Individuals Who Gave To This Committee
Whose Last Name Begins With The Letter 'R'
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION POLITICAL ACTION COMMITTEE
Party: No Associated Party1101 NEW YORK AVENUE, NW
8TH FLOOR
WASHINGTON, DC 20005
The query you have chosen matched 160 individual contributions.
Contributor | City | State | ZIP | Date | Amount | Employer/Occupation | Image Number |
---|---|---|---|---|---|---|---|
CONTRIBUTIONS FROM AN INDIVIDUAL | |||||||
RADEY, D. NEIL MR. | NEW YORK | NY | 10010 | 06/30/2007 | 1000.00 | CREDIT SUISSE (USA), INC | 28933608383 |
RAFFERTY, DARRAH | NEW YORK | NY | 10017 | 12/23/2015 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781753 |
RAFFERTY, DARRAH | NEW YORK | NY | 10271 | 10/28/2015 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537995 |
RAFFERTY, DARRAH | NEW YORK | NY | 10017 | 12/09/2015 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781753 |
RAFFERTY, DARRAH | NEW YORK | NY | 10017 | 11/25/2015 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301485 |
RAFFERTY, DARRAH | NEW YORK | NY | 10017 | 11/11/2015 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301485 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 10/26/2016 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769094 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 10/31/2018 | 10.42 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390643 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 12/15/2017 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040200 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 10/13/2017 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761061 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 10/31/2017 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761061 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 11/30/2017 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290428 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 11/15/2017 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290427 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 12/07/2016 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586724 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 10/12/2016 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201610279034653228 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 11/23/2016 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769095 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 11/09/2016 | 10.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769094 |
RAFFERTY, DARRAH B. | NEW YORK | NY | 10271 | 11/15/2018 | 10.42 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390643 |
RAINS, DAVID L | SAINT PETERSBURG | FL | 33716 | 11/01/2018 | 250.00 | RAYMOND JAMES | 201812069134390644 |
RAKESTRAW, DAVID W | RALEIGH | NC | 27612 | 07/19/2017 | 500.00 | BB&T SCOTT & STRINGFELLOW | 201708189070403495 |
RAMELLA, MICHAEL MR. | NORTHAMPTON | MA | 01060 | 10/14/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503424 |
RAMER, DANIEL MR. | MAPLEWOOD | NJ | 07040 | 05/31/2007 | 250.00 | RYAN BECK & CO. INC. | 27990166823 |
RANDALL, DENNIS G. MR. | EUGENE | OR | 97404 | 10/15/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503431 |
RANEY, STEVEN M. | SAINT PETERSBURG | FL | 33716 | 10/06/2016 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201610279034653228 |
RANEY, STEVEN M. | SAINT PETERSBURG | FL | 33716 | 01/08/2018 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201802209094597363 |
RANEY, STEVEN M. MR. | TAMPA | FL | 33629 | 06/05/2009 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 29934332627 |
RANEY, STEVEN M. MR. | TAMPA | FL | 33629 | 06/02/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009671 |
RANEY, STEVEN M. MR. | TAMPA | FL | 33629 | 11/01/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899331 |
RANEY, STEVEN M. MR. | TAMPA | FL | 33629 | 01/07/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 13961056006 |
RANNOW, TIMOTHY D. | SCOTTSDALE | AZ | 85255 | 08/18/2009 | 250.00 | RBC WEALTH MANAGEMENT | 29935347404 |
RANSON, JOHN | CHARLESTON | WV | 25314 | 04/10/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 15971082260 |
RASH, TAMI R. MS. | HOBOKEN | NJ | 07030 | 06/11/2007 | 1000.00 | FIDELITY BROKERAGE | 28933608332 |
RATCLIFF, ROBERT KYLE MR. | DENTON | TX | 76205 | 08/18/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296259 |
RAYMOND, NORMAN H. MR. | ROSELAND | NJ | 07068 | 10/08/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503411 |
RAYMOND, NORMAN H. MR. | ROSELAND | NJ | 07068 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151168 |
REED, KEVIN | MALVERN | PA | 19355 | 03/31/2015 | 1000.00 | JANNEY MONTGOMERY SCOTT LLC | 15951200706 |
REED, KEVIN | PHILADELPHIA | PA | 19103 | 02/17/2017 | 1000.00 | JANNEY MONTGOMERY SCOTT LLC | 201703209050887033 |
REED, KEVIN | PHILADELPHIA | PA | 19103 | 03/05/2018 | 1000.00 | JANNEY MONTGOMERY SCOTT LLC | 201804209110421309 |
REED, KEVIN | PHILADELPHIA | PA | 19103 | 04/15/2016 | 1000.00 | JANNEY MONTGOMERY SCOTT LLC | 201605209015552340 |
REGNIER, JAMES MR. | MARYLAND HEIGHTS | MO | 63043 | 06/25/2007 | 1000.00 | EDWARD JONES | 28933608366 |
REILLY, JOHN D. MR. | CHICAGO | IL | 60606 | 10/19/2009 | 300.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503438 |
REILLY, PAUL C. | SAINT PETERSBURG | FL | 33716 | 03/21/2016 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 201604209012612426 |
REILLY, PAUL C. | SAINT PETERSBURG | FL | 33716 | 04/24/2017 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 201705199054024781 |
REILLY, PAUL C. | SAINT PETERSBURG | FL | 33716 | 04/19/2018 | 5000.00 | RAYMOND JAMES FINANCIAL, INC. | 201805189112096290 |
REILLY, PAUL C. MR. | SAINT PETERSBURG | FL | 33716 | 12/31/2014 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 15950392616 |
REILLY, PAUL C. MR. | SAINT PETERSBURG | FL | 33716 | 11/07/2012 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980944 |
REILLY, PAUL C. MR. | SAINT PETERSBURG | FL | 33716 | 11/17/2010 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899338 |
REILLY, PAUL C. MR. | SAINT PETERSBURG | FL | 33716 | 11/11/2011 | 2000.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330666 |
REILLY, PAUL C. MR. | SAINT PETERSBURG | FL | 33716 | 12/04/2013 | 2500.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346465 |
REMEY, DAVID S. MR. | ORMOND BEACH | FL | 32176 | 10/12/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503416 |
REMONDI, JOHN J. | BOSTON | MA | 02210 | 10/05/2017 | 1000.00 | FIDELITY BROKERAGE | 201711209086761061 |
REMONDI, JOHN J. MR. | BOSTON | MA | 02116 | 09/10/2008 | 1500.00 | FIDELITY BROKERAGE | 28992691856 |
REMONDI, JOHN J. MR. | BOSTON | MA | 02116 | 11/18/2014 | 1000.00 | FIDELITY BROKERAGE | 14952798950 |
RENFO, LARRY C. MR. | ANDOVER | MA | 01810 | 09/23/2008 | 1500.00 | FIDELITY BROKERAGE | 28992691863 |
RESTIVO, TOM MR. | CUMBERLAND | RI | 02864 | 09/10/2008 | 500.00 | FIDELITY BROKERAGE | 28992691853 |
RICCIARDI, JOSEPH MR. | RIDGEWOOD | NJ | 07450 | 07/24/2014 | 250.00 | KNIGHT CAPITAL GROUP | 14970668030 |
RICCIARDI, JOSEPH MR. | RIDGEWOOD | NJ | 07450 | 06/12/2012 | 5000.00 | KNIGHT CAPITAL GROUP | 12952557491 |
RICE, CAMERON E. MR. | MATTITUCK | NY | 11952 | 03/12/2010 | 250.00 | MORGAN STANLEY | 10930632705 |
RICE, JAMES C. MR. JR. | SEATTLE | WA | 98121 | 05/30/2008 | 300.00 | DAVIDSON COMPANIES | 28992880390 |
RICE, JAMES C. MR. JR. | SEATTLE | WA | 98121 | 03/02/2010 | 300.00 | D.A. DAVIDSON & COMPANY | 10930632703 |
RICHARD, STEPHEN MR. | BOSTON | MA | 02127 | 09/10/2008 | 500.00 | FIDELITY BROKERAGE | 28992691853 |
RICHARDSON, GUY W. MR. | DAYTON | OH | 45429 | 07/28/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151195 |
RIEFLER, LINDA H. MS. | LOCUST VALLEY | NY | 11560 | 03/31/2010 | 500.00 | MORGAN STANLEY | 10930632716 |
RIESS, RICHARD K. MR. | BELLAIR | FL | 33756 | 07/24/2007 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608438 |
RINDERER, TODD A. MR. | EDWARDSVILLE | IL | 62025 | 08/03/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296241 |
RINDERER, TODD A. MR. | EDWARDSVILLE | IL | 62025 | 10/08/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503406 |
RINER, KARL I. MR. | BUFFALO | NY | 14222 | 08/16/2010 | 1000.00 | RBC WEALTH MANAGEMENT | 10931296257 |
RINER, KARL I. MR. | BUFFALO | NY | 14222 | 08/26/2011 | 500.00 | RBC WEALTH MANAGEMENT | 11932466746 |
RING, WARD D. MR. | EDINA | MN | 55436 | 06/19/2013 | 1500.00 | RBC WEALTH MANAGEMENT | 13941191302 |
RING, WARD D. MR. | EDINA | MN | 55436 | 08/21/2012 | 250.00 | RBC WEALTH MANAGEMENT | 12972223106 |
RING, WARD D. MR. | EDINA | MN | 55436 | 08/29/2014 | 1000.00 | RBC WEALTH MANAGEMENT | 14970867536 |
RIOLES, CATE MS. | JAMAICA PLAIN | MA | 02130 | 09/10/2008 | 500.00 | FIDELITY BROKERAGE | 28992691856 |
ROBBINS, RAY L. MR. | CHESTERFIELD | MO | 63017 | 07/02/2007 | 1000.00 | EDWARD JONES | 28933608418 |
ROBERTS, JOHN D. MR. | SAN JOSE | CA | 95124 | 07/28/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151192 |
ROBERTS, JOHN D. MR. | SAN JOSE | CA | 95124 | 10/19/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503439 |
ROBERTSON, WALTER S. MR. III | RICHMOND | VA | 23226 | 04/21/2011 | 1000.00 | SCOTT & STRINGFELLOW, INC. | 11931490147 |
ROBERTSON, WALTER S. MR. III | RICHMOND | VA | 23226 | 06/02/2010 | 1000.00 | SCOTT & STRINGFELLOW, INC. | 10931037105 |
ROBERTSON, WALTER S. MR. III | RICHMOND | VA | 23226 | 05/19/2008 | 500.00 | SCOTT & STRINGFELLOW, INC. | 28992880385 |
ROBERTSON, WALTER S. MR. III | RICHMOND | VA | 23226 | 07/14/2009 | 1000.00 | SCOTT & STRINGFELLOW, INC. | 29934472221 |
ROBINSON, MARK MR. | NEW YORK | NY | 10005 | 11/16/2012 | 250.00 | THE BANK OF NEW YORK | 12962980949 |
ROBINSON, SUSANNA | SAINT PETERSBURG | FL | 33716 | 11/02/2016 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201612089037769095 |
ROBINSON, SUSANNA MS. | CARY | NC | 27519 | 10/26/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899329 |
ROBINSON, SUSANNA MS. | CARY | NC | 27519 | 12/04/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346464 |
ROGERS, CHARLES N. MR. | CHESTERFIELD | MO | 63017 | 07/11/2007 | 500.00 | EDWARD JONES | 28933608423 |
ROGERS, CHARLES N. MR. | CHESTERFIELD | MO | 63017 | 08/13/2008 | 2000.00 | EDWARD JONES | 28992698135 |
ROGERS, JAMES M. MR. | PROSPECT | KY | 40059 | 06/20/2007 | 500.00 | HILLIARD LYONS | 28933608362 |
ROGERS, JAMES M. MR. | PROSPECT | KY | 40059 | 06/20/2008 | 500.00 | HILLIARD LYONS | 28934009691 |
ROGERS, JOHN B. MR. | PORTLAND | OR | 97201 | 05/30/2008 | 300.00 | DAVIDSON COMPANIES | 28992880394 |
ROGERS, JOHN F.W. | NEW YORK | NY | 10004 | 03/21/2016 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 201604209012612426 |
ROGERS, JOHN F.W. | NEW YORK | NY | 10004 | 04/10/2018 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 201805189112096290 |
ROGERS, JOHN F.W. | NEW YORK | NY | 10004 | 03/28/2017 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 201704209052338336 |
ROGERS, JOHN F.W. MR. | NEW YORK | NY | 10004 | 04/08/2014 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 14961191016 |
ROGERS, JOHN F.W. MR. | NEW YORK | NY | 10004 | 02/06/2015 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 15950888512 |
ROGERS, JOHN F.W. MR. | NEW YORK | NY | 10004 | 04/04/2013 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 13962490730 |
ROGERS, JOHN F.W. MR. | NEW YORK | NY | 10004 | 06/20/2007 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608331 |
ROGERS, ROBERT L. MR. | FORT WORTH | TX | 76107 | 11/02/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935581823 |
RONEY, MICHAEL C. MR. | WORTHINGTON | OH | 43085 | 10/13/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931591746 |
RONEY, MICHAEL C. MR. | WORTHINGTON | OH | 43085 | 06/09/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009678 |
RONEY, MICHAEL C. MR. | WORTHINGTON | OH | 43085 | 11/17/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330673 |
RONEY, MICHAEL C. MR. | WORTHINGTON | OH | 43085 | 10/18/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980952 |
RONEY, WILLIAM C MR. III | BLOOMFIELD HILLS | MI | 48301 | 02/28/2007 | 250.00 | RAYMOND JAMES & ASSOCIATES INC. | 27930390359 |
RONEY, WILLIAM C. MR. III | BIRMINGHAM | MI | 48009 | 10/23/2012 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980942 |
RONEY, WILLIAM C. MR. III | BIRMINGHAM | MI | 48009 | 01/14/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10930333883 |
RONEY, WILLIAM C. MR. III | BIRMINGHAM | MI | 48009 | 12/13/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12950222529 |
ROONEY, ROBERT | NEW YORK | NY | 10036 | 10/14/2013 | 1000.00 | MORGAN STANLEY | 13942590292 |
RORKE, ALEXANDER | EVANSTON | IL | 60202 | 09/20/2016 | 1000.00 | HILLIARD LYONS | 201610209034103596 |
RORKE, ALEXANDER I | EVANSTON | IL | 60202 | 10/28/2015 | 1000.00 | HILLIARD LYONS | 201511209003537982 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 03/06/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13961745300 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 07/10/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13964560191 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 10/02/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13942590289 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 05/29/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13963148743 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 05/15/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13963148738 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 04/17/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13962490740 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 03/01/2011 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 11931212121 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 04/03/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13962490733 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 06/12/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13941191301 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 06/26/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13941191312 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 08/07/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13941620249 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 08/21/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13941620253 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 02/20/2013 | 208.34 | SECURITIES INDUSTRY AND FINANCIAL M | 13961185820 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 05/01/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13963148734 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 02/06/2013 | 208.34 | SECURITIES INDUSTRY AND FINANCIAL M | 13961185821 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 09/04/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13942123123 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 09/18/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13942123127 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 05/18/2010 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 10990783045 |
ROSENTHAL, ILEANE F. MS. | NEW YORK | NY | 10019 | 06/01/2009 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 29934332626 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 09/19/2008 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28992691862 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 03/20/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13961745303 |
ROSENTHAL, ILEANE F. MS. | POTOMAC | MD | 20854 | 07/24/2013 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 13964560196 |
ROSENTHAL, JAMES | NEW YORK | NY | 10024 | 10/02/2012 | 5000.00 | MORGAN STANLEY | 12961014267 |
ROSENTHAL, JAMES | NEW YORK | NY | 10024 | 04/04/2013 | 5000.00 | MORGAN STANLEY | 13962490730 |
ROSENTHAL, JAMES | NEW YORK | NY | 10024 | 04/04/2014 | 5000.00 | MORGAN STANLEY | 14961191014 |
ROSENTHAL, JAMES | NEW YORK | NY | 10024 | 04/21/2015 | 5000.00 | MORGAN STANLEY | 15971082264 |
ROSENTHAL, MARC P. MR. | PASSAIC | NJ | 07055 | 03/18/2010 | 500.00 | MORGAN STANLEY | 10930632708 |
ROSENTHAL, MICHAEL MR. | ENGLISHTOWN | NJ | 07726 | 06/19/2008 | 211.20 | RAYMOND JAMES FINANCIAL, INC. | 28934009684 |
ROSENWALD, E. JOHN MR. JR. | NEW YORK | NY | 10021 | 07/13/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608429 |
ROSS, FRED | ATLANTA | GA | 30328 | 12/18/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 13960490791 |
ROSS, FRED | ATLANTA | GA | 30328 | 11/30/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330680 |
ROSS, JONATHAN | BROOKLYN | NY | 11201 | 09/26/2016 | 1000.00 | KCG | 201610209034103596 |
ROSS, KENNETH M | MARS | PA | 16046 | 07/08/2013 | 250.00 | RBC WEALTH MANAGEMENT | 13964560184 |
ROSS, KENNETH M | MARS | PA | 16046 | 07/07/2014 | 250.00 | RBC WEALTH MANAGEMENT | 14970668017 |
ROSS, MARK J. MR. | SAINT LOUIS | MO | 63122 | 08/10/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296252 |
ROUND, RAY J | MISSOULA | MT | 59804 | 07/16/2014 | 250.00 | D.A. DAVIDSON & COMPANY | 14970668023 |
ROWLAND, JOE | NASHVILLE | TN | 37205 | 03/24/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 15951200701 |
RUBENS, JEFFREY D. MR. | VILLAGE OF PALMETT | FL | 33157 | 06/12/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009681 |
RUBINSTEIN, STUART | BOSTON | MA | 02210 | 10/05/2017 | 500.00 | FIDELITY INVESTMENTS | 201711209086761062 |
RUFEH, MARK MR. | EASTCHESTER | NY | 10709 | 06/30/2007 | 5000.00 | CREDIT SUISSE (USA), INC | 28933608380 |
RUGG, WILLIAM C. MR. | HINGHAM | MA | 02043 | 05/27/2008 | 500.00 | LOOMIS, SAYLES & COMPANY, L.P. | 28992880389 |
RUSSELL, JOHN MR. | SAINT LOUIS | MO | 63122 | 10/08/2009 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503405 |
RUSSELL, JOHN MR. | SAINT LOUIS | MO | 63108 | 07/19/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151168 |
RUSSO, THOMAS A MR. | NEW YORK | NY | 10029 | 03/20/2007 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 27930689777 |
RUSSO, THOMAS A MR. | NEW YORK | NY | 10029 | 05/07/2008 | 5000.00 | LEHMAN BROTHERS HOLDINGS INC. | 28992880380 |
RUZIKA, RICHARD MR. | GREENWICH | CT | 06830 | 06/20/2007 | 5000.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608361 |
RYAN, KEVIN MR. | NEW YORK | NY | 10013 | 03/19/2010 | 500.00 | MORGAN STANLEY | 10930632708 |
RYAN, T. TIMOTHY MR. | NEW YORK | NY | 10075 | 02/24/2009 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 29992015189 |
RYAN, T. TIMOTHY MR. | NEW YORK | NY | 10075 | 05/20/2010 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 10990783044 |
RYAN, T. TIMOTHY MR. | NEW YORK | NY | 10271 | 03/30/2012 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 12971140937 |
RYAN, T. TIMOTHY MR. | NEW YORK | NY | 10271 | 02/23/2011 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 11990312262 |
RYAN, T. TIMOTHY MR. | NEW YORK | NY | 10075 | 04/15/2008 | 5000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28991037634 |
RYAN, TIM MR. | CHARLOTTE | NC | 28262 | 09/09/2013 | 5000.00 | JP MORGAN CHASE & CO. | 13942123117 |
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