Individuals Who Gave To This Committee
SECURITY TRADERS ASSOCIATION POLITICAL ACTION COMMITTEE
Party: No Associated Party
1115 BROADWAY
NEW YORK, New York 10010
The query you have chosen matched 373 individual contributions.
Contributor | City | State | ZIP | Date | Amount | Employer/Occupation | Image Number |
---|---|---|---|---|---|---|---|
CONTRIBUTIONS FROM AN INDIVIDUAL | |||||||
ADAMS, RUSSELL | AGOURA | CA | 91301 | 07/03/1997 | 250.00 | SHERWOOD SECURITIES | 98032681567 |
ADAMS, RUSSELL | AGOURA | CA | 91301 | 07/03/1997 | 250.00 | SHERWOOD SECURITIES | 98032650010 |
AGAMEMNON, GEORGE | DALLAS | TX | 75214 | 10/15/1999 | 250.00 | COASTAL SECURITIES L P | 20035074457 |
AKE, NICHOLE | HOUSTON | TX | 77056 | 10/23/2008 | 500.00 | STANFORD GROUP COMPANY | 10990724919 |
ALBRIGHT, JEFFERY | KANSAS CITY | MO | 64152 | 11/19/2009 | 250.00 | 10930797110 | |
ALLEN, JANICE | BROOKLYN | NY | 11229 | 06/26/1997 | 250.00 | SHERWOOD SECURITIES | 98032681582 |
ANDERSON, AL | DALLAS | TX | 75201 | 11/21/1997 | 500.00 | COASTAL SECURITIES | 98032681560 |
ANDERSON, AL | DALLAS | TX | 75201 | 10/15/1999 | 250.00 | COASTAL SECURITIES | 20035074457 |
BAGGIO, CHRISTOPHER | JERSEY CITY | NJ | 07310 | 05/06/1997 | 1000.00 | SHERWOOD SECURITIES | 97032232179 |
BARATTA, JOHN | WOODRIDGE | NJ | 07075 | 05/29/1997 | 500.00 | SHERWOOD SECURITIES | 97032232180 |
BARNETT, STEVEN | UPPER MONTCLAIR | NJ | 07043 | 09/16/1997 | 200.00 | KNIGHT SECURITIES | 97032442464 |
BARONE, MICHAEL | WINNETKA | IL | 60093 | 03/02/1997 | 1000.00 | WILLIAM BLAIR & CO | 97032232179 |
BARONE, MICHAEL | WINNETKA | IL | 60093 | 05/04/1999 | 1000.00 | WILLIAM BLAIR & CO | 99034601128 |
BARONE, MICHAEL | WINNETKA | IL | 60093 | 02/25/1998 | 1000.00 | WILLIAM BLAIR | 98032961551 |
BARRACLOUGH, J. SCOTT | DENVER | CO | 80202 | 10/21/2003 | 500.00 | SECURITY TRADERS ASSOC./SECURITIES | 24961853186 |
BILLINGS, MATTHEW J | CHICAGO | IL | 60605 | 11/01/2004 | 550.00 | ATD LLC | 25980237167 |
BILLINGS, MATTHEW J. | CHICAGO | IL | 60605 | 10/15/2007 | 500.00 | ATD, LLC | 28990396546 |
BIORDI, BENNY | HOWARD BEACH | NY | 11414 | 06/11/1997 | 750.00 | SHERWOOD SECURITIES | 97032232181 |
BIRCH, LAWRENCE | NEW YORK | NY | 10022 | 09/17/2007 | 500.00 | MADOFF | 28990396546 |
BIRCH, LAWRENCE | NEW YORK | NY | 10022 | 09/18/2008 | 500.00 | MADOFF | 28992701783 |
BIRD, MICHAEL | PLYMOUTH | MN | 55446 | 07/24/1997 | 1000.00 | DAIN BOSWORTH | 98032650010 |
BIRD, MICHAEL | NEW CANAAN | CT | 06840 | 11/15/2001 | 1000.00 | SECURITIES PROFESSIONAL | 22990312414 |
BIRD, MICHAEL | PLYMOUTH | MN | 55446 | 07/24/1997 | 1000.00 | DAIN BOSWORTH | 98032681567 |
BIRD, MICHAEL | MOUNT KISCO | NY | 10549 | 10/21/2003 | 500.00 | SECURITIES PROFESSIONAL | 24961853186 |
BLACK, WILLIAM | NEW PROVIDENCE | NJ | 07974 | 10/07/1997 | 1000.00 | TROSTER SINGER | 98032681556 |
BLANK, RICHARD J JR | JERSEY CITY | NJ | 07310 | 04/28/1997 | 1000.00 | SHERWOOD SECURITIES | 97032232179 |
BOYLE, WILLIAM | CRANFORD | NJ | 07016 | 09/30/1997 | 2500.00 | KNIGHT SECURITIES | 98032650016 |
BOYLE, WILLIAM | CRANFORD | NJ | 07016 | 09/30/1997 | 2500.00 | KNIGHT SECURITIES | 98032681573 |
BRANCATI, FRANCIS J | HOLMDEL | NJ | 07733 | 05/06/1997 | 250.00 | SHERWOOD SECURITIES | 97032232180 |
BRAND, MATTHEW | NEW YORK | NY | 10024 | 10/24/1997 | 500.00 | TROSTER SINGER | 98032681559 |
BROOKS, GEORGIA | CHICAGO | IL | 60603 | 11/18/2009 | 500.00 | JEFFERIES | 10930797110 |
BROUSSARD, JOHN | JERSEY CITY | NJ | 07310 | 05/19/1998 | 1000.00 | SECURITIES PROFESSIONAL | 98033264596 |
BUCKLEY, JOHN | ORADELL | NJ | 07649 | 10/24/1997 | 400.00 | TROSTER SINGER | 98032681560 |
BULLERI, LEROY | SKOKIE | IL | 60076 | 06/02/1997 | 1000.00 | SHERWOOD SECURITIES | 97032232181 |
BUTLER, KEVIN | HOBOKEN | NJ | 07030 | 10/10/1997 | 500.00 | TROSTER SINGER | 98032681558 |
BUTNICK, LANCE | JERSEY CITY | NJ | 07310 | 09/22/1997 | 500.00 | KNIGHT SECURITIES | 97032442465 |
CANGEMI, JOSEPH N MR | MANHASSET | NY | 11030 | 04/25/2011 | 1000.00 | BNY CONVERGE GROUP | 11932140404 |
CANGEMI, JOSEPH N MR | MANHASSET | NY | 11030 | 11/26/2012 | 500.00 | BNY CONVERGE GROUP | 12940785720 |
CANGEMI, JOSEPH N MR | MANHASSET | NY | 11030 | 10/13/2010 | 250.00 | BNY CONVERGE GROUP | 10991793266 |
CANGEMI, JOSEPH N MR | MANHASSET | NY | 11030 | 10/15/2007 | 500.00 | BNY CONVERGE GROUP | 28990396546 |
CANGEMI, JOSEPH N MR | MANHASSET | NY | 11030 | 10/31/2006 | 500.00 | INFO REQUESTED | 28930426466 |
CANTRELL, DAVID K | NORTHRIDGE | CA | 91326 | 10/25/2004 | 500.00 | INFORMATION REQUESTED | 25980237167 |
CANTRELL, DAVID K | STEVENSON RANCH | CA | 91381 | 11/28/2005 | 500.00 | INFORMATION REQUESTED | 26950011113 |
CANTRELL, DAVID KEY | STEVENSON RANCH | CA | 91381 | 10/18/2006 | 325.00 | INFORMATION REQUESTED | 28990328418 |
CAPPILLO, CHRISTOPHER | JERSEY CITY | NJ | 07974 | 10/07/1997 | 500.00 | TROSTER SINGER | 98032681556 |
CARGIE, CHERYL A | RIVER FOREST | IL | 60305 | 10/25/2004 | 500.00 | ARIEL CAPITAL | 25980237167 |
CARGIE, CHERYL A. | RIVER FOREST | IL | 60305 | 05/06/2004 | 500.00 | ARIEL CAPITAL/SECURITIES PROFESSION | 24961853896 |
CARPENTIERI, DIANE | NEW YORK | NY | 10022 | 09/12/1997 | 1000.00 | KNIGHT SECURITIES | 97032442463 |
CARR, SHARON P. | NEW YORK | NY | 10022 | 10/15/2002 | 500.00 | BROKERAGE AMERICA/TRADER | 22992911210 |
CARTER, THOMAS | SAN MARINO | CA | 91108 | 09/25/2008 | 500.00 | 28992701783 | |
CARTER, THOMAS M | SAN MARINO | CA | 91108 | 10/19/2005 | 500.00 | INFO REQUESTED | 26950011113 |
CARTER, THOMAS M. | SAN MARINO | CA | 91108 | 11/22/2011 | 500.00 | JONESTRADING | 12950330024 |
CARTER, THOMAS M. | SAN MARINO | CA | 91108 | 04/25/2011 | 200.00 | JONESTRADING | 11932140404 |
CARTER, THOMAS M. | SAN MARINO | CA | 91108 | 04/25/2011 | 1100.00 | JONESTRADING | 11932140404 |
CARTER, THOMAS M. | SAN MARINO | CA | 91108 | 04/29/2014 | 500.00 | JONESTRADING | 14941205298 |
CARTER, THOMAS M. | SAN MARINO | CA | 91108 | 01/22/2013 | 500.00 | JONESTRADING | 13964464559 |
CARTER, THOMAS M. | SAN MARINO | CA | 91108 | 06/30/2009 | 500.00 | JONESTRADING | 10930797099 |
CARTER, THOMAS M. | SAN MARINO | CA | 91108 | 06/16/2008 | 500.00 | JONESTRADING | 28932323345 |
CARTER, THOMAS M. | SAN MARINO | CA | 91108 | 10/15/2007 | 500.00 | INFO REQUESTED | 28990396547 |
CASCIANO, JEFFREY | HOBOKEN | NJ | 07030 | 09/22/1997 | 1000.00 | KNIGHT SECURITIES | 97032442466 |
CASEY, GEORGE H III | LA HABRA HEIGHTS | CA | 90631 | 10/19/2005 | 500.00 | CROWELL WEEDON | 26950011113 |
CHAMBERS, BONNIE | ADDISON | TX | 75244 | 10/15/1999 | 250.00 | COASTAL SECURITIES L P | 20035074457 |
CHISM, SANDRA | KANSAS CITY | MO | 64112 | 10/25/2004 | 500.00 | INFORMATION REQUESTED | 25980237168 |
CODY, MATTHEW | BELLE TERRE | NJ | 11777 | 12/13/1997 | 5000.00 | TROSTER SINGER | 98032681560 |
COFER, COLE | NEW YORK | NY | 10022 | 09/10/1997 | 700.00 | KNIGHT SECURITIES | 97032442461 |
COLAZZO, JERRY | HAZLET | NJ | 07730 | 10/10/1997 | 500.00 | TROSTER SINGER | 98032681558 |
COYLE, CHRISTOPHER | HOBOKEN | NJ | 07030 | 09/11/1997 | 300.00 | KNIGHT SECURITIES | 97032442462 |
CUADROS, DIEGO | HOWARD BEACH | NY | 11414 | 05/30/1997 | 250.00 | SHERWOOD SECURITIES | 97032232181 |
CUMMINGS, BILL W. | DALLAS | TX | 75201 | 10/21/2003 | 500.00 | SECURITY TRADERS ASSOC./SECURITIES | 24961853186 |
CUNNINGHAM, JOSEPH | WAYNE | PA | 19087 | 10/15/2007 | 500.00 | INFO REQUESTED | 28990396547 |
DALEU, DAWN MRS | FRISCO | TX | 75034 | 10/31/2006 | 500.00 | INFO REQUESTED | 28930426466 |
DALEY, JOHN | PLANO | TX | 75093 | 04/29/2014 | 250.00 | STIFEL NICOLAUS | 14941205298 |
DALEY, JOHN | FRISCO | TX | 75034 | 10/13/2010 | 1200.00 | STIFEL NICOLAUS | 10991793266 |
DALEY, JOHN | FRISCO | TX | 75034 | 10/23/2008 | 500.00 | STIFEL NICOLAUS | 10990724919 |
DALEY, JOHN | FRISCO | TX | 75034 | 11/19/2005 | 860.00 | 26950011114 | |
DALEY, JOHN | FRISCO | TX | 75034 | 10/21/2003 | 500.00 | TRADER | 24961853187 |
DALEY, JOHN | FRISCO | TX | 75034 | 10/15/2007 | 500.00 | INFO REQUESTED | 28990396547 |
DALEY, JOHN | FRISCO | TX | 75034 | 10/25/2004 | 500.00 | 25980237168 | |
DALEY, JOHN | PLANO | TX | 75093 | 10/08/2014 | 250.00 | STIFEL NICOLAUS | 14951875218 |
DALEY, JOHN | FRISCO | TX | 75034 | 10/15/2002 | 1000.00 | TRADER | 22992911210 |
DALEY, JOHN | FRISCO | TX | 75034 | 11/22/2011 | 500.00 | STIFEL NICOLAUS | 12950330024 |
DAPUZZO, PETER | GREENWICH | CT | 06831 | 03/04/1997 | 1000.00 | CANTOR FITZGERALD | 97032232179 |
DAPUZZO, PETER J | GREENWICH | CT | 06831 | 09/10/2004 | 500.00 | SECURITY TRADERS ASSOC. | 24981331753 |
DAPUZZO, PETER J. | GREENWICH | CT | 06831 | 09/27/2006 | 500.00 | SECURITY TRADERS ASSOC. | 28930426436 |
DELLACATO, DAVID | JERSEY CITY | NJ | 07302 | 10/07/1997 | 250.00 | TROSTER SINGER | 98032681556 |
DEMARIA, NICK | NEW YORK | NY | 10280 | 09/10/1997 | 1000.00 | KNIGHT SECURITIES | 97032442461 |
DEMARTINO, FRANK | MINEOLA | NY | 11501 | 09/17/1997 | 1000.00 | KNIGHT SECURITIES | 97032442465 |
DOLCE, TERENCE J | NEW YORK | NY | 10017 | 11/01/2004 | 714.67 | ITG INC. | 25980237169 |
DONATO, ROBERT | STATEN ISLAND | NY | 10312 | 09/09/1997 | 2500.00 | KNIGHT SECURTIES | 97032442460 |
DOUGLAS, JEFFERY M. | LAKE MARY | FL | 32746 | 10/14/2009 | 500.00 | 10930797110 | |
DOUGLAS, JEFFERY M. | LAKE MARY | FL | 32746 | 10/23/2008 | 500.00 | 10990724919 | |
DRISCOLL, PETER | MOKENA | IL | 60448 | 01/08/2010 | 500.00 | THE NORTHERN TRUST COMPANY | 10930797122 |
DRISCOLL, PETER | MOKENA | IL | 60448 | 11/22/2004 | 500.00 | SELF EMPLOYED | 25980237169 |
DRISCOLL, PETER | MOKENA | IL | 60448 | 01/15/2008 | 500.00 | THE NORTHERN TRUST COMPANY | 28990489301 |
DRISCOLL, PETER | MOKENA | IL | 60448 | 10/21/2003 | 500.00 | SELF EMPLOYED/SECURITIES PROFESSION | 24961853187 |
DRISCOLL, PETER | MOKENA | IL | 60448 | 12/07/2004 | 500.00 | SELF EMPLOYED | 25980237229 |
DRISCOLL, PETER | MOKENA | IL | 60448 | 04/24/2008 | 500.00 | THE NORTHERN TRUST COMPANY | 28991010886 |
DRISCOLL, PETER | MOKENA | IL | 60448 | 10/13/2010 | 250.00 | THE NORTHERN TRUST COMPANY | 10991793267 |
DUNCAN, E.D. | VANCOUVER BC | ZZ | V6J | 11/01/2004 | 2300.00 | INFORMATION REQUESTED | 25980237169 |
DUNCAN, JAMES | NEW YORK | NY | 10170 | 11/14/2005 | 500.00 | SELF EMPLOYED | 26950011114 |
DUNCAN, JAMES | NEW YORK | NY | 10170 | 11/22/2004 | 500.00 | SELF EMPLOYED | 25980237170 |
ESPOSITO, MARK MR | NEW YORK | NY | 10170 | 10/31/2006 | 500.00 | INFO REQUESTED | 28930426466 |
ESPOSITO, MICHAEL | JERSEY CITY | NJ | 07302 | 06/20/1997 | 1000.00 | SHERWOOD SECURITIES | 97032232182 |
FARRELLY, JOHN | CLIFTON | NJ | 07013 | 09/11/1997 | 2000.00 | KNIGHT SECURITIES | 97032442462 |
FARRELLY, MARYELLEN | CLIFTON | NJ | 07013 | 09/11/1997 | 2000.00 | KNIGHT SECURITIES | 97032442462 |
FERRIN, WILLIAM | HOBOKEN | NJ | 07030 | 09/09/1997 | 500.00 | KNIGHT SECURITIES | 97032442460 |
FLORES, JULIAN M | CHEVY CHASE | MD | 20815 | 11/22/2004 | 500.00 | INFORMATION REQUESTED | 25980237170 |
FLORES, JULIAN M | CHEVY CHASE | MD | 20815 | 11/28/2005 | 500.00 | INFORMATION REQUESTED | 26950011114 |
FLORES, JULIAN M. | CHEVY CHASE | MD | 20815 | 01/31/2008 | 500.00 | FRIEDMAN BILLINGS RAMSEY | 28990489301 |
FRANASIAK, DAVID E. | ANNAPOLIS | MD | 21401 | 04/25/2011 | 500.00 | WILLIAMS & JENSEN | 11932140405 |
FRANKS, DAN B | CLEARWATER | FL | 33764 | 04/11/2005 | 500.00 | NASDAQ | 26930010741 |
FRANKS, DAN B. | CLEARWATER | FL | 33764 | 10/15/2007 | 500.00 | NASDAQ | 28990396548 |
GALLO, RICHARD | JERSEY CITY | NJ | 07305 | 10/06/1997 | 500.00 | TROSTER SINGER | 98032681556 |
GAMBINO, JEANNE | NEW YORK | NY | 10019 | 01/06/1998 | 250.00 | TROSTER SINGER | 98032961551 |
GANOWSKI, JAMES | JERSEY CITY | NJ | 07306 | 10/09/1997 | 250.00 | TROSTER SINGER | 98032681557 |
GEBELA, VALENTINA | GREENBROOK | NJ | 08812 | 10/10/1997 | 1000.00 | TROSTER SINGER | 98032681558 |
GELLIS, JOHNATHAN | TEANECK | NJ | 07666 | 09/10/1997 | 750.00 | KNIGHT SECURITIES | 97032442461 |
GIBBS, ELLEN | SAUSALITO | CA | 94965 | 10/14/2009 | 500.00 | 10930797111 | |
GIESA, JOHN | NEW YORK | NY | 10170 | 11/28/2007 | 500.00 | SECURITY TRADERS ASSOCIATION | 28990396548 |
GIESEA, JOHN | AVON | CT | 06001 | 11/04/2003 | 500.00 | SECURITY TRADERS ASSOC./SECURITIES | 24961853187 |
GIESEA, JOHN | AVON | CT | 06001 | 10/26/2004 | 500.00 | SECURITY TRADERS ASSOC. | 25980237170 |
GIESEA, JOHN | AVON | CT | 06001 | 11/19/2005 | 500.00 | SECURITY TRADERS ASSOC. | 26950011115 |
GIOENI, VINCENT | JERSEY CITY | NJ | 07310 | 09/12/1997 | 2000.00 | KNIGHT SECURITIES | 97032442463 |
GOSS, ANDREW | CHICAGO | IL | 60657 | 10/09/2007 | 500.00 | SECURITY TRADERS ASSOCIATION | 28990396548 |
GOSS, ANDREW | CHICAGO | IL | 60657 | 11/19/2005 | 500.00 | SECURITY TRADERS ASSOCIATION | 26950011115 |
GOSS, ANDREW | CHICAGO | IL | 60657 | 10/23/2008 | 500.00 | SECURITY TRADERS ASSOCIATION | 10990724920 |
GOSS, ANDREW | CHICAGO | IL | 60657 | 09/25/2006 | 500.00 | SECURITY TRADERS ASSOCIATION | 28930426436 |
GRAVINA, THOMAS | ROSELAND | NJ | 07068 | 10/08/1997 | 1000.00 | TROSTER SINGER | 98032681557 |
GREEN, BART | CHESTERFIELD | MO | 63017 | 09/25/2006 | 500.00 | AG EDWARDS & SON | 28930426436 |
GREEN, BART | CHESTERFIELD | MO | 63017 | 11/14/2005 | 500.00 | AG EDWARDS & SON | 26950011115 |
GREEN, BART | CHESTERFIELD | MO | 63017 | 10/25/2004 | 500.00 | AG EDWARDS & SON | 25980237171 |
GREEN, BART | ST. LOUIS | MO | 63102 | 02/06/2002 | 300.00 | AG EDWARDS & SON/SECURITIES PROFESS | 22990639157 |
GREEN, BART | CHESTERFIELD | MO | 63017 | 01/03/2008 | 500.00 | AG EDWARDS & SON | 28990489301 |
GREEN, DENNIS | HURON | OH | 44839 | 11/22/2011 | 1000.00 | DAGREEN CONSULTING | 12950330025 |
GREEN, DENNIS | NEW YORK | NY | 10170 | 08/04/2003 | 500.00 | RETIRED | 24961853188 |
GREEN, DENNIS | HURON | OH | 44839 | 10/02/2008 | 500.00 | INFO REQUESTED | 28992942388 |
GREEN, DENNIS | FORT MYERS | FL | 33908 | 11/01/2004 | 410.00 | D.A. GREER | 25980237171 |
GREEN, DENNIS | FORT MYERS | FL | 33908 | 11/14/2005 | 600.00 | D.A. GREER | 26950011116 |
HALVERSON, CHRISTOPHER R. | DALLAS | TX | 75214 | 10/08/2014 | 400.00 | DALLAS SECURITY TRADERS | 14951875218 |
HANLEY, DANIEL | PORT WASHINGTON | NY | 11050 | 07/29/1997 | 500.00 | SHERWOOD SECURITIES | 98032681567 |
HANLEY, DANIEL | PORT WASHINGTON | NY | 11050 | 07/29/1997 | 500.00 | SHERWOOD SECURITIES | 98032650010 |
HERRON, DAVID A | HINSDALE | IL | 60521 | 04/28/2005 | 1500.00 | SELF-EMPLOYED | 26930010741 |
HERRON, DAVID A | HINSDALE | IL | 60521 | 11/28/2005 | 500.00 | SELF-EMPLOYED | 26950011116 |
HERRON, DAVID A. | HINSDALE | IL | 60521 | 10/18/2006 | 1000.00 | SELF-EMPLOYED | 28990328418 |
HERRON, DAVID A. | HINSDALE | IL | 60521 | 01/03/2008 | 500.00 | CHICAGO STOCK EXCHANGE | 28990489302 |
HERRON, DAVID A. | HINSDALE | IL | 60521 | 02/27/2009 | 500.00 | CHICAGO STOCK EXCHANGE | 10930797099 |
HESSLER, GEORGE | WEST HARRISON | NY | 10604 | 11/19/2009 | 500.00 | LIME BROKERAGE | 10930797111 |
HOLLAND, MARY M | MILTON | MA | 02186 | 11/22/2004 | 500.00 | FRANKLIN PORTFOLIO ASSOCIATES | 25980237171 |
HOLLAND, ROBERT G MR | MILTON | MA | 02186 | 10/31/2006 | 500.00 | INFO REQUESTED | 28930426467 |
HUGHES, JOHN | LANSDOWNE | PA | 19050 | 05/19/1997 | 500.00 | JANNEY MONTGOMERY SCOTT | 97032232180 |
HUGHES, JOHN P | HAVERTOWN | PA | 19083 | 11/22/2004 | 500.00 | JANNEY MONTGOMERY SCOTT LLC | 25980237172 |
HUGHES, JOHN P. | HAVERTOWN | PA | 19083 | 11/04/2003 | 900.00 | JANNEY MONTGOMERY SCOTT LLC/TRADER | 24961853188 |
HUGHES, JOHN P. | HAVERTOWN | PA | 19083 | 10/18/2006 | 500.00 | JANNEY MONTGOMERY SCOTT LLC | 28990328418 |
HUGHES, JOHN P. | HAVERTOWN | PA | 19083 | 10/23/2008 | 500.00 | JANNEY MONTGOMERY SCOTT LLC | 10990724920 |
HUGHES, JOHN P. | HAVERTOWN | PA | 19083 | 10/15/2007 | 500.00 | JANNEY MONTGOMERY SCOTT LLC | 28990396549 |
HUGHES, JOHN P. | HAVERTOWN | PA | 19083 | 11/19/2009 | 500.00 | JANNEY MONTGOMERY SCOTT LLC | 10930797111 |
JOCHNAU, STEPHEN | WARREN | NJ | 07059 | 09/12/1997 | 500.00 | KNIGHT SECURITIES | 97032442463 |
JOHNSON, MAT | BIRMINGHAM | AL | 35223 | 10/15/2007 | 500.00 | INFO REQUESTED | 28990396549 |
JOHNSTON, WILLIAM R | FAR HILLS | NJ | 07931 | 09/28/2004 | 500.00 | SELF-EMPLOYED | 24981331753 |
KAROS, NICK | MINNEAPOLIS | MN | 55402 | 10/15/2002 | 600.00 | USB PIPER JAFFRAY/TRADER | 22992911210 |
KATZ, ELI | TEANECK | NJ | 07666 | 09/09/1997 | 2500.00 | KNIGHT SECURITIES | 97032442460 |
KEARNEY, ARTHUR | WAYZATA | MN | 55391 | 07/22/1997 | 500.00 | JOHN G KINNARD | 97032442460 |
KEARNEY, ARTHUR J | WAYZATA | MN | 55391 | 11/14/2005 | 500.00 | SECURITY TRADERS ASSOC. | 26950011116 |
KEARNEY, ARTHUR J. | WAYZATA | MN | 55391 | 11/04/2003 | 500.00 | SECURITY TRADERS ASSOC./SECURITIES | 24961853188 |
KEREKES, MATTHEW | BARRINGTON | IL | 60010 | 05/04/1999 | 250.00 | WILLIAM BLAIR & CO | 99034601128 |
KING, ROBERT | ATLANTA | GA | 30327 | 01/15/2009 | 500.00 | ROBINSON-HUMPHREY | 10930797099 |
KING, ROBERT | ATLANTA | GA | 30327 | 11/23/1999 | 1000.00 | ROBINSON-HUMPHREY | 20035074457 |
KING, ROBERT C | ATLANTA | GA | 30327 | 03/24/1997 | 1000.00 | ROBINSON HUMPHREY | 97032232179 |
KING, ROBERT MR. | ATLANTA | GA | 30327 | 05/07/2001 | 1000.00 | ROBINSON-HUMPHREY/SECURITIES PROFES | 21990360971 |
KIRINCICH, WILLIAM F | NEW YORK | NY | 10069 | 11/01/2004 | 540.00 | GUZMAN & ASSOC. | 25980237172 |
KIRINCICH, WILLIAM F. | NEW YORK | NY | 10069 | 02/04/2003 | 500.00 | SECURITIES PROFESSIONAL/SELF EMPLOY | 24971333117 |
KLINGOWIZE, SEAN MR | NEW YORK | NY | 10170 | 10/31/2006 | 500.00 | INFO REQUESTED | 28930426467 |
KLINKOWIZE, SEAN | DIX HILLS | NY | 11746 | 11/26/2012 | 250.00 | TRADINGSCREEN | 12940785720 |
KLINKOWIZE, SEAN | DIX HILLS | NY | 11746 | 10/13/2010 | 250.00 | TRADINGSCREEN | 10991793267 |
KOLINSKY, ANDREW | DEERFIELD | IL | 60015 | 10/15/2007 | 500.00 | KNIGHT TRADING GROUP | 28990396549 |
KONTOS, ARTHUR | MONMOUTH BEACH | NJ | 07750 | 05/06/1997 | 3000.00 | SHERWOOD SECURITIES | 97032232180 |
KOONS, LYNNE | DALLAS | TX | 76240 | 10/15/2002 | 1300.00 | TRADER | 22992911211 |
KORINS, LEE MR. | NEW YORK | NY | 10048 | 10/01/2001 | 1000.00 | SECURITY TRADERS ASSOC. | 22990312414 |
KORINS, LEE MR. | NEW YORK | NY | 10048 | 05/07/2001 | 1000.00 | SECURITY TRADERS ASSOC. | 21990360971 |
KORNREICH, STACEY | JERSEY CITY | NJ | 07310 | 09/11/1997 | 200.00 | KNIGHT SECURITIES | 97032442462 |
KRISS, ANTHONY | LAKE FOREST | IL | 60045 | 05/04/1999 | 1000.00 | WILLIAM & BLAIR & CO | 99034601128 |
LANESE, MICHAEL | DALLAS | TX | 75219 | 10/15/1999 | 250.00 | COASTAL SECURITIES L P | 20035074457 |
LAVERY, THOMAS R. | MT. PLEASANT | SC | 29464 | 01/15/2008 | 500.00 | AUTOMATED TRADING DESK | 28990489302 |
LEIGHTON, JOHN | GARDEN CITY | NY | 11530 | 05/19/1998 | 5000.00 | SECURITIES PROFESSIONAL | 98033264596 |
LENZA, ANDREW | COLIS NECK | NJ | 07722 | 11/04/1997 | 1000.00 | TROSTER SINGER | 98032681560 |
LEWIS, WILLIAM | DEMAREST | NJ | 07627 | 10/27/1997 | 250.00 | TROSTER SINGER | 98032681560 |
LING, MICHAEL | FLORHAM PARK | NJ | 07932 | 10/06/1997 | 500.00 | TROSTER SINGER | 98032681556 |
LOMBARDI, MARCELLO | BRIDGEWATER | NJ | 08807 | 09/17/1997 | 2500.00 | KNIGHT SECURITIES | 97032442465 |
LYON, MATT D MR | WHITTIER | CA | 90605 | 10/18/2006 | 325.00 | 28990328419 | |
MADOFF, MARK D | GREENWICH | CT | 06831 | 11/22/2004 | 500.00 | SECURITIES PROFESSIONAL | 25980237172 |
MADOFF, MARK D | GREENWICH | CT | 06831 | 10/19/2005 | 500.00 | MADOFF SECURITIES AND INVESTMENTS | 26950011117 |
MADOFF, MARK D | GREENWICH | CT | 06831 | 05/12/2005 | 250.00 | MADOFF SECURITIES AND INVESTMENTS | 26930010741 |
MADOFF, MARK D. | GREENWICH | CT | 06831 | 10/15/2007 | 500.00 | MADOFF SECURITIES AND INVESTMENTS | 28990396550 |
MAGLARAS, GEORGE | BAYSIDE | NY | 11361 | 10/16/1997 | 500.00 | TROSTER SINGER | 98032681559 |
MALESPINA, JAMES | SOUTH ORANGE | NJ | 07079 | 10/19/1997 | 500.00 | HERZOG HEINE GEDULD | 98032681559 |
MALFETTI, JEFFREY | HOBOKEN | NJ | 07030 | 10/30/1997 | 250.00 | TROSTER SINGER | 98032681560 |
MANNS, EARL | LISLE | IL | 60532 | 05/04/1999 | 1000.00 | WILLIAM BLAIR & CO | 99034601128 |
MARINO, BRIAN | BEDMINISTER | NJ | 07921 | 06/12/1997 | 250.00 | SHERWOOD SECURITIES | 97032232181 |
MARINO, CAROLYN | CRARYVILLE | NY | 12521 | 02/27/1997 | 2000.00 | HOUSEWIFE | 97032232179 |
MARINO, DENNIS | CRARYVILLE | NY | 12521 | 10/21/2003 | 500.00 | NAT'L DISCOUNT BROKERS/SECURITIES P | 24961853189 |
MARINO, DENNIS | CRARYVILLE | NY | 12521 | 01/29/1999 | 1000.00 | NATIONAL DISCOUNT BROKERS | 99034601128 |
MARTIN, JEFFREY G. | NEW YORK | NY | 10010 | 10/15/2007 | 500.00 | CREDIT SUISSE SECURITIES (USA) LLC | 28990396550 |
MASI, FRANK | MANALAPAN | NJ | 07726 | 10/17/1997 | 1000.00 | INSTINET | 98032681559 |
MASON, FREDERIC | NEW YORK | NY | 10016 | 05/22/2015 | 1000.00 | J.P. MORGAN | 201507299000444130 |
MATRONE, LOUIS | DALLAS | TX | 75248 | 10/30/2002 | 500.00 | SWS SECURITIES INC./TRADER | 22992911211 |
MATRONE, LOUIS | DALLAS | TX | 75248 | 10/25/2004 | 500.00 | SWS SECURITIES INC. | 25980237173 |
MATRONE, LOUIS | PLANO | TX | 75025 | 10/21/2003 | 500.00 | SWS SECURITIES INC./TRADER | 24961853189 |
MATRONE, LOUIS | DALLAS | TX | 75248 | 10/15/2002 | 475.00 | SWS SECURITIES INC./TRADER | 22992911211 |
MATRONE, LOUIS | FRISCO | TX | 75035 | 11/14/2005 | 500.00 | SWS SECURITIES INC. | 26950011117 |
MATRONE, LOUIS | FRISCO | TX | 75035 | 11/28/2007 | 500.00 | SWS SECURITIES, INC. | 28990396550 |
MCBRIDE, CHARLES F | LONGWOOD | FL | 32750 | 11/14/2005 | 500.00 | SECURITY TRADERS ASSOCIATION | 26950011117 |
MCBRIDE, CHARLES F | LONGWOOD | FL | 32750 | 04/28/2005 | 1000.00 | SECURITY TRADERS ASSOCIATION | 26930010742 |
MCCANN, BRIAN | JERSEY CITY | NJ | 07310 | 09/09/1997 | 250.00 | KNIGHT SECURTIES | 97032442460 |
MCCARTHY, KEVIN | SHITUATE | MA | 02066 | 06/24/1997 | 1000.00 | SHERWOOD SECURITIES | 98032681581 |
MCDERMOTT, MARY | BOSTON | MA | 02110 | 10/15/2002 | 300.00 | FRANKLIN PORTFOLIO ASSOCIATES/TRADE | 22992911212 |
MCERLEAN, MARY | JERSEY CITY | NJ | 07305 | 10/07/1997 | 500.00 | TROSTER SINGER | 98032681556 |
MCGINLEY, MARTIN | HAWORTH | NJ | 07641 | 09/09/1997 | 250.00 | KNIGHT SECURITIES | 97032442460 |
MEAGROW, JAY P | CLEVELAND HEIGHTS | OH | 44118 | 11/22/2004 | 500.00 | INFORMATION REQUESTED | 25980237173 |
MEAGROW, JAY P | CLEVELAND HEIGHTS | OH | 44118 | 11/28/2005 | 500.00 | INFORMATION REQUESTED | 26950011118 |
MEAGROW, JAY PAUL | CLEVELAND HEIGHTS | OH | 44118 | 08/27/2007 | 500.00 | INFORMATION REQUESTED | 28990396551 |
MELE, DANIEL | PLANO | TX | 75093 | 10/23/2008 | 500.00 | 10990724920 | |
MELE, DANIEL | PLANO | TX | 75093 | 11/22/2011 | 250.00 | WFG INVESTMENTS | 12950330025 |
MELICHIORRE, MORGAN | LENEXA | KS | 66214 | 10/20/2011 | 500.00 | BATS TRADING | 12950330025 |
MIGNANO, MICHAEL | BROOKLYN | NY | 11231 | 09/18/1997 | 250.00 | KNIGHT SECURITIES | 97032442465 |
MILLAR, LOWELL | SUMMIT | NJ | 07901 | 10/10/1997 | 1000.00 | TROSTER SINGER | 98032681558 |
MILSTEIN, DREW | BALA CYNWD | PA | 19004 | 10/25/2004 | 500.00 | SUSQUEHANNA INT'L GROUP | 25980237173 |
MOCK, BRETT F | TIBURON | CA | 94920 | 10/25/2004 | 500.00 | INFORMATION REQUESTED | 25980237174 |
MOCK, BRETT F | TIBURON | CA | 94920 | 10/19/2005 | 500.00 | INFORMATION REQUESTED | 26950011118 |
MOCK, BRETT F. | TIBURON | CA | 94920 | 04/25/2011 | 700.00 | BTIG | 11932140405 |
MOLLICA, EDWARD | LINDENHRST | NY | 11757 | 09/12/1997 | 500.00 | KNIGHT SECURITIES | 97032442463 |
MORRIS, JAMES | RIDGEWOOD | NJ | 07450 | 11/04/1997 | 500.00 | TROSTER SINGER | 98032681560 |
MULLINS, JOHN | UPPER SADDLE RIVER | NJ | 07458 | 10/14/1997 | 1000.00 | TROSTER SINGER | 98032681559 |
NAIDRICH, MICHAEL | EAST WINDSOR | NJ | 08520 | 06/13/1997 | 500.00 | SHERWOOD SECURITIES | 97032232181 |
NEIDERFER, MARK | WOODBURY | NY | 11797 | 05/19/1998 | 1000.00 | SECURITIES PROFESSIONAL | 98033264596 |
NELSON, MITCHELL | JERSEY CITY | NJ | 07310 | 09/11/1997 | 500.00 | KNIGHT SECURITIES | 97032442462 |
NOAKES, TIMOTHY J. | IRVING | TX | 75062 | 10/21/2003 | 500.00 | SECURITY TRADERS ASSOC./SECURITIES | 24961853190 |
NOBEL, B. | MARLTON | NJ | 08053 | 10/25/2004 | 500.00 | INFORMATION REQUESTED | 25980237174 |
O'BRIEN, JAMES | COLONIA | NJ | 07067 | 10/07/1997 | 1000.00 | TROSTER SINGER | 98032681556 |
O'BRIEN, JAMES | HOBOKEN | NJ | 07030 | 09/12/1997 | 500.00 | KNIGHT SECURITIES | 97032442464 |
O'BRIEN, WILLIAM A | HOBOKEN | NJ | 07748 | 06/19/1997 | 500.00 | SHERWOOD SECURITIES | 97032232182 |
O'DAVID, BRIAN | PARSIPPANY | NJ | 07054 | 09/10/1997 | 1000.00 | KNIGHT SECURITIES | 97032442461 |
O'KANE, CHRISTY | LAKEWOOD | IL | 60014 | 04/29/2014 | 500.00 | SELF | 14941205298 |
O'KANE, RORY O MR | LAKEWOOD | IL | 60014 | 04/25/2011 | 800.00 | KNIGHT EQUITY MARKETS | 11932140405 |
O'KANE, RORY O MR | LAKEWOOD | IL | 60014 | 02/10/2015 | 500.00 | KNIGHT EQUITY MARKETS | 201507299000444130 |
O'KANE, RORY O MR | LAKEWOOD | IL | 60014 | 12/19/2012 | 500.00 | KNIGHT EQUITY MARKETS | 13960501602 |
O'KANE, RORY O MR | LAKEWOOD | IL | 60014 | 10/20/2011 | 500.00 | KNIGHT EQUITY MARKETS | 12950330026 |
O'KANE, RORY O MR | LAKEWOOD | IL | 60014 | 10/13/2010 | 500.00 | KNIGHT EQUITY MARKETS | 10991793268 |
O'NEIL, TIMOTHY | MALIBU | CA | 90265 | 11/06/2008 | 1500.00 | INFO REQUESTED | 10990724921 |
O'NEILL, STEPHEN MR. | NEW YORK | NY | 10048 | 05/07/2001 | 1000.00 | SECURITY TRADERS ASSOC./CHAIRMAN | 21990360971 |
O'NEILL, STEPHEN MR. | NEW YORK | NY | 10048 | 10/18/2006 | 350.00 | SECURITY TRADERS ASSOC. | 28990328419 |
OELTZE, JUSTIN | ATLANTA | GA | 30327 | 12/06/2011 | 250.00 | JONESTRADING | 12950330026 |
ORTNER, FRANK | JERSEY CITY | NJ | 07310 | 09/10/1997 | 3000.00 | KNIGHT SECURITIES | 97032442462 |
PACHECO, ARTHUR | CORAL GABLES | FL | 33134 | 11/28/2005 | 500.00 | GUZMAN & COMPANY | 26950011119 |
PACHECO, ARTHUR | NEW YORK | NY | 10179 | 02/07/2005 | 500.00 | BEAR STEARNS & CO. | 26930010742 |
PACHECO, ARTHUR | CORAL GABLES | FL | 33134 | 10/22/2007 | 500.00 | GUZMAN & COMPANY | 28990396551 |
PACHECO, ARTHUR | NY | 05/07/1999 | 5000.00 | STRIKE TECHNOLOGIES | 99034601128 | ||
PACHECO, ARTHUR | NEW YORK | NY | 10179 | 11/02/2004 | 350.00 | BEAR STEARNS & CO. | 25980237174 |
PACHECO, ARTHUR | NEW YORK | NY | 10179 | 10/15/2002 | 1000.00 | BEAR STEARNS & CO./TRADER | 22992911212 |
PACHECO, ARTHUR | NEW YORK | NY | 10179 | 11/22/2004 | 500.00 | BEAR STEARNS & CO. | 25980237175 |
PADALA, ROBERT MR. | GARDEN CITY | NY | 22530 | 05/07/2001 | 500.00 | SELF EMPLOYED/SECURITIES PROFESSION | 21990360972 |
PANTANO, BRYANT | WESTFIELD | NJ | 07090 | 10/07/1997 | 1000.00 | TROSTER SINGER | 98032681557 |
PAPSON, COSTOS | VALLEY STREAM | NY | 11581 | 09/16/1997 | 1500.00 | KNIGHT SECURITIES | 97032442464 |
PASKALIDES, PAUL | RIDGEWOOD | NJ | 07450 | 06/14/1997 | 250.00 | SHERWOOD SECURITIES | 97032232182 |
PASTERNAK, KENNETH | WOODCLIFF LAKES | NJ | 07675 | 09/12/1997 | 5000.00 | KNIGHT SECURITIES | 97032442464 |
PASTERNAK, RONALD | GLEN ROCK | NJ | 05/19/1998 | 1000.00 | SECURITIES PROFESSIONAL | 98033264596 | |
PETERS, JOHNATHAN | RAMSEY | NJ | 07446 | 09/11/1997 | 2000.00 | KNIGHT SECURITIES | 97032442463 |
POLCARI, KENNETH J. | ARMONK | NY | 10504 | 10/15/2007 | 500.00 | POLCARI & WEICKER | 28990396552 |
PONZIO, NICHOLAS D | JERSEY CITY | NJ | 07302 | 11/01/2004 | 610.00 | HILL THOMPSON MAGIDG | 25980237175 |
PULEO, STEPHEN E MR | NEW YORK | NY | 10036 | 01/15/2008 | 500.00 | REUTERS | 28990489302 |
PULEO, STEPHEN E MR | BOSTON | MA | 02116 | 10/31/2006 | 500.00 | INFO REQUESTED | 28930426467 |
QUINN, MICHAEL | SEACAUCUS | NJ | 07094 | 07/03/1997 | 500.00 | SHERWOOD SECURITIES | 98032650010 |
QUINN, MICHAEL | SEACAUCUS | NJ | 07094 | 07/03/1997 | 500.00 | SHERWOOD SECURITIES | 98032681567 |
RAPP, PHIL | JERSEY CITY | NJ | 07310 | 09/10/1997 | 2500.00 | KNIGHT SECURITIES | 97032442462 |
RAPP, PHIL J. | NEW YORK | NY | 10271 | 10/15/2002 | 500.00 | LABRANCH INSTITUTIONAL EXECUTION/TR | 22992911212 |
RAQUET, WALTER | NEW VERNON | NJ | 07976 | 09/09/1997 | 5000.00 | KNIGHT SECURITIES | 97032442460 |
RAY, JOHN | HALLANDALE | FL | 33009 | 09/12/1997 | 500.00 | HERZOG HEINE GEDULD | 97032442464 |
REAGAN, PATRICIA | SAN FRANCISCO | CA | 94104 | 10/13/2010 | 2000.00 | FIDELITY CAPITAL MARKETS | 10991793268 |
REDFEARN, BRETT W. | NEW YORK | NY | 10006 | 10/15/2002 | 600.00 | AMERICAN STOCK EXCHANGE/TRADER | 22992911213 |
RENKOWSKI, CHRISTOPHER | BABYLON | NY | 11702 | 09/11/1997 | 300.00 | KNIGHT SECURITIES | 97032442463 |
REYNOLDS, DON E. | MEMPHIS | TN | 38120 | 12/17/2003 | 500.00 | SECURITY TRADERS ASSOC./SECURITIES | 24961853190 |
REYNOLDS, HEDI | MEMPHIS | TN | 38103 | 10/02/2008 | 500.00 | MORGAN KEEGAN & CO. | 28992942388 |
REYNOLDS, HEDI | SAN ANTONIO | TX | 78218 | 08/06/2009 | 500.00 | INFO REQUESTED | 10930797112 |
REYNOLDS, HEDI | MEMPHIS | TN | 38103 | 09/10/2004 | 500.00 | MORGAN KEEGAN & CO. | 24981331753 |
REYNOLDS, HEIDI | MEMPHIS | TN | 38120 | 10/19/2005 | 500.00 | INFO REQUESTED | 26950011119 |
REYNOLDS, HEIDI | MEMPHIS | TN | 38120 | 12/30/1997 | 1000.00 | 98032681561 | |
REYNOLDS, HEIDI | MEMPHIS | TN | 38120 | 08/24/2007 | 500.00 | INFO REQUESTED | 28990396552 |
RICCIARDI, ALFRED | BRIDGEWATER | NJ | 08807 | 06/22/1997 | 500.00 | SHERWOOD SECURITIES | 97032232182 |
RICCLARDI, JOSEPH | RIDGEWOOD | NJ | 07450 | 09/11/1997 | 2500.00 | KNIGHT SECURITIES | 97032442463 |
ROMAN, JOE | ATLANTA | GA | 30309 | 12/06/2011 | 250.00 | ATLANTA CAPITAL | 12950330026 |
ROSENBERG, STUART | DEMAREST | NJ | 07627 | 09/17/1997 | 500.00 | KNIGHT SECURITIES | 97032442465 |
ROUGHTON, MICHAEL | JERSEY CITY | NJ | 07310 | 09/22/1997 | 1000.00 | KNIGHT SECURITIES | 97032442466 |
ROYAL, DANIEL B MR | PEWAUKEE | WI | 53072 | 10/18/2006 | 500.00 | 28990328419 | |
SANFILIPPO, ANTHONY M. | JERSEY CITY | NJ | 07310 | 10/14/2009 | 500.00 | KNIGHT TRADING GROUP, INC. | 10930797112 |
SANFILIPPO, ANTHONY M. | JERSEY CITY | NJ | 07310 | 10/15/2007 | 500.00 | KNIGHT TRADING GROUP, INC. | 28990396552 |
SANFILIPPO, ANTHONY M. | JERSEY CITY | NJ | 07310 | 10/15/2002 | 300.00 | KNIGHT TRADING GROUP INC./TRADER | 22992911213 |
SANFILIPPO, ANTHONY M. | JERSEY CITY | NJ | 07310 | 10/23/2008 | 500.00 | KNIGHT TRADING GROUP, INC. | 10990724921 |
SANFILIPPO, ANTHONY M. | JERSEY CITY | NJ | 07310 | 11/22/2011 | 500.00 | KNIGHT TRADING GROUP, INC. | 12950330027 |
SANTAROMITA, STELLA | STATEN ISLAND | NY | 10312 | 09/20/1997 | 250.00 | KNIGHT SECURITIES | 97032442465 |
SANTUCCI, MICHAEL | LOCUST VALLEY | NY | 11560 | 11/04/2003 | 500.00 | SECURITY TRADERS ASSOC./SECURITIES | 24961853190 |
SAVONA, NICHOLAS M | NEW YORK | NY | 10170 | 11/14/2005 | 700.00 | TD NEWCREST | 26950011119 |
SAVONA, NICK M MR | NEW YORK | NY | 10170 | 10/31/2006 | 500.00 | TD NEWCAST | 28930426468 |
SCHANMIER, BARBARA | CHICAGO | IL | 60618 | 12/20/1999 | 250.00 | INSTITUTIONAL CAPITAL CORP | 20035074457 |
SCHNEIDER, JON | LENEXA | KS | 66214 | 12/23/2009 | 300.00 | BATS | 10930797112 |
SCHNEIDER, JON | KANSAS CITY | MO | 64152 | 12/31/2015 | 500.00 | ITG | 201601229004562693 |
SCHNURIGER, ANNE | KEARNEY | NJ | 07032 | 10/08/1997 | 500.00 | TROSTER SINGER | 98032681557 |
SCHULER, PATTY | AURORA | IL | 60502 | 04/25/2011 | 750.00 | BOSTON OPTIONS EXCHANGE | 11932140406 |
SCHUPAK, KAREN | WEST ORANGE | NJ | 07052 | 05/30/1997 | 500.00 | SHERWOOD SECURITIES | 97032232181 |
SCIRE, PATRICK | JERSEY CITY | NJ | 07306 | 10/09/1997 | 1000.00 | TROSTER SINGER | 98032681557 |
SETZENFAND, JENNIFER | PITTSBURGH | PA | 15222 | 11/19/2009 | 250.00 | FEDERATED | 10930797113 |
SHAPIRO, THOMAS | LINCROFT | NJ | 07738 | 05/12/1997 | 250.00 | SHERWOOD SECURITIES | 97032232180 |
SHARP, PATRICIA | INFO REQUESTED | NY | 00000 | 10/15/2007 | 500.00 | INFO REQUESTED | 28990396553 |
SHENKER, ERIC | NEW YORK | NY | 10021 | 06/20/1997 | 1000.00 | SHERWOOD SECURITIES | 97032232182 |
SILVERMAN, MITCHELL | NEW YORK | NY | 10004 | 10/15/2002 | 600.00 | PRIME EXCHANGE INC./TRADER | 22992911213 |
SILVERMAN, SCOTT | NORTH HILL | NY | 11576 | 06/23/1997 | 1000.00 | SHERWOOD SECURITIES | 97032232182 |
SILVERSTEIN, MARIA | WYCKOFF | NJ | 07481 | 10/13/1997 | 1000.00 | SHERWOOD SECURITIES | 98032681558 |
SONE, DAVID | JERSEY CITY | NJ | 07302 | 01/13/1998 | 500.00 | TROSTER SINGER | 98032961551 |
SORRENTINO, RICHARD | OLD BRIDGE | NJ | 08857 | 10/07/1997 | 1000.00 | FIRST ALBANY | 98032681557 |
SORRENTINO, RICHARD | OLD BRIDGE | NJ | 08857 | 01/05/2000 | 500.00 | RBC DOMINION | 20035423229 |
SORRENTINO, RICHARD MR. | OLD BRIDGE | NJ | 08857 | 02/21/2003 | 300.00 | RBC DOMINION/SECURITIES PROFESSIONA | 24971333117 |
SORRENTINO, RICHARD MR. | OLD BRIDGE | NJ | 08857 | 02/06/2002 | 500.00 | RBC DOMINION/SECURITIES PROFESSIONA | 22990639157 |
SORRENTINO, RICHARD MR. | OLD BRIDGE | NJ | 08857 | 05/07/2001 | 1000.00 | RBC DOMINION/SECURITIES PROFESSIONA | 21990360972 |
STARKER, STEVEN | RYE | NJ | 10580 | 10/10/1997 | 1000.00 | TROSTER SINGER | 98032681558 |
SUTTON, WILLIAM WESLEY | GREENSBORO | NC | 27410 | 10/15/2007 | 500.00 | INFO REQUESTED | 28990396553 |
TACOPINA, ROBERT | HUNTINGTON | NY | 11743 | 10/17/1997 | 500.00 | TROSTER SINGER | 98032681559 |
TANG, HOWARD | NEW YORK | NY | 11530 | 09/09/1997 | 500.00 | KNIGHT SECURITIES | 97032442461 |
TAYLOR, CHRISTOPHER J | MIDDLETOWN | NJ | 07748 | 06/16/1997 | 500.00 | SHERWOOD SECURITIES | 97032232182 |
TAYLOR, RANDALL | BASKING RIDGE | NJ | 07920 | 10/17/1997 | 5000.00 | KNIGHT SECURITIES | 98032681559 |
THOMAS, MARK | QUINEBAUG | CT | 06262 | 02/28/2000 | 250.00 | FIRST OPTIONS | 20035423229 |
TODD, LOUIS | NASHVILLE | TN | 37205 | 10/15/2007 | 500.00 | INFO REQUESTED | 28990396553 |
TODD, LOUIS JR | NASHVILLE | TN | 37201 | 10/14/1998 | 1000.00 | J C BRADFORD & CO | 98033662718 |
TOES, JAMES | NHASSET | NY | 10030 | 04/21/2002 | 1000.00 | MERRILL LYNCH/SECURITIES PROFESSION | 22991330291 |
TOES, JAMES | NHASSET | NY | 10030 | 03/13/2017 | 2500.00 | MERRILL LYNCH | 201707069066560977 |
TOES, JAMES | NHASSET | NY | 10030 | 04/25/2011 | 1000.00 | MERRILL LYNCH | 11932140406 |
TOES, JAMES | NHASSET | NY | 10030 | 02/21/2018 | 2000.00 | MERRILL LYNCH | 201803139096540451 |
TOES, JAMES | MANHASSET | NY | 10030 | 04/03/2015 | 3000.00 | MERRILL LYNCH | 201507299000444130 |
TOES, JAMES | MANHASSET | NY | 10030 | 04/29/2014 | 1000.00 | MERRILL LYNCH | 14941205299 |
TOES, JAMES | NHASSET | NY | 10030 | 09/26/2012 | 2000.00 | MERRILL LYNCH | 12954402197 |
TOES, JAMES | NHASSET | NY | 10030 | 03/25/2013 | 2000.00 | MERRILL LYNCH | 13964464559 |
TOGNINO, JOHN N | NAPLES | FL | 33963 | 03/04/1997 | 1000.00 | SECURITY TRADERS ASSOC | 97032232179 |
TURNER, CLINT A III | DALLAS | TX | 75252 | 11/14/2005 | 870.00 | INFORMATION REQUESTED | 26950011120 |
TURNER, CLINT A III | DALLAS | TX | 75252 | 10/21/2005 | 500.00 | INFORMATION REQUESTED | 26950011120 |
TURNER, CLINT A III | DALLAS | TX | 75252 | 10/25/2004 | 500.00 | INFORMATION REQUESTED | 25980237175 |
TURNER, CLINT A. III | DALLAS | TX | 75252 | 10/31/2006 | 500.00 | INFORMATION REQUESTED | 28930426468 |
UNGER, KIMBERLY | NEW YORK | NY | 10021 | 08/10/2011 | 300.00 | STANY | 12950330027 |
UTASI, LISA MARIE | NEW YORK | NY | 10170 | 11/22/2004 | 500.00 | INFORMATION REQUESTED | 25980237176 |
UTASI, LISA MARIE | NEW YORK | NY | 10170 | 10/09/2008 | 500.00 | INFORMATION REQUESTED | 28992942388 |
UTASI, LISA MARIE | NEW YORK | NY | 10170 | 10/31/2006 | 500.00 | INFORMATION REQUESTED | 28930426468 |
UTASI, LISA MARIE | NEW YORK | NY | 10170 | 12/03/2007 | 500.00 | INFORMATION REQUESTED | 28990396554 |
UTASI, LISA MARIE | NEW YORK | NY | 10170 | 09/03/2009 | 500.00 | CLEARBRIDGE ADVISORS | 10930797113 |
UTASI, LISA MARIE | NEW YORK | NY | 10170 | 10/19/2005 | 500.00 | INFORMATION REQUESTED | 26950011120 |
VANCE, WILLIAM A | ROSLYN | NY | 11576 | 10/21/2005 | 500.00 | SECURITY TRADERS ASSOCIATION | 26950011121 |
VANCE, WILLIAM A. | ROSLYN | NY | 11576 | 10/23/2006 | 500.00 | SECURITY TRADERS ASSOCIATION | 28930426469 |
VARSAM, GEORGE | FLUSHING | NY | 11354 | 10/10/1997 | 1000.00 | TROSTER SINGER | 98032681558 |
WALKER, ALAN SETH | SCOTCH PLAINS | NJ | 07076 | 10/08/1997 | 500.00 | TROSTER SINGER | 98032681557 |
WALSH, BRADLEY | SAN FRANCISCO | CA | 94109 | 11/06/2008 | 500.00 | JONES TRADING | 10990724921 |
WARDLE, BRIAN M | DALLAS | TX | 75243 | 10/25/2004 | 500.00 | INFORMATION REQUESTED | 25980237176 |
WARDLE, BRIAN M | DALLAS | TX | 75243 | 11/14/2005 | 870.00 | EDI FINANCIAL | 26950011121 |
WARDLE, BRIAN M. | NEW YORK | NY | 10025 | 01/15/2008 | 600.00 | JEFFERIES | 28990489303 |
WATSON, JOHN L. | PONTE VERDA BEACH | FL | 32082 | 03/21/2002 | 250.00 | SECURITIES PROFESSIONAL | 22990639157 |
WEISZ, JAYSON | JERSEY CITY | NJ | 07310 | 09/16/1997 | 500.00 | KNIGHT SECURITIES | 97032442464 |
WHIPPLE, JAMES T. | NEW YORK | NY | 10017 | 10/15/2002 | 400.00 | CE UNTERBERG/TRADER | 22992911214 |
WIEN, STEPHEN | BOCA RATON | FL | 33496 | 11/01/1999 | 2000.00 | WIEN SECURITIES CORP | 20035074457 |
WILLIAMS, TROY | NEW YORK | NY | 10280 | 07/02/1997 | 250.00 | SHERWOOD SECURITIES | 98032681567 |
WILLIAMS, TROY | NEW YORK | NY | 10280 | 07/02/1997 | 250.00 | SHERWOOD SECURITIES | 98032650010 |
WIMPFHEIMER, ANDREW | NEW YORK | NY | 10128 | 09/09/1997 | 2500.00 | KNIGHT SECURITIES | 97032442461 |
WIPPERN, JOSCELYN | NEW CANAAN | CT | 06840 | 04/25/2011 | 900.00 | SECURITY TRADERS' ASSOCIATION | 11932140406 |
WITHERS, RANDAL S | DAVIE | FL | 33324 | 11/01/2004 | 450.00 | THOMSON FINANCIAL | 25980237177 |
YANCEY, BILL | MOUNT PLEASANT | SC | 29466 | 11/22/2004 | 500.00 | SWS SECURITIES | 25980237177 |
YANCEY, BILL | DALLAS | TX | 75201 | 01/15/2008 | 500.00 | PENSON FINANCIAL SERVICES | 28990489303 |
YANCEY, BILL | MOUNT PLEASANT | SC | 29466 | 01/23/2007 | 500.00 | SWS SECURITIES | 28990396765 |
CONTRIBUTION REFUND TO AN INDIVIDUAL | |||||||
DUNCAN, JAMES | NEW YORK | NY | 10170 | 02/05/2006 | -1000.00 | 28930359875 | |
SAVONA, NICHOLAS M. | NEW YORK | NY | 10170 | 02/05/2006 | -500.00 | 28930359875 | |
URSINO, ROBERT | WARRINGTON | PA | 18976 | 04/13/2010 | -0.24 | 10930797142 |
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