Individuals Who Gave To This Committee
Whose Last Name Begins With The Letter 'D'
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION POLITICAL ACTION COMMITTEE
Party: No Associated Party1101 NEW YORK AVENUE, NW
8TH FLOOR
WASHINGTON, DC 20005
The query you have chosen matched 157 individual contributions.
| Contributor | City | State | ZIP | Date | Amount | Employer/Occupation | Image Number |
|---|---|---|---|---|---|---|---|
| CONTRIBUTIONS FROM AN INDIVIDUAL | |||||||
| D'ANDREA, ANTHONY M. MR. JR. | CHATTANOOGA | TN | 37421 | 12/03/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346459 |
| D'ANDREA, ANTHONY M. MR. JR. | CHATTANOOGA | TN | 37421 | 11/16/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330673 |
| D'ANDREA, ANTHONY M. MR. JR. | CHATTANOOGA | TN | 37421 | 11/07/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980945 |
| D'ANDREA, ANTHONY M. MR. JR. | CHATTANOOGA | TN | 37421 | 07/27/2007 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28933608442 |
| D'ANTONIO, STEPHEN MR. | NEW YORK | NY | 10019 | 10/11/2013 | 1000.00 | MORGAN STANLEY | 13942590291 |
| D'AURIA, HENRY | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403480 |
| D'AURIA, HENRY | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546587 |
| D'AURIA, HENRY | NEW YORK | NY | 10105 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212190 |
| D'AURIA, HENRY | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798117 |
| D'AURIA, HENRY | NEW YORK | NY | 10105 | 09/05/2014 | 500.00 | ALLIANCE BERNSTEIN | 14951812891 |
| DAFFORD, STEPHEN C. MR. | RAMSEY | NJ | 07446 | 04/08/2010 | 250.00 | MORGAN STANLEY | 10930716345 |
| DAGGS, CHARLES W. MR. III | LAFAYETTE | CA | 94549 | 01/18/2008 | 1000.00 | WELLS FARGO INVESTMENTS, LLC | 28930609232 |
| DAGOSTINO, JOE MR. | NEW CANAAN | CT | 06840 | 04/12/2010 | 500.00 | MORGAN STANLEY SMITH BARNEY | 10930716347 |
| DALEY, WILLIAM M. MR. | NEW YORK | NY | 10017 | 08/26/2008 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28992698138 |
| DALEY, WILLIAM M. MR. | NEW YORK | NY | 10017 | 07/22/2009 | 5000.00 | J.P. MORGAN SECURITIES INC. | 29934472223 |
| DANTUS, STEVE M. MR. | NEW YORK | NY | 10179 | 06/19/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608344 |
| DARIO, JAMES C. MR. III | WELLESLEY | MA | 02481 | 06/19/2007 | 500.00 | FIDELITY BROKERAGE | 28933608350 |
| DAVIDSON, ANDREW I. MR. | GREAT FALLS | MT | 59405 | 07/18/2014 | 750.00 | D.A. DAVIDSON & COMPANY | 14970668027 |
| DAVIDSON, ANDREW I. MR. | GREAT FALLS | MT | 59405 | 07/29/2015 | 750.00 | D.A. DAVIDSON & COMPANY | 201510209003212278 |
| DAVIDSON, ANDREW I. MR. | GREAT FALLS | MT | 59405 | 04/28/2010 | 250.00 | D.A. DAVIDSON & COMPANY | 10930716359 |
| DAVIDSON, ANDREW I. MR. | GREAT FALLS | MT | 59405 | 07/12/2007 | 250.00 | DAVIDSON COMPANIES | 28933608429 |
| DAVIDSON, IAN B MR. | GREAT FALLS | MT | 59404 | 06/19/2007 | 250.00 | DAVIDSON COMPANIES | 28933608354 |
| DAVIDSON, IAN B. MR. | GREAT FALLS | MT | 59404 | 04/29/2010 | 250.00 | D.A. DAVIDSON & COMPANY | 10930716360 |
| DAVIDSON, ROBERT B | NEW YORK | NY | 10024 | 09/12/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812898 |
| DAVIDSON, ROBERT B | NEW YORK | NY | 10024 | 09/29/2015 | 500.00 | ALLIANCEBERNSTEIN L.P. | 201510209003213561 |
| DAVIDSON, ROBERT B | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN L.P. | 201608199022546587 |
| DAVIDSON, ROBERT B | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN L.P. | 201807209115798118 |
| DAVIES, DAVE MR. | PAINTED POST | NY | 14870 | 08/26/2010 | 500.00 | RBC WEALTH MANAGEMENT | 10931296265 |
| DAVIES, DAVE MR. | PAINTED POST | NY | 14870 | 09/07/2011 | 500.00 | RBC WEALTH MANAGEMENT | 11952746341 |
| DAVIS, MICHELE A | CHATHAM | NJ | 07928 | 11/04/2013 | 500.00 | MORGAN STANLEY | 13944255648 |
| DAVY, SEAN C. MR. | BROOKLYN | NY | 11201 | 01/11/2012 | 500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 12951243067 |
| DECHELLIS, ANTHONY J. MR. | NEW YORK | NY | 10010 | 07/06/2007 | 1000.00 | CREDIT SUISSE (USA), INC | 28933608419 |
| DECICCO, RONALD MR. | ENGLEWOOD | NJ | 07631 | 10/09/2009 | 250.00 | PERSHING LLC | 29935503415 |
| DECICCO, RONALD MR. | ENGLEWOOD | NJ | 07631 | 04/09/2008 | 250.00 | PERSHING LLC | 28991037631 |
| DECKER, DAVID D. | COLLEGE STATION | TX | 77840 | 06/29/2009 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES | 29934332637 |
| DECKER, MICHAEL | WASHINGTON | DC | 20005 | 10/19/2017 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761050 |
| DECKER, MICHAEL | WASHINGTON | DC | 20005 | 11/29/2016 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586715 |
| DECKER, MICHAEL MR. | DAVIDSONVILLE | MD | 21035 | 11/10/2010 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 10931899334 |
| DECKER, MICHAEL MR. | WASHINGTON | DC | 20005 | 07/31/2015 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212279 |
| DECKER, MICHAEL MR. | DAVIDSONVILLE | MD | 21035 | 04/24/2013 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 13962490737 |
| DEEMER, GUY B. MR. | BETHEL PARK | PA | 15102 | 06/07/2007 | 300.00 | RYAN BECK & CO., INC. | 28933608316 |
| DEFIFE, J. S MR. | ARLINGTON | VA | 22207 | 05/31/2007 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27990166824 |
| DEFIFE, J. SCOTT MR. | ARLINGTON | VA | 22207 | 12/15/2008 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 29990878676 |
| DEFIFE, J. SCOTT MR. | ARLINGTON | VA | 22207 | 08/27/2009 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 29935347405 |
| DEFIFE, J. SCOTT MR. | ARLINGTON | VA | 22207 | 08/23/2007 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 27990639527 |
| DEFIFE, J. SCOTT MR. | ARLINGTON | VA | 22207 | 04/22/2008 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28991037632 |
| DEFUR, JOE MR. | LOS ANGELES | CA | 90071 | 12/26/2007 | 500.00 | WELLS FARGO INVESTMENTS, LLC | 28990224660 |
| DEGROOT, PETER J | RICHMOND | VA | 23233 | 12/03/2013 | 250.00 | BB & T CAPITAL MARKETS | 14960346487 |
| DEL ALAMO, LINDA MS. | CORPUS CHRISTI | TX | 78403 | 08/27/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296265 |
| DEL ALAMO, LINDA MS. | CORPUS CHRISTI | TX | 78403 | 12/14/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195260 |
| DELAHUNT, PETER | SAINT PETERSBURG | FL | 33716 | 10/21/2016 | 250.00 | RAYMOND JAMES | 201612089037769073 |
| DELHAGEN, LAWRENCE R. MR. JR. | EMMAUS | PA | 18049 | 07/25/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151183 |
| DELHAGEN, LAWRENCE R. MR. JR. | ALLENTOWN | PA | 18103 | 10/08/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503405 |
| DELUISE, ANTHONY M. | NEW YORK | NY | 10028 | 11/13/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330664 |
| DENOON, PAUL | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798118 |
| DENOON, PAUL | MORRISTOWN | NJ | 07960 | 09/11/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812895 |
| DENOON, PAUL | NEW YORK | NY | 10105 | 07/31/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403481 |
| DENOON, PAUL | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546588 |
| DENOON, PAUL | MORRISTOWN | NJ | 07960 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212195 |
| DEPAOLO, RONALD | MORRISTOWN | NJ | 07960 | 12/31/2014 | 1000.00 | FIDELITY INVESTMENTS | 15950392616 |
| DEPOALO, RONALD | BOSTON | MA | 02109 | 01/18/2018 | 1000.00 | FIDELITY INVESTMENTS | 201802209094597356 |
| DEREGT, KENNETH M. MR. | NEW YORK | NY | 10021 | 03/19/2010 | 1000.00 | MORGAN STANLEY | 10930632711 |
| DEUPREE, W.W. | MEMPHIS | TN | 38111 | 05/05/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201507209000285489 |
| DEUPREE, W.W. | CALDWELL | ID | 83605 | 10/14/2016 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201610279034653219 |
| DEUPREE, W.W. | MEMPHIS | TN | 38111 | 12/11/2013 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 14960346471 |
| DEUPREE, W.W. | MEMPHIS | TN | 38111 | 11/07/2012 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 12962980947 |
| DEUPREE, WILLIAM W. | CALDWELL | ID | 83605 | 10/28/2018 | 199.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201812069134390628 |
| DEWAR, DAVID J. MR. JR. | LIBERTYVILLE | IL | 60048 | 07/29/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151202 |
| DEWAR, DAVID J. MR. JR. | LIBERTYVILLE | IL | 60048 | 10/15/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503433 |
| DHANDA, RAJ MR. | BRIARCLIFF MANOR | NY | 10510 | 03/25/2010 | 500.00 | MORGAN STANLEY | 10930632713 |
| DI GIROLAMO, MICHAEL J. MR. | SAINT PETERSBURG | FL | 33704 | 09/10/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28992691858 |
| DIBACCO, JOHN JR | BROOKFIELD | CT | 06804 | 04/27/2016 | 250.00 | KCG | 201605209015552329 |
| DIBADJ, ALI | NEW YORK | NY | 10105 | 07/31/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403481 |
| DIBADJ, ALI | NEW YORK | NY | 10105 | 08/02/2016 | 575.00 | ALLIANCE BERNSTEIN | 201609209030971841 |
| DIBIASE, MICHAEL | NARRAGANSETT | RI | 02882 | 12/08/2014 | 500.00 | FIDELITY INVESTMENTS | 15950392614 |
| DICK, SUSAN | BARTLESVILLE | OK | 74003 | 11/20/2018 | 2000.00 | SUSAN DICK FINANCIAL SERVICES | 201812069134390628 |
| DICK, SUSAN | SAINT PETERSBURG | FL | 33716 | 02/12/2018 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201803209096629347 |
| DICK, SUSAN MS. | BARTLESVILLE | OK | 74003 | 12/22/2011 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 12950222530 |
| DICK, SUSAN MS. | BARTLESVILLE | OK | 74003 | 07/23/2015 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003212276 |
| DICK, SUSAN MS. | BARTLESVILLE | OK | 74003 | 11/16/2012 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980950 |
| DICKMAN, JAMES E. MR. | CHARLOTTESVILLE | VA | 22911 | 07/28/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151191 |
| DICKMAN, JAMES MR. | CHARLOTTESVILLE | VA | 22911 | 10/09/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503414 |
| DIGIROLAMO, MICHAEL MR. | SAINT PETERSBURG | FL | 33704 | 07/24/2009 | 500.00 | RAYMOND JAMES & ASSOCIATES, INC. | 29934472223 |
| DIMAGGIO, SCOTT | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403481 |
| DIMAGGIO, SCOTT | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546588 |
| DIMAGGIO, SCOTT | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798118 |
| DIMARCO, FRANK MR. | PLEASANTVILLE | NY | 10570 | 09/12/2008 | 1000.00 | FIDELITY BROKERAGE | 28992691859 |
| DIMARCO, FRANK MR. | PLEASANTVILLE | NY | 10570 | 06/11/2007 | 1000.00 | FIDELITY BROKERAGE | 28933608340 |
| DIMODICA, JEFFREY F. MR. | COHASSET | MA | 02025 | 04/15/2010 | 1500.00 | RBS SECURITIES | 10930716352 |
| DINKINS, JOHN MR. | NASHVILLE | TN | 37205 | 06/21/2011 | 500.00 | RBC CAPITAL MARKETS | 11932008302 |
| DINKINS, JOHN MR. | NASHVILLE | TN | 37205 | 08/17/2010 | 500.00 | RBC CAPITAL MARKETS | 10931296257 |
| DISAMMARTINO, RICHARD MR. | LOWER GWYNEDD | PA | 19002 | 10/16/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503436 |
| DISTENFELD, GERSHON | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798119 |
| DISTENFELD, GERSHON | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546588 |
| DISTENFELD, GERSHON | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403482 |
| DOBLER, ANDREW S | MIDLOTHIAN | VA | 23113 | 04/21/2014 | 250.00 | BB & T CAPITAL MARKETS | 14961191027 |
| DOBYNS, JEFFREY T. | SAINT PETERSBURG | FL | 33716 | 10/14/2016 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201610279034653219 |
| DOBYNS, JEFFREY T. MR. | NASHVILLE | TN | 37212 | 03/26/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 15951200702 |
| DOE, DANIEL B. MR. | CLEARWATER | FL | 33761 | 11/09/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980949 |
| DOLLY, LISA A. | JERSEY CITY | NJ | 07399 | 08/17/2018 | 5000.00 | PERSHING LLC | 201809209122029919 |
| DOLLY, LISA A. | JERSEY CITY | NJ | 07399 | 07/18/2017 | 5000.00 | PERSHING LLC | 201708189070403482 |
| DOLLY, LISA A. | JERSEY CITY | NJ | 07399 | 12/27/2017 | 1000.00 | PERSHING LLC | 201801319091040190 |
| DOLLY, LISA A. MS. | WESTFIELD | NJ | 07090 | 07/17/2008 | 1000.00 | PERSHING LLC | 28992880481 |
| DONAUBAUER, ALLYN | FORT SMITH | AR | 72903 | 05/14/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201507209000285490 |
| DONINI, GERALD A. MR. | SUMMIT | NJ | 07901 | 07/03/2012 | 2500.00 | BARCLAYS CAPITAL | 12952788123 |
| DONLEY, ARTHUR KENT MR. | OVERLAND PARK | KS | 66221 | 06/02/2008 | 250.00 | EDWARD JONES | 28934009671 |
| DONLEY, ARTHUR KENT MR. | OVERLAND PARK | KS | 66221 | 06/07/2007 | 1000.00 | EDWARD JONES | 28933608319 |
| DONOVAN, T. I. MR. | MORRISTOWN | NJ | 07960 | 06/28/2010 | 250.00 | PERSHING LLC | 10931037114 |
| DORN, LARRY MR. | FERGUS FALLS | MN | 56537 | 10/16/2007 | 250.00 | DORN & CO. INC. | 27931605020 |
| DOUGAN, BRADY WILLIAM MR. | GREENWICH | CT | 06831 | 06/30/2007 | 5000.00 | CREDIT SUISSE (USA), INC | 28933608382 |
| DOUGHTY, CHRIS | SAINT PETERSBURG | FL | 33716 | 11/09/2016 | 250.00 | GENTIAN FINANCIAL/RAYMOND JAMES | 201612089037769074 |
| DOUGHTY, CHRIS MR. | MEQUON | WI | 53092 | 11/25/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255667 |
| DOUGHTY, CHRIS MR. | MEQUON | WI | 53092 | 12/19/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12950222528 |
| DOWDLE, JEFFREY A. | TAMPA | FL | 33629 | 10/05/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11972219332 |
| DOWDLE, JEFFREY A. | TAMPA | FL | 33629 | 09/23/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931590514 |
| DOWDLE, JEFFREY A. | SAINT PETERSBURG | FL | 33716 | 01/10/2018 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201802209094597356 |
| DOWDLE, JEFFREY A. | SAINT PETERSBURG | FL | 33716 | 10/21/2016 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201612089037769074 |
| DOWNARD, KEITH MR. | CANFIELD | OH | 44406 | 10/07/2009 | 2500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503399 |
| DOWNARD, KEITH MR. | CANFIELD | OH | 44406 | 07/19/2010 | 2500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151165 |
| DOWNING, JANET E. MS. | CUTCHOGUE | NY | 11935 | 06/19/2007 | 250.00 | RBC DAIN RAUSCHER CORP. | 28933608351 |
| DOYLE, MICHAEL P | MOUNTAINSIDE | NJ | 07092 | 09/15/2009 | 250.00 | PERSHING LLC | 29935347459 |
| DOYLE, SAMUEL C. | GREAT FALLS | MT | 59404 | 05/23/2018 | 250.00 | D.A. DAVIDSON & COMPANY | 201806209113776199 |
| DOYLE, SAMUEL C. MR. | LARKSPUR | CO | 80118 | 07/17/2007 | 500.00 | DAVIDSON COMPANIES | 28933608433 |
| DOYLE, SAMUEL C. MR. | LARKSPUR | CO | 80118 | 05/21/2008 | 500.00 | DAVIDSON COMPANIES | 28992880393 |
| DOYLE, SAMUEL C. MR. | DENVER | CO | 80202 | 07/16/2014 | 500.00 | D.A. DAVIDSON & COMPANY | 14970668024 |
| DOYLE, SAMUEL C. MR. | DENVER | CO | 80202 | 02/25/2010 | 500.00 | D.A. DAVIDSON & COMPANY | 10990430854 |
| DOYLE, SAMUEL C. MR. | DENVER | CO | 80202 | 08/12/2015 | 250.00 | D.A. DAVIDSON & COMPANY | 201510209003213192 |
| DRALLE, SHAWN MR. | PHOENIX | AZ | 85003 | 05/15/2012 | 500.00 | RBC CAPITAL MARKETS | 12971292000 |
| DRALLE, SHAWN MR. | PHOENIX | AZ | 85003 | 06/08/2011 | 500.00 | RBC CAPITAL MARKETS | 11932008297 |
| DRALLE, SHAWN MR. | PHOENIX | AZ | 85003 | 07/23/2010 | 500.00 | RBC CAPITAL MARKETS | 10931151184 |
| DRAYER, KELLYN R. | LONGVIEW | TX | 75604 | 12/23/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195261 |
| DRUEKE, PAUL C. MR. | MIDDLEVILLE | MI | 49333 | 10/13/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503420 |
| DRUEKE, PAUL C. MR. | MIDDLEVILLE | MI | 49333 | 07/23/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151183 |
| DUBAUSKAS, KEITH | SAINT PETERSBURG | FL | 33716 | 10/21/2016 | 250.00 | RAYMOND JAMES | 201612089037769074 |
| DUBINSKY, JOHN MR. | SAINT LOUIS | MO | 63105 | 10/09/2009 | 1000.00 | WESTMORELAND ASSOCIATIES, LLC | 29935503414 |
| DUBINSKY, JOHN MR. | SAINT LOUIS | MO | 63105 | 09/09/2010 | 1000.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931590508 |
| DUFF, ANDREW S. | MINNEAPOLIS | MN | 55402 | 12/31/2014 | 1000.00 | PIPER JAFFRAY & CO | 15950392616 |
| DUFF, ANDREW S. | MINNEAPOLIS | MN | 55402 | 02/23/2016 | 1000.00 | PIPER JAFFRAY & CO | 201604209012612147 |
| DUGDALE, BRADLEY E JR | HAYDEN | ID | 83835 | 08/26/2015 | 500.00 | D.A. DAVIDSON & COMPANY | 201510209003213195 |
| DUKATE, ROBERT | SAINT PETERSBURG | FL | 33716 | 11/01/2018 | 250.00 | RAYMOND JAMES | 201812069134390629 |
| DUNBAR, BRUCE | ANN ARBOR | MI | 48103 | 09/30/2016 | 250.00 | LEGACY FINANCIAL, INC | 201610209034103584 |
| DUNBAR, BRUCE MR. | ANN ARBOR | MI | 48103 | 10/25/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11972219338 |
| DUNLAP, STEVE MR. | MALVERN | PA | 19355 | 07/11/2008 | 1000.00 | PERSHING LLC | 28992880478 |
| DUPONT, LORRIE | CHICAGO | IL | 60614 | 04/22/2014 | 500.00 | RBC CAPITAL MARKETS | 14961191026 |
| DURAN, ERIC J. MR. | DENVER | CO | 80204 | 07/22/2014 | 250.00 | D.A. DAVIDSON & COMPANY | 14970668028 |
| DURBIN, MICHAEL R. MR. | DARIEN | CT | 06820 | 07/18/2008 | 500.00 | MORGAN STANLEY | 28992880484 |
| DURBIN, MICHAEL R. MR. | NEWTON | MA | 02458 | 11/18/2014 | 1000.00 | FIDELITY INVESTMENTS | 14952798950 |
| DURIE, MARY | DALLAS | TX | 75248 | 10/18/2016 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201610279034653219 |
| DURKIN, PATRICK | NEW YORK | NY | 10021 | 09/06/2012 | 2500.00 | BARCLAYS CAPITAL | 12940296529 |
| DUXSTAD, ROY A. | OSHKOSH | WI | 54901 | 06/23/2009 | 250.00 | DUXSTAD FLETCHER WEALTH PLANNING | 29934332632 |
| DWECK, JAY MR. | ARMONK | NY | 10504 | 04/07/2010 | 1000.00 | MORGAN STANLEY | 10930716346 |
| DWYER, WILLIAM E. MR. III | BOXFORD | MA | 01921 | 02/16/2010 | 5000.00 | LPL FINANCIAL | 10990430851 |
| DWYER, WILLIAM E. MR. III | BOXFORD | MA | 01921 | 03/12/2012 | 5000.00 | LPL FINANCIAL | 12971140933 |
| DZIKOWSKI, JAMES E. MR. | MORRISTOWN | NJ | 07960 | 07/20/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151182 |
| DZIKOWSKI, JAMES E. MR. | MORRISTOWN | NJ | 07960 | 10/13/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503420 |
| DZIKOWSKI, JAMES E. MR. | FLORHAM PARK | NJ | 07932 | 06/19/2007 | 250.00 | RYAN BECK & CO., INC. | 28933608328 |
| CONTRIBUTION REFUND TO AN INDIVIDUAL | |||||||
| DOLLY, LISA A. | JERSEY CITY | NJ | 07399 | 01/03/2018 | -1000.00 | 201802209094597372 | |
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