500.00 | RBC CAPITAL MARKETS | 13942123117 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 05/15/2012 | 500.00 | RBC CAPITAL MARKETS | 12971291999 |
| FEINBERG, HELEN MS. | ST. PETE BEACH | FL | 33706 | 07/21/2010 | 500.00 | RBC CAPITAL MARKETS | 10931151176 |
| FELDMESSER, LARRY MR. | BAYSIDE | WI | 53217 | 10/14/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503427 |
| FERNANDEZ, JOSE | MIDLOTHIAN | VA | 23114 | 12/31/2013 | 250.00 | BB & T CAPITAL MARKETS | 14960346478 |
| FERNBERGER, JAMES | JENKINTOWN | PA | 19046 | 10/05/2016 | 250.00 | FERNBERGER, FERNBERGER AND LOEB | 201610279034653221 |
| FERRARI, VINCENT J. | SAINT LOUIS | MO | 63131 | 12/23/2015 | 5000.00 | EDWARD JONES | 201601299004781747 |
| FERRARI, VINCENT J. | SAINT LOUIS | MO | 63131 | 01/05/2017 | 5000.00 | EDWARD JONES | 201702179049711412 |
| FERRARI, VINCENT J. MR. | WILDWOOD | MO | 63038 | 07/13/2007 | 2500.00 | EDWARD JONES | 28933608428 |
| FERRELLI, RONALD MR. | SPRING LAKE | NJ | 07762 | 05/06/2010 | 250.00 | MORGAN STANLEY SMITH BARNEY | 10990783039 |
| FERRY, STEPHANIE S. | DALLAS | TX | 75248 | 02/15/2018 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201803209096629348 |
| FERRY, STEPHANIE S. MS. | NEW ORLEANS | LA | 70112 | 05/14/2015 | 500.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201507209000285492 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546590 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403484 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798121 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212192 |
| FEUERMAN, KURT ANDREW | NEW YORK | NY | 10105 | 09/11/2014 | 500.00 | ALLIANCE BERNSTEIN | 14951812896 |
| FINDLAY, DAVID | NEW YORK | NY | 10281 | 03/12/2018 | 5000.00 | NOMURA SECURITIES INTERNATIONAL, IN | 201804209110421302 |
| FINDLAY, DAVID MR. | NEW YORK | NY | 10281 | 03/21/2014 | 5000.00 | NOMURA SECURITIES INTERNATIONAL, IN | 14940758154 |
| FINKELBERG, ARTHUR | CALDWELL | ID | 83605 | 11/15/2018 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201812069134390631 |
| FINN, BRIAN MR. | BROOKVILLE | NY | 11545 | 06/30/2007 | 2500.00 | CREDIT SUISSE (USA), INC | 28933608382 |
| FISHER, BRAD C. MR. | RICHLAND | WA | 99352 | 09/07/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11952746341 |
| FISHER, BRAD C. MR. | RICHLAND | WA | 99352 | 08/24/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931296265 |
| FISHER, KATHLEEN | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403484 |
| FISHER, KATHLEEN | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546591 |
| FISHER, KATHLEEN | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798122 |
| FITZPATRICK, JOHN | HOUSTON | TX | 77057 | 07/20/2015 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003212275 |
| FLEMING, GREGORY MR. | NEW YORK | NY | 10080 | 08/28/2014 | 2000.00 | MORGAN STANLEY | 14970867535 |
| FLEMING, KIM TILLOTSON | MARS | PA | 16046 | 01/25/2013 | 5000.00 | HEFREN-TILLOTSON, INC. | 13961056008 |
| FLEMING, KIM TILLOTSON | MARS | PA | 16046 | 07/17/2014 | 5000.00 | HEFREN-TILLOTSON, INC. | 14970668025 |
| FLEMING, KIM TILLOTSON | PITTSBURGH | PA | 15222 | 02/07/2018 | 5000.00 | HEFREN-TILLOTSON, INC. | 201803209096629348 |
| FLEMING, KIM TILLOTSON | PITTSBURGH | PA | 15222 | 05/26/2016 | 5000.00 | HEFREN-TILLOTSON, INC. | 201606209018466372 |
| FLEMING, KIM TILLOTSON | PITTSBURGH | PA | 15222 | 04/28/2017 | 5000.00 | HEFREN-TILLOTSON, INC. | 201705199054024775 |
| FLEMING, KIM TILLOTSON | MARS | PA | 16046 | 05/05/2015 | 5000.00 | HEFREN-TILLOTSON, INC. | 201507209000285489 |
| FLITTON, JENNIFER | WASHINGTON | DC | 20005 | 09/22/2016 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103587 |
| FLITTON, JENNIFER | WASHINGTON | DC | 20005 | 11/06/2015 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301478 |
| FLITTON, JENNIFER | WASHINGTON | DC | 20005 | 10/31/2017 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761053 |
| FLORIAN, MARK B. MR. | DARIEN | CT | 06820 | 06/20/2007 | 2500.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608360 |
| FLUEHR, CHRISTOPHER | BOCA RATON | FL | 33427 | 11/12/2018 | 250.00 | RAYMOND JAMES | 201812069134390632 |
| FLYNN, JAY | KALISPELL | MT | 59901 | 07/21/2014 | 250.00 | D.A. DAVIDSON & COMPANY | 14970668027 |
| FOLEY, JAMES | ALLISON PARK | PA | 15101 | 03/17/2014 | 250.00 | JANNEY MONTGOMERY SCOTT LLC | 14940758150 |
| FOLEY, JAMES | PHILADELPHIA | PA | 19103 | 03/09/2017 | 250.00 | JANNEY MONTGOMERY SCOTT LLC | 201704209052338327 |
| FORD, RICHARD F. MR. | CLAYTON | MO | 63105 | 08/17/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296258 |
| FORNEY, JOHN L. | SAINT PETERSBURG | FL | 33704 | 07/28/2009 | 250.00 | RAYMOND JAMES & ASSOCIATES, INC. | 29934472224 |
| FORNEY, JOHN L. MR. | SAINT PETERSBURG | FL | 33704 | 10/04/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931591742 |
| FORREST, BRIAN K. MR. | COLUMBIA | MO | 65203 | 10/13/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503419 |
| FORST, EDWARD C MR. | BRONXVILLE | NY | 10708 | 05/31/2007 | 5000.00 | GOLDMAN (THE) SACHS GROUP INC. | 27990166822 |
| FOWLER, ANDREW | BRENTWOOD | TN | 37027 | 05/20/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201507209000285491 |
| FRAILEY, J.B. MR. | SAINT LOUIS | MO | 63129 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151171 |
| FRANKENBERG, BRUCE MR. | DEER PARK | IL | 60010 | 01/04/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930333880 |
| FRANKLIN, GARY | SAINT PETERSBURG | FL | 33716 | 02/16/2018 | 250.00 | RAYMOND JAMES | 201803209096629349 |
| FRANZ, RICHARD B. MR. II | SEMINOLE | FL | 33772 | 06/30/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009696 |
| FREEMAN, CHRIS | SAINT PETERSBURG | FL | 33716 | 10/24/2016 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201612089037769078 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 10/06/2009 | 2500.00 | RBC DAIN RAUSCHER CORP. | 29935503398 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 07/11/2007 | 1000.00 | RBC DAIN RAUSCHER CORP. | 28933608425 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 06/28/2013 | 1000.00 | RBC CAPITAL MARKETS | 13941191307 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 05/19/2014 | 1000.00 | RBC CAPITAL MARKETS | 14941620054 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 07/08/2010 | 1000.00 | RBC CAPITAL MARKETS | 10931151164 |
| FREUND, KURT M. MR. | PARADISE VALLEY | AZ | 85253 | 05/15/2012 | 1000.00 | RBC CAPITAL MARKETS | 12971291999 |
| FRICKE, STEPHEN F | WINTER SPRINGS | FL | 32708 | 12/10/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346468 |
| FRICKE, STEPHEN F | WINTER SPRINGS | FL | 32708 | 03/26/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 15951200702 |
| FRIEDMAN, GEORGE MR. | MEQUON | WI | 53092 | 08/03/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296242 |
| FRIEDMAN, GEORGE MR. | MEQUON | WI | 53092 | 10/15/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503432 |
| FROIO, MARK A. | GREAT FALLS | MT | 59404 | 05/29/2018 | 250.00 | D.A. DAVIDSON & COMPANY | 201806209113776200 |
| FROIO, MARK A. MR. | MERCER ISLAND | WA | 98040 | 05/22/2008 | 300.00 | DAVIDSON COMPANIES | 28992880393 |
| FROIO, MARK A. MR. | MERCER ISLAND | WA | 98040 | 07/23/2015 | 250.00 | D.A. DAVIDSON & COMPANY | 201510209003212277 |
| FROIO, MARK A. MR. | MERCER ISLAND | WA | 98040 | 07/17/2014 | 250.00 | D.A. DAVIDSON & COMPANY | 14970668026 |
| FROIO, MARK A. MR. | MERCER ISLAND | WA | 98040 | 02/25/2010 | 300.00 | D.A. DAVIDSON & COMPANY | 10990430854 |
| FRULAND, ERIK MR. | ST. PETE BEACH | FL | 33706 | 07/23/2007 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608438 |
| FRULAND, ERIK MR. | ST PETE BEACH | FL | 33706 | 11/14/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330673 |
| FUES, LISA | WASHINGTON | DC | 20005 | 05/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201806209113776201 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/14/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646040 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/29/2017 | 19.01 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040192 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/15/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040192 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/31/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761053 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/13/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761053 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/13/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823404 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/27/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823404 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/30/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290420 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/15/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290419 |
| FUES, LISA | WASHINGTON | DC | 20005 | 05/24/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511948 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/16/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819139 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/02/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819139 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/30/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819140 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/21/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586717 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/07/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586717 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/31/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971844 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/28/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646040 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/07/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792203 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/21/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792203 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/05/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403485 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/19/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403485 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798122 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/29/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798122 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/13/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974306 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974306 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029921 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029921 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201810259130869883 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390632 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390632 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/09/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781747 |
| FUES, LISA | WASHINGTON | DC | 20005 | 12/23/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781747 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/11/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301478 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/25/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301479 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/08/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730837 |
| FUES, LISA | WASHINGTON | DC | 20005 | 06/22/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730837 |
| FUES, LISA | WASHINGTON | DC | 20005 | 05/25/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466372 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/26/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769078 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/09/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769079 |
| FUES, LISA | WASHINGTON | DC | 20005 | 11/23/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769079 |
| FUES, LISA | WASHINGTON | DC | 20005 | 10/12/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201610279034653221 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/06/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546591 |
| FUES, LISA | WASHINGTON | DC | 20005 | 07/20/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546591 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/14/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103587 |
| FUES, LISA | WASHINGTON | DC | 20005 | 09/28/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103588 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/03/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971843 |
| FUES, LISA | WASHINGTON | DC | 20005 | 08/17/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971843 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 08/19/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213198 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 09/30/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213570 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 06/10/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212200 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 07/08/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212284 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 06/24/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212206 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 10/28/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537991 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 10/14/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537988 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 09/02/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213556 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 08/05/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213204 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 09/16/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213563 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 05/27/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285504 |
| FUES, LISA MS. | WASHINGTON | DC | 20005 | 07/22/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212287 |
| FULD, RICHARD S MR. JR. | NEW YORK | NY | 10019 | 03/27/2007 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 27930689778 |
| FULD, RICHARD S. MR. JR. | NEW YORK | NY | 10019 | 05/07/2008 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 28992880379 |
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| GREENWOOD, WILLIAM M. MR. | WAUSAU | WI | 54403 | 10/13/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503419 |
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| HACK, PAUL A. MR. | BIRMINGHAM | MI | 48009 | 07/11/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28992880477 |
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| HAISTEN, THOMAS W. MR. | TOMBALL | TX | 77377 | 10/13/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503422 |
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| HEANEY, MICHAEL MR. | ALLENDALE | NJ | 07401 | 07/10/2014 | 1000.00 | MORGAN STANLEY | 14970668019 |
| HEATWOLE, LYNN MS. | GRANVILLE | OH | 43023 | 10/20/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503444 |
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| HEPNER, JON R. MR. | CORPUS CHRISTI | TX | 78418 | 12/11/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195260 |
| HERMANN, ANTHONY MR. | NEW YORK | NY | 10003 | 06/22/2007 | 1000.00 | J.P. MORGAN SECURITIES INC. | 28933608355 |
| HERNANDEZ, CARLOS M. MR. | GREENWICH | CT | 06831 | 09/10/2013 | 5000.00 | J.P. MORGAN SECURITIES INC. | 13942123118 |
| HERNANDEZ, CARLOS M. MR. | GREENWICH | CT | 06831 | 08/26/2008 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28992698140 |
| HERNANDEZ, CARLOS M. MR. | GREENWICH | CT | 06831 | 06/22/2007 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28933608356 |
| HERNANDEZ, CARLOS MR. | GREENWICH | CT | 06831 | 06/27/2012 | 5000.00 | J.P. MORGAN SECURITIES INC. | 12952557496 |
| HERREMA, DONALD J MR. | NEW YORK | NY | 10128 | 05/04/2007 | 1000.00 | MORGAN STANLEY | 27990166817 |
| HERRING, LAWRENCE S. MR. | PHOENIX | AZ | 85022 | 07/29/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151197 |
| HERRING, LAWRENCE S. MR. | PHOENIX | AZ | 85022 | 11/02/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935581823 |
| HERSHEY, JILL E. MS. | WASHINGTON | DC | 20036 | 11/15/2007 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27991047272 |
| HERSHEY, JILL E. MS. | WASHINGTON | DC | 20036 | 06/10/2008 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28934009671 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546593 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798124 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403486 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10019 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212191 |
| HERSKOVITZ, MICHAEL | NEW YORK | NY | 10019 | 09/05/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812892 |
| HESTER, MARK S | FRIENDSVILLE | TN | 37737 | 04/10/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 15971082262 |
| HEYES, EDWARD K. MR. | HORTONVILLE | WI | 54944 | 08/31/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931296270 |
| HEYES, EDWARD K. MR. | HORTONVILLE | WI | 54944 | 07/08/2013 | 250.00 | RBC WEALTH MANAGEMENT | 13964560184 |
| HEYES, EDWARD K. MR. | HORTONVILLE | WI | 54944 | 08/02/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11932466743 |
| HILL, GEORGE F.J. MR. | WESTLAKE VILLAGE | CA | 91361 | 12/29/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195264 |
| HILL, GEORGE F.J. MR. | WESTLAKE VILLAGE | CA | 91361 | 08/18/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296260 |
| HILL, PETER MR. | ORADELL | NJ | 07649 | 05/21/2013 | 1000.00 | J.P. MORGAN SECURITIES INC. | 13963148739 |
| HILL, STEPHEN G. MR. | TAMPA | FL | 33629 | 08/12/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28992698134 |
| HILL, STEPHEN G. MR. | TAMPA | FL | 33629 | 08/20/2007 | 1000.00 | RAYMOND JAMES FINANCIAL INC. | 27990639527 |
| HIMELFARB, RICHARD J. MR | BALTIMORE | MD | 21212 | 10/24/2007 | 1500.00 | STIFEL NICOLAUS & COMPANY INCORPORA | 27931605023 |
| HIMELFARB, RICHARD J. MR | BALTIMORE | MD | 21212 | 09/22/2009 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935347460 |
| HIMELFARB, RICHARD J. MR. | BALTIMORE | MD | 21218 | 07/28/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151193 |
| HIMELFARB, RICHARD J. MR. | BALTIMORE | MD | 21212 | 01/22/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930333883 |
| HINOJOSA, NOE MR. JR. | DALLAS | TX | 75225 | 06/30/2007 | 2500.00 | ESTRADA-HINOJOSA | 28933608375 |
| HINOJOSA, NOE MR. JR. | DALLAS | TX | 75225 | 06/19/2008 | 2500.00 | ESTRADA-HINOJOSA | 28934009686 |
| HINOJOSA, NOE MR. JR. | DALLAS | TX | 75225 | 11/13/2009 | 1650.00 | ESTRADA HINOJOSA & COMPANY, INC. | 29935581826 |
| HINOJOSA, NOE MR. JR. | DALLAS | TX | 75225 | 12/15/2010 | 4000.00 | ESTRADA-HINOJOSA | 11990097213 |
| HODGE, DOUGLAS M | NEWPORT BEACH | CA | 92660 | 04/17/2014 | 5000.00 | PIMCO | 14961191020 |
| HODGE, DOUGLAS M | NEWPORT BEACH | CA | 92660 | 06/28/2013 | 5000.00 | PIMCO | 13941191307 |
| HOEBELHEINRICH, GARY MR. | LINCOLN | NE | 68510 | 08/04/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11932466744 |
| HOEBELHEINRICH, GARY MR. | LINCOLN | NE | 68510 | 08/30/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931296266 |
| HOEKSTRA, MARTEN S. MR. | NEW YORK | NY | 10002 | 07/10/2007 | 5000.00 | UBS FINANCIAL SERVICES INC. | 28933608423 |
| HOEPPNER, CORY J | MINNEAPOLIS | MN | 55419 | 06/24/2013 | 500.00 | RBC CAPITAL MARKETS | 13941191306 |
| HOEPPNER, CORY J | MINNEAPOLIS | MN | 55419 | 04/15/2014 | 500.00 | RBC CAPITAL MARKETS | 14961191024 |
| HOGAN, JOHN MR. | IRVINGTON | NY | 10533 | 06/22/2007 | 1000.00 | J.P. MORGAN SECURITIES INC. | 28933608358 |
| HOLTZ, LAWRENCE C. MR. | EDINA | MN | 55424 | 07/11/2007 | 1000.00 | RBC DAIN RAUSCHER CORP. | 28933608424 |
| HOLWADEL, DAVID | SAINT PETERSBURG | FL | 33716 | 10/21/2016 | 500.00 | RAYMOND JAMES | 201612089037769083 |
| HOLWADEL, DAVID | CINCINNATI | OH | 45202 | 01/15/2018 | 500.00 | RAYMOND JAMES | 201802209094597358 |
| HOLZSCHUH, JEFFREY MR. | NEW YORK | NY | 10019 | 07/10/2014 | 1000.00 | MORGAN STANLEY | 14970668021 |
| HONOVICH, JOHN R. MR. | VOORHEES | NJ | 08043 | 12/30/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195265 |
| HOSKEN, FRED C. MR. | CLEARWATER | FL | 33764 | 07/27/2009 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 29934472223 |
| HOSKEN, FRED C. MR. | CLEARWATER | FL | 33764 | 06/24/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009694 |
| HOSKEN, FRED C. MR. | CLEARWATER | FL | 33764 | 07/23/2007 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608436 |
| HOUGH, WILLIAM ROBB MR. | ST. PETERSBURG | FL | 33704 | 07/11/2007 | 1000.00 | RBC DAIN RAUSCHER CORP. | 28933608426 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 11/20/2013 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255663 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 05/15/2015 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201507209000285493 |
| HOUSTON, JOHN W. MR. | SAINT PETERSBURG | FL | 33701 | 06/22/2008 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009698 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 10/28/2010 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899326 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 11/13/2011 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330665 |
| HOUSTON, JOHN W. MR. | ST. PETERSBURG | FL | 33701 | 10/23/2012 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980942 |
| HOUSTON, JOHN W. MR. | SAINT PETERSBURG | FL | 33701 | 06/30/2009 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 29934332637 |
| HOWARD, JEFFERY MR. | FAIRHOPE | AL | 36532 | 01/06/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930333882 |
| HUBBARD, BILL MR. | SAN FRANCISCO | CA | 94104 | 05/19/2008 | 250.00 | RBC DAIN RAUSCHER CORP. | 28992880384 |
| HUBBARD, BILL MR. | SAN FRANCISCO | CA | 94104 | 09/01/2009 | 500.00 | RBC DAIN RAUSCHER CORP. | 29935347455 |
| HUBBARD, CHARLES W. MR. | HILLSBOROUGH | CA | 94010 | 10/06/2011 | 250.00 | RBC WEALTH MANAGEMENT | 11972219330 |
| HUBBARD, CHARLES W. MR. | HILLSBOROUGH | CA | 94010 | 05/29/2012 | 1000.00 | RBC WEALTH MANAGEMENT | 12971292005 |
| HUBBARD, CHARLES W. MR. | HILLSBOROUGH | CA | 94010 | 07/07/2010 | 500.00 | RBC WEALTH MANAGEMENT | 10931151161 |
| HUDSON, M. THOMAS MR. | CLEARWATER | FL | 33764 | 07/23/2007 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608438 |
| HUGHES, JEREMY MR. | MARION | MA | 02738 | 09/09/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931590509 |
| HUNEKE, BENJAMIN C. MR. | NEW YORK | NY | 10128 | 04/19/2010 | 350.00 | MORGAN STANLEY SMITH BARNEY | 10930716353 |
| HUNT, RANDALL W. MR. | ROSSFORD | OH | 43460 | 10/19/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503441 |
| HUNT, RICHARD J MR. | ALEXANDRIA | VA | 22310 | 05/23/2007 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27990166821 |
| HUNT, RICHARD J MR. | ALEXANDRIA | VA | 22310 | 03/08/2007 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27930689776 |
| HUNT, RICHARD J. MR. | ALEXANDRIA | VA | 22310 | 03/18/2008 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28931225032 |
| HUNTER, DAVID W. | PITTSBURGH | PA | 15219 | 05/05/2009 | 250.00 | HUNTER ASSOCIATES | 29934025392 |
| HUNTER, DAVID W. MR. | PITTSBURGH | PA | 15219 | 03/04/2011 | 300.00 | HUNTER ASSOCIATES, INC. | 11931212121 |
| HYBELS, DARLENE H. | SAINT PETERSBURG | FL | 33716 | 11/02/2016 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201612089037769083 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 02/11/2013 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 13961185818 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 04/10/2015 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 15971082262 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 06/09/2008 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009677 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 10/14/2011 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 11972219339 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 10/27/2010 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899331 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 11/22/2013 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255666 |
| HYBELS, DARLENE H. MS. | KALAMAZOO | MI | 49008 | 06/05/2009 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 29934332627 |
| IMHOFF, MICHAEL F. MR. | GREENWOOD VILLAGE | CO | 80121 | 07/26/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151185 |
| IMHOFF, MICHAEL F. MR. | GREENWOOD VILLAGE | CO | 80121 | 02/01/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10990430850 |
| JAFFE, ALAN MR. | PORT WASHINGTON | NY | 11050 | 10/20/2009 | 1000.00 | RBC DAIN RAUSCHER CORP. | 29935503442 |
| JAFFE, LEWIS R MR. | HAVERFORD | PA | 19041 | 05/31/2007 | 500.00 | RYAN BECK & CO. INC. | 27990166826 |
| JAHNSEN, JAMES MR. | LAKE WORTH | FL | 33467 | 09/14/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931590509 |
| JAMES, THOMAS | SAINT PETERSBURG | FL | 33716 | 01/30/2018 | 5000.00 | R J FINANCIAL CORPORATION | 201802209094597359 |
| JAMES, THOMAS | SAINT PETERSBURG | FL | 33716 | 01/31/2017 | 5000.00 | R J FINANCIAL CORPORATION | 201702179049711412 |
| JAMES, THOMAS A MR. | SAINT PETERSBURG | FL | 33716 | 07/09/2007 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608421 |
| JAMES, THOMAS A MR. | SAINT PETERSBURG | FL | 33716 | 06/02/2008 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009670 |
| JAMES, THOMAS A. MR. | LARGO | FL | 33777 | 06/08/2009 | 3000.00 | RAYMOND JAMES FINANCIAL, INC. | 29934332628 |
| JAMES, THOMAS A. MR. | SAINT PETERSBURG | FL | 33716 | 11/02/2010 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899332 |
| JAMES, THOMAS A. MR. | SAINT PETERSBURG | FL | 33716 | 04/15/2015 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 15971082264 |
| JAMES, THOMAS A. MR. | SAINT PETERSBURG | FL | 33716 | 11/22/2013 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255665 |
| JAMES, THOMAS MR. | SAINT PETERSBURG | FL | 33716 | 10/21/2011 | 5000.00 | R J FINANCIAL CORPORATION | 11972219338 |
| JAMESLEY, KAREN C. MS. | NEW YORK | NY | 10020 | 04/01/2010 | 500.00 | MORGAN STANLEY | 10930716344 |
| JANULIS, THEODORE P MR. | NEW YORK | NY | 10021 | 03/27/2007 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 27930689779 |
| JANULIS, THEODORE P. MR. | NEW YORK | NY | 10021 | 05/07/2008 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 28992880378 |
| JOHNSON, ABIGAIL P. MS. | MILTON | MA | 02186 | 11/19/2014 | 1000.00 | FIDELITY INVESTMENTS | 14952798953 |
| JOHNSON, ABIGAIL P. MS. | MILTON | MA | 02186 | 11/18/2008 | 5000.00 | FIDELITY INVESTMENTS | 28993369556 |
| JOHNSON, BEDA LEE | ANDOVER | NJ | 07821 | 06/07/2007 | 750.00 | CADARET, GRANT & CO., INC. | 28933608320 |
| JOHNSON, BEDA LEE | ANDOVER | NJ | 07821 | 04/09/2008 | 1000.00 | CADARET, GRANT & CO., INC. | 28991037630 |
| JOHNSON, BRIAN MR. | WALKER | MN | 56484 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151168 |
| JOHNSON, JAMES L. MR. III | SAINT LOUIS | MO | 63124 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151167 |
| JOHNSON, KRISTIN | SAINT LOUIS | MO | 63131 | 01/23/2017 | 500.00 | EDWARD JONES BOA TALENT ACQUISITION | 201702179049711413 |
| JOHNSON, THOMAS MR. | JERSEY CITY | NJ | 07311 | 07/18/2014 | 250.00 | MORGAN STANLEY | 14970668026 |
| JOHNSON, WILLIAM MR. | GREENWICH | CT | 06830 | 08/26/2008 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28992698138 |
| JOHNSTON, CHARLES D. MR. | PURCHASE | NY | 10577 | 04/02/2010 | 1000.00 | MORGAN STANLEY SMITH BARNEY | 10930716345 |
| JOHNSTONE, C. BRUCE MR. | NEEDHAM | MA | 02492 | 09/19/2008 | 1500.00 | FIDELITY BROKERAGE | 28992691861 |
| JOHNSTONE, WILLIAM A. | GREAT FALLS | MT | 59404 | 04/13/2016 | 5000.00 | DAVIDSON COMPANIES | 201605209015552333 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 04/18/2013 | 1000.00 | DAVIDSON COMPANIES | 13962490734 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 04/18/2013 | 4000.00 | DAVIDSON COMPANIES | 13962490734 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 06/28/2007 | 2500.00 | DAVIDSON COMPANIES | 28933608370 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 06/29/2012 | 2500.00 | DAVIDSON COMPANIES | 12952557497 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 04/08/2010 | 2500.00 | DAVIDSON COMPANIES | 10930716346 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 04/03/2008 | 2500.00 | DAVIDSON COMPANIES | 28991037628 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 03/27/2009 | 2000.00 | DAVIDSON COMPANIES | 29991997977 |
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| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 07/28/2011 | 2500.00 | DAVIDSON COMPANIES | 11932263829 |
| JOHNSTONE, WILLIAM A. MR | GREAT FALLS | MT | 59401 | 03/25/2014 | 5000.00 | DAVIDSON COMPANIES | 14940758151 |
| JONES, ANDREW E. MR. | SALEM | OR | 97304 | 11/02/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935581823 |
| JONES, DAVID W. MR. | TAMPA | FL | 33629 | 06/20/2007 | 250.00 | EDWARD JONES | 28933608351 |
| JONES, HEATHER | RICHMOND | VA | 23227 | 10/18/2013 | 250.00 | BB & T CAPITAL MARKETS | 13942590293 |
| JONES, KREG A. MR. | GREAT FALLS | MT | 59404 | 07/16/2007 | 250.00 | DAVIDSON COMPANIES | 28933608431 |
| JORDAN, LAWRENCE E. MR. | ARLINGTON | TX | 76012 | 06/30/2007 | 500.00 | ESTRADA-HINOJOSA | 28933608374 |
| JORDAN, LAWRENCE E. MR. | ARLINGTON | TX | 76012 | 11/13/2009 | 500.00 | ESTRADA HINOJOSA & COMPANY, INC. | 29935581827 |
| JOYCE, THOMAS M. MR. | DARIEN | CT | 06820 | 06/05/2012 | 5000.00 | KNIGHT CAPITAL GROUP | 12952557486 |
| JOYCE, THOMAS M. MR. | DARIEN | CT | 06820 | 02/16/2010 | 5000.00 | KNIGHT CAPITAL GROUP | 10990430850 |
| JOYCE, THOMAS M. MR. | DARIEN | CT | 06820 | 04/29/2011 | 5000.00 | KNIGHT CAPITAL GROUP | 11931490149 |
| JULIEN, JEFF P. MR. | CLEARWATER | FL | 33762 | 09/28/2007 | 2500.00 | RAYMOND JAMES FINANCIAL INC. | 27931469385 |
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