Individuals Who Gave To This Committee
Whose Last Name Begins With The Letter 'B'
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION POLITICAL ACTION COMMITTEE
Party: No Associated Party1101 NEW YORK AVENUE, NW
8TH FLOOR
WASHINGTON, DC 20005
The query you have chosen matched 545 individual contributions.
Displaying 1 through 500 contributers.
| Previous Page | Page 1 of 2 [ 1 2 ] | Next Page |
| Contributor | City | State | ZIP | Date | Amount | Employer/Occupation | Image Number |
|---|---|---|---|---|---|---|---|
| CONTRIBUTIONS FROM AN INDIVIDUAL | |||||||
| BAHR, RODNEY MR. | ST. LOUIS | MO | 63129 | 07/13/2007 | 250.00 | EDWARD JONES | 28933608428 |
| BAIER, FRANK W. MR. | SUMMIT | NJ | 07901 | 08/12/2008 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 28992698133 |
| BAILENSON, RUSSELL MR. | FORT LAUDERDALE | FL | 33304 | 06/08/2007 | 250.00 | RYAN BECK & CO., INC. | 28933608326 |
| BAILENSON, RUSSELL MR. | BOCA RATON | FL | 33498 | 10/08/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503408 |
| BALDWIN, MONICA | LONGMONT | CO | 80504 | 04/10/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 15971082263 |
| BALL, MICHAEL D | STERLING | VA | 20165 | 11/06/2013 | 1000.00 | BB & T CAPITAL MARKETS | 13944255648 |
| BANKS, JOHN MR. | NORMAN | OK | 73072 | 07/03/2007 | 250.00 | DAVIDSON COMPANIES | 28933608419 |
| BANNISTER, BARRY MR. | ELLICOTT CITY | MD | 21042 | 07/19/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151169 |
| BARBER, ANDREW R. MR. | FLORENCE | OR | 97439 | 07/21/2008 | 250.00 | EDWARD JONES | 28992880485 |
| BARKOW, SCOTT A. MR. | MIAMI | FL | 33156 | 08/03/2007 | 300.00 | RAYMOND JAMES FINANCIAL INC. | 27990639523 |
| BARKOW, SCOTT A. MR. | MIAMI | FL | 33156 | 07/15/2009 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 29934472221 |
| BARKOW, SCOTT A. MR. | MIAMI | FL | 33156 | 11/10/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899333 |
| BARKOW, SCOTT A. MR. | MIAMI | FL | 33156 | 11/16/2011 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330668 |
| BARKOW, SCOTT A. MR. | MIAMI | FL | 33156 | 06/19/2008 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009684 |
| BARNARD, DAVID | NEW CANAAN | CT | 06840 | 09/05/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812894 |
| BARNARD, DAVID | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798111 |
| BARNARD, DAVID | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403473 |
| BARNARD, DAVID | NEW CANAAN | CT | 06840 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212195 |
| BARNARD, DAVID | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546581 |
| BARNES, J. MR. | LOS ANGELES | CA | 90049 | 11/29/2010 | 1000.00 | KNIGHT CAPITAL GROUP | 11990097209 |
| BARNETTE, JAMES T. MR. JR. | STERLING | VA | 20165 | 01/06/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11990229583 |
| BARRETT, JAMES L. MR. | KERNERSVILLE | NC | 27284 | 05/19/2008 | 256.00 | EDWARD JONES | 28992880384 |
| BARRETT, THOMAS W | WINSTON SALEM | NC | 27104 | 10/30/2013 | 250.00 | BB & T CAPITAL MARKETS | 13942590298 |
| BARRON, FRANK | NEW YORK | NY | 10036 | 10/06/2011 | 5000.00 | MORGAN STANLEY | 11972219331 |
| BARRY, MICHAEL F. MR. | SOUTHPORT | CT | 06890 | 12/25/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10930195262 |
| BASHE, LAWRENCE D. MR. | PLAINFIELD | NJ | 07060 | 12/04/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346465 |
| BASHE, LAWRENCE D. MR. | PLAINFIELD | NJ | 07060 | 07/24/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28992880485 |
| BASHE, LAWRENCE D. MR. | PLAINFIELD | NJ | 07060 | 03/06/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 13961745299 |
| BASLER, DARIN | SAINT PETERSBURG | FL | 33716 | 12/29/2017 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201801319091040184 |
| BASLER, DARIN | SAINT PETERSBURG | FL | 33716 | 10/05/2016 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201610279034653215 |
| BASLER, DARIN MR | PEVELY | MO | 63070 | 11/07/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12962980945 |
| BASLER, DARIN MR | PEVELY | MO | 63070 | 03/12/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12971140934 |
| BASLER, RICHARD W. | SAINT PETERSBURG | FL | 33716 | 12/29/2017 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201801319091040184 |
| BASLER, RICHARD W. | SAINT PETERSBURG | FL | 33716 | 10/05/2016 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201610279034653215 |
| BASLER, RICHARD W. MR. | IMPERIAL | MO | 63052 | 11/16/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330674 |
| BASLER, RICHARD W. MR. | IMPERIAL | MO | 63052 | 01/07/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 13961056006 |
| BASLER, RICHARD W. MR. | IMPERIAL | MO | 63052 | 12/04/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346466 |
| BASLER, RICHARD W. MR. | IMPERIAL | MO | 63052 | 06/23/2009 | 250.00 | RAYMOND JAMES & ASSOCIATES | 29934332633 |
| BASSO, ROBERT MR. | UPPER SADDLE RIVER | NJ | 07458 | 06/30/2007 | 1000.00 | CREDIT SUISSE (USA), INC | 28933608381 |
| BASTIEN, KEVIN | COLUMBIA | IL | 62236 | 01/19/2017 | 5000.00 | EDWARD JONES | 201702179049711411 |
| BAUMRIN, MICHAEL A. MR. | BROOKLYN | NY | 11215 | 04/28/2014 | 500.00 | RBC CAPITAL MARKETS | 14961191028 |
| BAUMRIN, MICHAEL A. MR. | BROOKLYN | NY | 11215 | 06/08/2011 | 500.00 | RBC CAPITAL MARKETS | 11932008297 |
| BAUMRIN, MICHAEL A. MR. | BROOKLYN | NY | 11215 | 07/24/2013 | 500.00 | RBC CAPITAL MARKETS | 13964560191 |
| BAUMRIN, MICHAEL A. MR. | BROOKLYN | NY | 11215 | 07/29/2010 | 500.00 | RBC CAPITAL MARKETS | 10931151203 |
| BAUMRIN, MICHAEL A. MR. | BROOKLYN | NY | 11215 | 05/15/2012 | 500.00 | RBC CAPITAL MARKETS | 12971291996 |
| BAXTER, WILLIAM O. MR. | WINCHESTER | MA | 01890 | 06/11/2007 | 500.00 | FIDELITY BROKERAGE | 28933608342 |
| BAYSTON, BRETT MR. | LEBANON | IN | 46052 | 08/08/2008 | 250.00 | EDWARD JONES | 28992698133 |
| BAYSTON, BRETT MR. | LEBANON | IN | 46052 | 06/13/2007 | 250.00 | EDWARD JONES | 28933608378 |
| BEAL, BERNARD B. MR. | NEW YORK | NY | 10017 | 06/30/2009 | 2500.00 | M.R. BEAL & COMPANY | 29934332638 |
| BEAL, BERNARD B. MR. | NEW YORK | NY | 10017 | 09/25/2013 | 2500.00 | M.R. BEAL & COMPANY | 13942123119 |
| BEAL, BERNARD B. MR. | NEW YORK | NY | 10017 | 11/02/2012 | 1000.00 | M.R. BEAL & COMPANY | 12962980943 |
| BEAL, BERNARD B. MR. | NEW YORK | NY | 10017 | 06/19/2008 | 1000.00 | M.R. BEAL & COMPANY | 28934009686 |
| BEAL, BERNARD B. MR. | NEW YORK | NY | 10017 | 10/24/2007 | 2500.00 | M.R. BEAL & COMPANY | 27931605021 |
| BEAR, JAMES W. MR. | HUDSON | OH | 44236 | 10/14/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503423 |
| BEAR, JAMES W. MR. | HUDSON | OH | 44236 | 08/03/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296244 |
| BEAUDIN, KEITH MR. | COHASSET | MA | 02025 | 05/19/2008 | 500.00 | LOOMIS, SAYLES & COMPANY, L.P. | 28992880384 |
| BECK, DWAINE K. MR. | COLUMBIA | TN | 38401 | 08/26/2008 | 250.00 | EDWARD JONES | 28992698137 |
| BECKMANN, ROBERT W. MR. JR. | CHESTERFIELD | MO | 63005 | 10/20/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503444 |
| BEDINGER, ANNE MS. | DELRAY BEACH | FL | 33444 | 06/09/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009676 |
| BEGLEITER, STEVEN MR. | CHAPPAQUA | NY | 10514 | 06/25/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608367 |
| BELT, DONALD | PITTSBURGH | PA | 15222 | 03/29/2018 | 500.00 | HEFREN TIILLOTSON | 201804209110421298 |
| BELTON, TRACY M. CFP | SAINT PETERSBURG | FL | 33716 | 09/28/2016 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 201610209034103580 |
| BELTON, TRACY M. CFP | MOUNT DORA | FL | 32757 | 05/15/2015 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 201507209000285494 |
| BELTON, TRACY M. CFP | MOUNT DORA | FL | 32757 | 11/18/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 13944255652 |
| BELTON, TRACY M. CFP | MOUNT DORA | FL | 32757 | 10/06/2010 | 500.00 | RAYMOND JAMES FINANCIAL, INC. | 10931591739 |
| BENISON, THOMAS MR. | OLD GREENWICH | CT | 06870 | 06/22/2007 | 500.00 | J.P. MORGAN SECURITIES INC. | 28933608359 |
| BENSUSSEN, LAWRENCE | BELLEVUE | WA | 98006 | 12/26/2007 | 1000.00 | WELLS FARGO INVESTMENTS, LLC | 28990224658 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 11/15/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390623 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 07/20/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546582 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 07/06/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546582 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 09/28/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103580 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 09/14/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103580 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 08/17/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971833 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 08/31/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971834 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 08/03/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971833 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 10/12/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201610279034653215 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 01/18/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201702179049711411 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 12/07/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586711 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 12/21/2016 | 191.25 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586711 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 02/01/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201703209050887027 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 02/15/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201703209050887027 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 06/07/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792196 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 06/21/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792197 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 03/15/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338320 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 03/29/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338320 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 03/01/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338320 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 08/02/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819129 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 08/16/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819129 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 08/30/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819129 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 05/10/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511942 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 05/24/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511942 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 04/12/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201705199054024770 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 04/26/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201705199054024770 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 11/15/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290413 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 11/30/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290413 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 07/19/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403474 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 07/05/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403473 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 09/13/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823398 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 09/27/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823398 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 12/15/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040185 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 12/29/2017 | 191.25 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040185 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 02/15/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201803209096629344 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 02/28/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201803209096629344 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 01/12/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201802209094597354 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 01/31/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201802209094597354 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 05/15/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201806209113776195 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 05/31/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201806209113776195 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 04/13/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201805189112096278 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 04/30/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201805189112096278 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 09/14/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646033 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 09/28/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646033 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 10/13/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761045 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 10/31/2017 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761045 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 06/15/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798111 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 06/29/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798112 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 03/29/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201804209110421299 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 03/15/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201804209110421298 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 08/31/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029914 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 07/13/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974299 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 07/31/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974299 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 08/15/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029914 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 10/15/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201810259130869880 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 10/31/2018 | 208.33 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390623 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 11/11/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301472 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 11/25/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301472 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 12/09/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781741 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 12/23/2015 | 191.25 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781741 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 05/11/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466366 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 05/25/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466366 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 10/26/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769067 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 11/09/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769067 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 11/23/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769067 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 01/20/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201602189008486297 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 06/08/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730832 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 06/22/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730832 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 04/13/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201605209015552326 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 04/27/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201605209015552326 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 03/02/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612412 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 03/16/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612412 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 03/30/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612412 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 02/03/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612144 |
| BENTSEN, KENNETH E. JR. | WASHINGTON | DC | 20005 | 02/17/2016 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612144 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 05/27/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285501 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 03/04/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 15951200695 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 03/18/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 15951200702 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 02/18/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 15950888514 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 02/04/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 15950888512 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 01/21/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 15950624907 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 10/28/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537988 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 10/14/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537985 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 09/02/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213559 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 09/30/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213567 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 09/16/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213565 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 06/24/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212208 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 07/08/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212281 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 06/10/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212203 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 04/01/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 15971082267 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 04/15/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 15971082271 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 04/29/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 15971082275 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 05/13/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285497 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 08/05/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213201 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 08/19/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213195 |
| BENTSEN, KENNETH E. MR. JR. | WASHINGTON | DC | 20005 | 07/22/2015 | 192.35 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212284 |
| BENZ, SUSAN M. MS. | NEW YORK | NY | 10024 | 06/19/2007 | 2500.00 | GOLDMAN (THE) SACHS GROUP, INC. | 28933608349 |
| BERGERON, JAMES A. MR. | DELANO | MN | 55328 | 10/28/2009 | 250.00 | RBC DAIN RAUSCHER CORP. | 29935503453 |
| BERKERY, ROSEMARY MS. | NEW YORK | NY | 10281 | 05/21/2013 | 5000.00 | UBS FINANCIAL SERVICES INC. | 13963148738 |
| BERKERY, ROSEMARY MS. | NEW YORK | NY | 10281 | 07/25/2014 | 5000.00 | UBS FINANCIAL SERVICES INC. | 14970668032 |
| BERMAN, KENNETH MR. | RYE BROOK | NY | 10573 | 06/07/2007 | 500.00 | RYAN BECK & CO., INC. | 28933608317 |
| BERMONT, PETER | COCONUT GROVE | FL | 33133 | 02/12/2018 | 250.00 | RAYMOND JAMES | 201803209096629344 |
| BERNARD, MARY A. MS. | NEW YORK | NY | 10011 | 06/30/2007 | 1000.00 | CREDIT SUISSE (USA), INC | 28933608383 |
| BERNSTEIN, SETH | NEW YORK | NY | 10028 | 07/31/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403474 |
| BERNSTEIN, SETH | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798112 |
| BERTSCH, THOMAS L. MR. | COLUMBUS | NE | 68601 | 06/29/2007 | 500.00 | EDWARD JONES | 28933608371 |
| BESSLER, ELECTA L. | WEST HARRISON | IN | 47060 | 07/31/2008 | 250.00 | EDWARD JONES | 28992880488 |
| BEST, JON | HENDERSON | TX | 75654 | 11/13/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11953330663 |
| BEUERLEIN, JOHN D. MR. | SAINT LOUIS | MO | 63141 | 06/29/2007 | 5000.00 | EDWARD JONES | 28933608370 |
| BEUERLEIN, JOHN D. MR. | SAINT LOUIS | MO | 63141 | 05/19/2008 | 5000.00 | EDWARD JONES | 28992880387 |
| BIEVER, ANGELA MS. | SAINT PETERSBURG | FL | 33703 | 10/13/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 11972219337 |
| BINDLER, RICHARD | NEW YORK | NY | 10105 | 08/02/2016 | 575.00 | ALLIANCE BERNSTEIN | 201609209030971834 |
| BINDLER, RICHARD | NEW YORK | NY | 10105 | 07/07/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403474 |
| BINDLER, RICHARD | GLENCOE | IL | 60022 | 09/05/2014 | 500.00 | ALLIANCEBERNSTEIN L.P. | 14951812889 |
| BINDLER, RICHARD | GLENCOE | IL | 60022 | 06/25/2015 | 500.00 | ALLIANCE BERNSTEIN | 201510209003212196 |
| BISCHOFF, WARREN B | WASHINGTON | DC | 20016 | 09/04/2009 | 500.00 | RBC DAIN RAUSCHER CORP. | 29935347456 |
| BISGAY, STEVEN MR. | FANWOOD | NJ | 07023 | 06/19/2012 | 1000.00 | KNIGHT CAPITAL GROUP | 12952557492 |
| BISGAY, STEVEN MR. | FANWOOD | NJ | 07023 | 07/24/2014 | 500.00 | KNIGHT CAPITAL GROUP | 14970668030 |
| BISHOP, BONNIE | TAMPA | FL | 33629 | 09/02/2015 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 201510209003213552 |
| BISHOP, THOMAS R. MR. | GREENWOOD VILLAGE | CO | 80111 | 03/02/2010 | 250.00 | D.A. DAVIDSON & COMPANY | 10930632702 |
| BISHOP, TOM MR. | GREENWOOD VILLAGE | CO | 80111 | 05/21/2008 | 500.00 | DAVIDSON COMPANIES | 28992880392 |
| BISHOP, TOM MR. | GREENWOOD VILLAGE | CO | 80111 | 07/17/2007 | 500.00 | DAVIDSON COMPANIES | 28933608432 |
| BIXBY, TRUDY ALBINGER MS. | SAINT PETERSBURG | FL | 33713 | 10/05/2011 | 300.00 | RAYMOND JAMES FINANCIAL, INC. | 11972219330 |
| BIXBY, TRUDY ALBINGER MS. | SAINT PETERSBURG | FL | 33713 | 10/01/2012 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12961014267 |
| BIXBY, TRUDY ALBINGER MS. | SAINT PETERSBURG | FL | 33713 | 10/18/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899320 |
| BIXBY, TRUDY ALBINGER MS. | SAINT PETERSBURG | FL | 33713 | 06/10/2008 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 28934009689 |
| BLACK, STEVEN D MR | GREENWICH | CT | 06831 | 06/22/2007 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28933608356 |
| BLACK, STEVEN D MR | GREENWICH | CT | 06831 | 08/26/2008 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28992698139 |
| BLACK, STEVEN D MR | GREENWICH | CT | 06831 | 10/22/2009 | 5000.00 | J.P. MORGAN SECURITIES INC. | 29935503450 |
| BLACK-SCOTT, MARGARET M MS. | BEL AIR | CA | 90077 | 05/11/2007 | 1000.00 | MORGAN STANLEY | 27990166819 |
| BLAKE, ELIZABETH D. | RICHMOND | VA | 23226 | 04/16/2014 | 250.00 | BB & T CAPITAL MARKETS | 14961191028 |
| BLAND, DAVID | CLAREMONT | CA | 91711 | 07/24/2014 | 250.00 | D.A. DAVIDSON & COMPANY | 14970668031 |
| BLANTON, JOE MR. | CLEARWATER | FL | 33765 | 08/01/2007 | 250.00 | RAYMOND JAMES FINANCIAL INC. | 27990639521 |
| BLASI, ANTHONY MR. | NEW YORK | NY | 10010 | 11/18/2013 | 250.00 | CREDIT SUISSE (USA), INC | 13944255656 |
| BLEIER, LISA | WASHINGTON | DC | 20005 | 11/11/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301472 |
| BLEIER, LISA | WASHINGTON | DC | 20005 | 11/25/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301473 |
| BLEIER, LISA | WASHINGTON | DC | 20005 | 12/09/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781741 |
| BLEIER, LISA | WASHINGTON | DC | 20005 | 12/23/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781742 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 06/22/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730833 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 05/25/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466366 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 10/26/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769068 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 11/09/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769068 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 11/23/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769068 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 06/08/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730832 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 07/20/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546583 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 07/06/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546582 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 09/14/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103581 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 09/28/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103581 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 08/03/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971834 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 08/17/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971835 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 08/31/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971835 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 10/12/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201610279034653216 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 12/07/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586712 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 12/21/2016 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586712 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 06/07/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792197 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 06/21/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792197 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 08/02/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819130 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 08/30/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819130 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 08/16/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819130 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 05/24/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511942 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 11/15/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290413 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 11/30/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290414 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 07/05/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403475 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 07/19/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403475 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 09/13/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823398 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 09/27/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823399 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 10/13/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761045 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 10/31/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761046 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 12/15/2017 | 19.24 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040185 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 12/29/2017 | 19.01 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040186 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 05/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201806209113776195 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 09/28/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646034 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 09/14/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646033 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 06/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798112 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 06/29/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798113 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 08/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029914 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 08/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029915 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 07/13/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974299 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 07/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974300 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 10/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201810259130869880 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 10/31/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390624 |
| BLEIER, LISA J. | WASHINGTON | DC | 20005 | 11/15/2018 | 20.83 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390624 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 07/08/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212281 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 10/28/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537989 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 10/14/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537985 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 09/02/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213554 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 09/30/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213567 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 06/24/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212203 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 05/27/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285502 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 08/05/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213201 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 08/19/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213196 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 06/10/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212198 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 07/22/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212285 |
| BLEIER, LISA MS. | WASHINGTON | DC | 20005 | 09/16/2015 | 19.23 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213565 |
| BLESSING, KALITA BECK | SAINT PETERSBURG | FL | 33716 | 01/17/2018 | 1000.00 | QUEST CAPITAL MANAGEMENT | 201802209094597354 |
| BLESSING, KALITA BECK | SAINT PETERSBURG | FL | 33716 | 09/27/2016 | 1000.00 | QUEST CAPITAL MANAGEMENT | 201610209034103581 |
| BLESSING, KALITA BECK MS. | DALLAS | TX | 75209 | 12/11/2013 | 1000.00 | QUEST CAPITAL MANAGEMENT | 14960346472 |
| BLESSING, KALITA BECK MS. | DALLAS | TX | 75209 | 11/07/2012 | 500.00 | QUEST CAPITAL MANAGEMENT | 12962980944 |
| BLESSING, KALITA BECK MS. | DALLAS | TX | 75209 | 11/10/2010 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 10931899335 |
| BLESSING, KALITA BECK MS. | DALLAS | TX | 75209 | 07/31/2008 | 1000.00 | RAYMOND JAMES FINANCIAL, INC. | 28992880487 |
| BLESSING, KALITA BECK MS. | DALLAS | TX | 75209 | 12/13/2011 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 12950222529 |
| BLESSING, KALITA BECK MS. | DALLAS | TX | 75209 | 03/23/2015 | 1000.00 | QUEST CAPITAL MANAGEMENT | 15951200699 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 08/16/2017 | 200.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819131 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 05/10/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511943 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 05/24/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511943 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 04/26/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201705199054024771 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 04/12/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201705199054024770 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 07/05/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403475 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 07/19/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403476 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 05/13/2014 | 2500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 14941620053 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 05/27/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285506 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 08/19/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213196 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 08/05/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213201 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 09/02/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213554 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 09/16/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213566 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 09/30/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213568 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 06/24/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212203 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 07/08/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212282 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 06/10/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212198 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 07/22/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212285 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 10/14/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537985 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 10/28/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537989 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 11/11/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301473 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 11/25/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301473 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 06/08/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730833 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 06/22/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730833 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 05/11/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466367 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 05/25/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466367 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 02/03/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612144 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 02/17/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612145 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 03/16/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612413 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 03/30/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612413 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 03/02/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612413 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 12/09/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781742 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 12/23/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781742 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 01/06/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201602189008486297 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 01/20/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201602189008486297 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 04/27/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201605209015552327 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 04/13/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201605209015552326 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 07/06/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546583 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 07/20/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546583 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 08/03/2016 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971835 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 08/17/2016 | 200.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971836 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 01/04/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201702179049711411 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 01/18/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201702179049711412 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 02/01/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201703209050887027 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 02/15/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201703209050887028 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 06/07/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792198 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 06/21/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792198 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 03/01/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338321 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 03/15/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338321 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 03/29/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338321 |
| BLOCKER, ANANIAS | WASHINGTON | DC | 20005 | 08/02/2017 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819131 |
| BLUMBERG, KENNETH R. MR. | COLLINSVILLE | IL | 62234 | 07/27/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151191 |
| BOARDMAN, MATTHEW M. MR. | WEST PATERSON | NJ | 07424 | 05/22/2008 | 250.00 | RBC DAIN RAUSCHER CORP. | 28992880388 |
| BOARDMAN, MATTHEW M. MR. | PARAMUS | NJ | 07652 | 05/28/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10990783048 |
| BOARDMAN, MATTHEW M. MR. | PARAMUS | NJ | 07652 | 08/04/2011 | 500.00 | RBC WEALTH MANAGEMENT | 11932466745 |
| BOARDMAN, MATTHEW M. MR. | PARAMUS | NJ | 07652 | 05/30/2012 | 500.00 | RBC WEALTH MANAGEMENT | 12971292005 |
| BOARDMAN, MATTHEW M. MR. | WEST PATERSON | NJ | 07424 | 06/19/2007 | 500.00 | RBC DAIN RAUSCHER CORP. | 28933608349 |
| BOARDMAN, MATTHEW M. MR. | PARAMUS | NJ | 07652 | 05/30/2013 | 500.00 | RBC WEALTH MANAGEMENT | 13963148740 |
| BOHART, STUART H. MR. | NEW YORK | NY | 10024 | 04/09/2010 | 500.00 | MORGAN STANLEY | 10930716347 |
| BOKSEN, BERT | SAINT PETERSBURG | FL | 33716 | 10/28/2016 | 500.00 | RAYMOND JAMES | 201612089037769069 |
| BOLES, MATT MR. | DALLAS | TX | 75209 | 05/15/2012 | 500.00 | RBC CAPITAL MARKETS | 12971291996 |
| BOLES, MATT MR. | DALLAS | TX | 75209 | 04/21/2014 | 500.00 | RBC CAPITAL MARKETS | 14961191025 |
| BOLES, MATT MR. | DALLAS | TX | 75209 | 06/08/2011 | 500.00 | RBC CAPITAL MARKETS | 11932008295 |
| BOLES, MATT MR. | DALLAS | TX | 75209 | 07/01/2010 | 500.00 | RBC CAPITAL MARKETS | 10931151160 |
| BOLLES, CHRISTOPHER E. MR. | MACON | GA | 31210 | 10/13/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503422 |
| BOLLES, CHRISTOPHER E. MR. | MACON | GA | 31210 | 08/12/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296253 |
| BOOTH, KATHRYN R. MS. | HARRISON | NY | 10528 | 07/02/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608417 |
| BORDEN, DOUGLAS | NEW YORK | NY | 10013 | 11/18/2014 | 250.00 | KCG HOLDINGS, INC. | 14952798951 |
| BOSWAY, MICHAEL E. MR. | INDIANAPOLIS | IN | 46220 | 11/23/2009 | 500.00 | CITY SECURITIES CORPORATION | 29935581829 |
| BOSWAY, MICHAEL E. MR. | INDIANAPOLIS | IN | 46220 | 08/04/2015 | 500.00 | CITY SECURITIES CORPORATION | 201510209003213191 |
| BOSWAY, MICHAEL E. MR. | INDIANAPOLIS | IN | 46220 | 07/21/2010 | 500.00 | CITY SECURITIES CORPORATION | 10931151176 |
| BOUVIER, KARIN J. MS. | EXETER | NH | 03833 | 06/12/2007 | 500.00 | EDWARD JONES | 28933608379 |
| BOVIN, DENIS A. MR. | NEW YORK | NY | 10179 | 07/13/2007 | 1000.00 | BEAR (THE) STEARNS COMPANIES INC. | 28933608429 |
| BOYD, DAVID J. MR. | NORTHVILLE | MI | 48167 | 06/08/2007 | 500.00 | EDWARD JONES | 28933608376 |
| BOYD, THOMAS MR | NEW PROVIDENCE | NJ | 07974 | 10/15/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503430 |
| BOYLE, STEPHEN | HAMPTON | NH | 03842 | 09/07/2017 | 1000.00 | TD AMERITRADE | 201710209075823399 |
| BOYLE, STEPHEN | HAMPTON | NH | 03842 | 07/11/2016 | 1000.00 | TD AMERITRADE | 201608199022546584 |
| BRADBURY, CHARLOTTLE | LITTLE ROCK | AR | 72207 | 08/16/2016 | 5000.00 | 201609209030971836 | |
| BRADBURY, CURT | LITTLE ROCK | AR | 72203 | 08/16/2016 | 5000.00 | STEPHENS INC. | 201609209030971836 |
| BRADBURY, CURT | LITTLE ROCK | AR | 72203 | 08/29/2017 | 5000.00 | STEPHENS INC. | 201709209074819131 |
| BRADBURY, CURT MR. | LITTLE ROCK | AR | 72207 | 06/09/2014 | 5000.00 | STEPHENS INC. | 14941874024 |
| BRADBURY, CURT MR. | LITTLE ROCK | AR | 72207 | 10/26/2015 | 5000.00 | STEPHENS INC. | 201511209003537981 |
| BRADBURY, CURT MR. | LITTLE ROCK | AR | 72207 | 07/30/2012 | 5000.00 | STEPHENS INC. | 12952788128 |
| BRADBURY, CURT MR. | LITTLE ROCK | AR | 72207 | 09/22/2010 | 5000.00 | STEPHENS INC. | 10931590513 |
| BRADBURY, CURT MR. | LITTLE ROCK | AR | 72207 | 07/28/2011 | 5000.00 | STEPHENS INC. | 11932263830 |
| BRADBURY, CURT MR. | LITTLE ROCK | AR | 72207 | 12/06/2013 | 5000.00 | STEPHENS INC. | 14960346466 |
| BRADLEY, EDWIN J. MR. JR. | LUTHERVILLE TIMONI | MD | 21093 | 10/24/2007 | 500.00 | STIFEL NICOLAUS & COMPANY INCORPORA | 27931605025 |
| BRADLEY, J. THOMAS JR. | ESSEX FELLS | NJ | 07021 | 08/28/2017 | 1000.00 | TD AMERITRADE | 201709209074819132 |
| BRADLEY, J. THOMAS JR. | ESSEX FELLS | NJ | 07021 | 07/01/2016 | 1000.00 | TD AMERITRADE | 201608199022546584 |
| BRADY, JOSEPH MR. | ENGLEWOOD | CO | 80113 | 07/16/2014 | 250.00 | D.A. DAVIDSON & COMPANY | 14970668024 |
| BRADY, JOSEPH MR. | ENGLEWOOD | CO | 80113 | 04/14/2010 | 250.00 | D.A. DAVIDSON & COMPANY | 10930716352 |
| BRADY, ROBERT E. MR. | OMAHA | NE | 68130 | 07/10/2007 | 250.00 | DAVIDSON COMPANIES | 28933608422 |
| BRAFF, TODD I. MR. | CINCINNATI | OH | 45208 | 05/15/2012 | 500.00 | RBC CAPITAL MARKETS | 12971291996 |
| BRAFF, TODD I. MR. | CINCINNATI | OH | 45208 | 06/08/2011 | 500.00 | RBC CAPITAL MARKETS | 11932008296 |
| BRAFF, TODD I. MR. | CINCINNATI | OH | 45208 | 07/20/2010 | 500.00 | RBC CAPITAL MARKETS | 10931151173 |
| BRAGG, TED MR. | RIDGEWOOD | NJ | 07450 | 04/14/2008 | 1000.00 | PERSHING LLC | 28991037634 |
| BRAGG, TED MR. | RIDGEWOOD | NJ | 07450 | 09/29/2009 | 1000.00 | PERSHING LLC | 29935347462 |
| BRAKEY, MICHAEL | NEW ROCHELLE | NY | 10805 | 06/27/2014 | 500.00 | MORGAN STANLEY | 14941874026 |
| BRAND, FRANK J. MR. II | FLORENCE | SC | 29501 | 08/17/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296258 |
| BRAND, FRANK J. MR. II | FLORENCE | SC | 29501 | 10/19/2009 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503439 |
| BRANDON, KYLE | WASHINGTON | DC | 20005 | 11/11/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301474 |
| BRANDON, KYLE | WASHINGTON | DC | 20005 | 11/25/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201512189004301474 |
| BRANDON, KYLE | NEW YORK | NY | 10024 | 10/14/2009 | 500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 29935503428 |
| BRANDON, KYLE | NEW YORK | NY | 10024 | 12/23/2008 | 1000.00 | SECURITIES INDUSTRY AND FINANCIAL M | 29990878676 |
| BRANDON, KYLE | WASHINGTON | DC | 20005 | 12/09/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781743 |
| BRANDON, KYLE | WASHINGTON | DC | 20005 | 12/23/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201601299004781743 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 12/29/2017 | 96.01 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040186 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 02/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201803209096629345 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 02/28/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201803209096629345 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 01/31/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201802209094597355 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 05/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201806209113776196 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 05/31/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201806209113776196 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 04/13/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201805189112096279 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 04/30/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201805189112096279 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 09/14/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646034 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 09/28/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201810199125646034 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 06/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798113 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 06/29/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201807209115798113 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 03/29/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201804209110421299 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 03/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201804209110421299 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 08/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029915 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 08/31/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201809209122029915 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 07/13/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974300 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 07/31/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201808209119974300 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 10/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201810259130869880 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 10/31/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390624 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 11/15/2018 | 104.17 | SECURITIES INDUSTRY AND FINANCIAL M | 201812069134390625 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 06/08/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730834 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 06/22/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201607209020730834 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 05/11/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466367 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 05/25/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201606209018466368 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 10/26/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769069 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 11/09/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769069 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 11/23/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201612089037769070 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 04/13/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201605209015552327 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 04/27/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201605209015552327 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 03/02/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612414 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 03/16/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612414 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 03/30/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612414 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 02/17/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612145 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 02/03/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201604209012612145 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 07/06/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546584 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 07/20/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201608199022546585 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 09/14/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103582 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 09/28/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201610209034103582 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 08/03/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971837 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 08/17/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971837 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 08/31/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201609209030971837 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 10/12/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201610279034653216 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 12/07/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586712 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 12/21/2016 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201701319041586713 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 02/01/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201703209050887028 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 02/15/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201703209050887028 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 06/07/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792198 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 06/21/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074792199 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 03/29/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338322 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 03/01/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338322 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 03/15/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201704209052338322 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 08/02/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819132 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 08/16/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819132 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 08/30/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201709209074819133 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 05/10/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511943 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 05/24/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201706209063511944 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 04/12/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201705199054024771 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 04/26/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201705199054024771 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 11/15/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290414 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 11/30/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201712209089290414 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 07/19/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403476 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 07/05/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201708189070403476 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 09/13/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823399 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 09/27/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201710209075823400 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 10/31/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761046 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 10/13/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201711209086761046 |
| BRANDON, KYLE L. | NEW YORK | NY | 10271 | 12/15/2017 | 96.16 | SECURITIES INDUSTRY AND FINANCIAL M | 201801319091040186 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 10/28/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537989 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 05/13/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285498 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 05/27/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201507209000285502 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 08/19/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213196 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10025 | 06/29/2010 | 1500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 10931037115 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 08/05/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213202 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 07/22/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212285 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 07/08/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212282 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 06/24/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212204 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 06/10/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003212198 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 09/16/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213566 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 09/30/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213568 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 09/02/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201510209003213554 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 03/04/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 15951200695 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 03/18/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 15951200703 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 02/18/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 15950888514 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 02/04/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 15950888512 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 10/14/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 201511209003537986 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 04/29/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 15971082275 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 04/15/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 15971082271 |
| BRANDON, KYLE MS. | NEW YORK | NY | 10271 | 04/01/2015 | 96.15 | SECURITIES INDUSTRY AND FINANCIAL M | 15971082267 |
| BRANDVOLD, KAREN | GREAT FALLS | MT | 59405 | 08/17/2015 | 250.00 | D.A. DAVIDSON & COMPANY | 201510209003213193 |
| BRANSON, BILL MR. JR. | MARCELLUS | NY | 13108 | 08/16/2010 | 500.00 | RBC WEALTH MANAGEMENT | 10931296256 |
| BRAUNSTEIN, DOUG MR. | NEW YORK | NY | 10028 | 06/22/2007 | 5000.00 | J.P. MORGAN SECURITIES INC. | 28933608357 |
| BRAUTIGAM, ALLEN MR. | SKILLMAN | NJ | 08558 | 06/07/2007 | 500.00 | RYAN BECK & CO., INC. | 28933608315 |
| BRAUTIGAM, ALLEN MR. | SKILLMAN | NJ | 08558 | 10/08/2009 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 29935503404 |
| BRAUTIGAM, ALLEN MR. | SKILLMAN | NJ | 08558 | 07/20/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151180 |
| BREITTHOLZ, DREW MR. | PARKLAND | FL | 33067 | 07/28/2010 | 500.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931151197 |
| BRESLOW, STUART MR. | NEW YORK | NY | 10010 | 06/27/2014 | 1000.00 | CREDIT SUISSE FIRST BOSTON | 14941874026 |
| BRESLOW, STUART MR. | NEW YORK | NY | 10010 | 10/10/2013 | 1000.00 | CREDIT SUISSE FIRST BOSTON | 13942590290 |
| BRICKER, CHRISTOPHER | NEW YORK | NY | 10105 | 07/21/2016 | 575.00 | ALLIANCE BERNSTEIN | 201608199022546585 |
| BRICKER, CHRISTOPHER | NEW YORK | NY | 10105 | 07/31/2017 | 600.00 | ALLIANCE BERNSTEIN | 201708189070403477 |
| BRICKER, CHRISTOPHER | NEW YORK | NY | 10105 | 06/15/2018 | 725.00 | ALLIANCE BERNSTEIN | 201807209115798114 |
| BRINKLEY, JAMES W. MR. | BALTIMORE | MD | 21202 | 04/26/2010 | 300.00 | MORGAN STANLEY SMITH BARNEY | 10930716358 |
| BRINKLEY, PAUL S | WILMINGTON | NC | 28409 | 12/03/2013 | 250.00 | BB & T CAPITAL MARKETS | 14960346460 |
| BRISTOW, MICHAEL MR. | AURORA | CO | 80016 | 08/25/2010 | 250.00 | RBC WEALTH MANAGEMENT | 10931296264 |
| BRODSKY, JEFF MR. | MONTEBELLO | NY | 10901 | 06/27/2008 | 1000.00 | MORGAN STANLEY | 28934009694 |
| BRODSKY, JEFF MR. | MONTEBELLO | NY | 10901 | 10/22/2013 | 1500.00 | MORGAN STANLEY | 13942590293 |
| BRODSKY, JEFF MR. | MONTEBELLO | NY | 10901 | 03/22/2010 | 500.00 | MORGAN STANLEY | 10930632710 |
| BRODSKY, JEFF MR. | MONTEBELLO | NY | 10901 | 07/10/2014 | 1000.00 | MORGAN STANLEY | 14970668020 |
| BRODSKY, JEFF MR. | PURCHASE | NY | 10577 | 05/04/2007 | 1000.00 | MORGAN STANLEY | 27990166818 |
| BROOKS, HARRY LENWOOD | WASHINGTON | DC | 20005 | 03/15/2018 | 500.00 | SECURITIES INDUSTRY AND FINANCIAL M | 201804209110421300 |
| BROOKS, HARRY LENWOOD | WASHINGTON | DC | 20002 | 01/05/2015 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 15950624905 |
| BROOKS, HARRY LENWOOD | WASHINGTON | DC | 20002 | 01/13/2014 | 300.00 | SECURITIES INDUSTRY AND FINANCIAL M | 14940532245 |
| BROOKS, PHILIP | PLANO | TX | 75093 | 11/02/2016 | 500.00 | RAYMOND JAMES | 201612089037769070 |
| BROWN, G. WILLIAM MR. JR. | NEW YORK | NY | 10023 | 07/20/2007 | 2000.00 | MORGAN STANLEY | 28933608436 |
| BROWN, SCOTT DR. | ORLANDO | FL | 32804 | 12/04/2013 | 250.00 | RAYMOND JAMES FINANCIAL, INC. | 14960346461 |
| BROWN, VALERIE | MANHATTAN BEACH | CA | 90266 | 03/20/2014 | 5000.00 | CETERA FINANCIAL GROUP | 14940758153 |
| BROWN, VALERIE | PHOENIX | AZ | 85012 | 04/05/2018 | 5000.00 | ADVISOR GROUP | 201805189112096279 |
| BROWN, VALERIE | PHOENIX | AZ | 85012 | 10/23/2017 | 5000.00 | ADVISOR GROUP | 201711209086761047 |
| BROWNE, REGINALD M. MR. | NEWTOWN | PA | 18940 | 12/08/2010 | 1000.00 | KNIGHT CAPITAL GROUP | 11990097213 |
| BROWNE, REGINALD M. MR. | NEWTOWN | PA | 18940 | 06/20/2012 | 1000.00 | KNIGHT CAPITAL GROUP | 12952557496 |
| BRUECKNER, RICHARD F MR. | BEDMINSTER | NJ | 07921 | 05/31/2007 | 5000.00 | PERSHING LLC | 27990166822 |
| BRUECKNER, RICHARD F. MR. | BEDMINSTER | NJ | 07921 | 01/17/2008 | 5000.00 | PERSHING LLC | 28930609230 |
| BRUECKNER, RICHARD F. MR. | BEDMINSTER | NJ | 07921 | 10/29/2009 | 5000.00 | PERSHING LLC | 29935503452 |
| BRUECKNER, RICHARD F. MR. | BEDMINSTER | NJ | 07921 | 10/26/2010 | 4000.00 | PERSHING LLC | 10931899321 |
| BRUMMET, JEFFREY MR. | SAINT JAMES | MO | 65559 | 08/03/2010 | 250.00 | STIFEL, NICOLAUS & COMPANY, INCORPO | 10931296240 |
| Previous Page | Page 1 of 2 [ 1 2 ] | Next Page |
TRY A: NEW SEARCH RETURN TO: FEC HOME PAGE
Generated Fri Jun 9 22:00:12 2023