Individuals Who Gave To This Committee

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FINANCIAL SERVICES INSTITUTE PAC

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The query you have chosen matched 216 individual contributions.

Contributor City State ZIP Date Amount Employer/Occupation Image Number

CONTRIBUTIONS FROM AN INDIVIDUAL

KAILES, ROBERT PLAYA DEL REY CA 90293 08/07/2007 500.00 ROBERT KAILES 28930089568

KANY, DONALD ENGLEWOOD CO 80112 02/27/2015 250.00 CETERA ADVISOR NETWORKS 201603149009739471

KANY, DONALD ENGLEWOOD CO 80112 02/27/2015 100.00 CETERA ADVISOR NETWORKS 201603149009739472

KAUFMAN, BRETT MIAMI FL 33137 08/11/2014 500.00 LADENBURG THALMANN FIN. SERV. 14951708146

KEARNEY, DICKINSON SAN RAMON CA 94583 08/14/2007 250.00 PROEQUITIES, INC. 28930089568

KEEN, WILLIAM N. ROSWELL GA 30077 11/30/2016 250.00 THE STRATEGIC FINANCIAL ALLIANCE, I 201701259041478112

KELLY, DAVID WALTHAM MA 02453 08/29/2008 500.00 COMMONWEALTH FINANCIAL NETWORK 28933480691

KELLY, RAY HARRISBURG PA 17109 09/26/2007 250.00 CAMBRIDGE INVESTMENT RESEARCH 28930089568

KENNEDY, JAMES TOLEDO OH 43615 06/26/2015 250.00 CETERA ADVISORS 201603149009739472

KENNEDY, JIM EASTLAND TX 76448 08/06/2007 500.00 VSR FINANCIAL SERVICES, INC. 28930089569

KIM-EPSTEIN, YOUNG MANHATTAN BEACH CA 90266 11/07/2005 250.00 ASSOCIATED SECURITIES 26980046661

KIM-EPSTEIN, YOUNG S. MANHATTAN BEACH CA 90266 04/06/2010 500.00 NPB FINANCIAL GROUP, LLC 10990839557

KING, DOUGLAS S. EL SEGUNDO CA 90245 06/27/2012 5000.00 FINANCIAL NETWORK INVESTMENT CORP. 12952657564

KING, DOUGLAS S. EL SEGUNDO CA 90245 11/01/2013 2000.00 FINANCIAL NETWORK INVESTMENT 14960323253

KING, EDWARD NISKAYUNA NY 12309 03/21/2017 500.00 LPL FINANCIAL 201802089094271874

KNOCH, DAVID DALLAS TX 75251 02/01/2018 1000.00 1ST GLOBAL INC. 201803169096564275

KNOCH, DAVID DALLAS TX 75251 02/17/2017 1000.00 1ST GLOBAL INC. 201802089094271874

KOVANDA, NORMAN SANTA BARBARA CA 93105 05/05/2008 500.00 ROYAL ALLIANCE ASSOCIATES 28932686785

KRAKOVSKY, EDWARD ATLANTA GA 30319 07/23/2015 250.00 CETERA 201602269009626192

KRAMEISEN, STEVEN SAN DIEGO CA 92101 07/02/2012 1000.00 FIRST ALLIED SECURTIES, INC. 12972557264

KRAMEISEN, STEVEN SAN DIEGO CA 92101 03/26/2014 1000.00 FIRST ALLIED SECURTIES, INC. 14941287107

KRISTOFEK, WILLIAM A. EVANSTON IL 60201 05/15/2008 250.00 ROYAL ALLIANCE ASSOCIATES 28932686786

KROPP, KIMBERLY OMAHA NE 68154 02/03/2016 2550.00 SECURITIES AMERICA, INC. 201604139012318813

KROPP, KIMBERLY OMAHA NE 68154 01/30/2017 5000.00 SECURITIES AMERICA, INC. 201802089094271875

KROPP, KIMBERLY OMAHA NE 68154 02/01/2018 5000.00 SECURITIES AMERICA, INC. 201803169096564275

KRPALEK, GREGORY JAN ALBANY OR 97321 05/07/2015 357.14 FIRST ALLIED SECURITIES, INC. 201603149009739472

KRPALEK, GREGORY JAN ALBANY OR 97321 06/26/2015 357.14 FIRST ALLIED SECURITIES, INC. 201603149009739473

KRUMHOLZ, MICHAEL L. READING PA 19607 05/28/2014 250.00 CAMBRIDGE INVESTMENT RESEARCH 14961563178

KRUZAN, JAMES B. CLARKSTON MI 48346 03/21/2017 1000.00 RAYMOND JAMES FINANCIAL SVCS 201802089094271875

KRVARIC, TONY SAN DIEGO CA 92127 11/30/2016 250.00 COMMONWEALTH FINANCIAL NETWORK 201701259041478112

KRVARIC, TONY SAN DIEGO CA 92127 11/13/2017 250.00 COMMONWEALTH FINANCIAL NETWORK 201802159094572478

KULA, JOSEPH SPRINGFIELD IL 62711 12/05/2013 1000.00 CETERA FINANCIAL SPECIALIST 14960323253

KUNTZ, CARRIE COGHILL PITTSBURGH PA 15219 05/12/2008 250.00 COMMONWEALTH FINANCIAL NETWORK 28932686786

KUSSKE, MARY BURNSVILLE MN 55337 06/07/2018 1000.00 KUSSKE FINANCIAL MANAGEMENT 201807169115713921

LAJEUNESSE, ANTHONY SOUTHGATE MI 48195 01/30/2015 5000.00 LPL FINANCIAL 201603149009739473

LAJEUNESSE, ANTHONY SOUTHGATE MI 48195 01/30/2017 5000.00 LPL FINANCIAL 201802089094271875

LAJEUNESSE, ANTHONY SOUTHGATE MI 48195 02/10/2016 5000.00 LPL FINANCIAL 201604139012318813

LAJEUNESSE, ANTHONY SOUTHGATE MI 48195 01/19/2018 5000.00 LPL FINANCIAL 201802209094613947

LAMOREAUX, MARY SYBIL LEESBURG FL 34748 06/11/2018 250.00 TRANSAMERICA FINANCIAL ADVISOR 201807169115713921

LAMPEN, RICHARD J. MIAMI FL 33137 01/31/2015 5000.00 LADENBURG THALMANN FINANCIAL 201603149009739473

LAMPEN, RICHARD J. MIAMI FL 33137 01/30/2017 5000.00 LADENBURG THALMANN FINANCIAL 201802089094271876

LAMPEN, RICHARD J. MIAMI FL 33137 01/23/2018 5000.00 LADENBURG THALMANN FINANCIAL 201802209094613948

LAMPEN, RICHARD J. MIAMI FL 33137 01/17/2013 5000.00 LADENBURG THALMANN FINANCIAL 13940530751

LAMPEN, RICHARD J. MIAMI FL 33137 10/18/2012 5000.00 LADENBURG THALMANN FINANCIAL 13940530961

LAMPEN, RICHARD J. MIAMI FL 33137 01/31/2014 5000.00 LADENBURG THALMANN FINANCIAL 14941287107

LAMPEN, RICHARD J. MIAMI FL 33137 02/10/2016 5000.00 LADENBURG THALMANN FINANCIAL 201604139012318813

LANFORD, CHARLES EDWARD ROSWELL GA 30076 11/29/2016 250.00 RAYMOND JAMES FINANCIAL SERV. 201701259041478112

LANGLEY, EUGENE M. JR. RALEIGH NC 27622 08/06/2007 250.00 RAYMOND JAMES FINANCIAL SERVICES, I 28930089569

LARKIN, J. DONALD SURPRISE AZ 85374 07/06/2015 500.00 FINANCIAL NETWORK INVESTMENT CORP. 201602269009626192

LAW, SALLY GLEN ECHO MD 20812 04/23/2010 500.00 RAYMOND JAMES FINANCIAL SERVICES, I 10990839558

LEAR, STEVE M. MINNETONKA MN 55305 11/15/2007 500.00 FINANCIAL NETWORK INVESTMENT CO. 28930089569

LEE, TINA LOUISE WELLS STOCKTON CA 95204 11/16/2017 250.00 FIRST ALLIED SECURITIES INC. 201802159094572478

LEEDS, MARSHALL BOCA RATON FL 33432 02/11/2014 1000.00 SUMMIT BROKERAGE SERVICES, INC 14941287108

LEFTON, MICHAEL A. TUCSON AZ 85751 08/06/2007 250.00 ING FINANCIAL PARTNERS 28930089570

LEFTON, MICHAEL A. TUCSON AZ 85751 12/30/2009 250.00 ING FINANCIAL PARTNERS 10990186174

LERNER, DENNIS BIG RAPIDS MI 49307 03/25/2014 250.00 CAMBRIDGE INVESTMENT RESEARCH 14941287108

LESNICK, NAN MONTERAY CA 93940 04/11/2017 250.00 FIRST HEARTLAND CAPITAL, INC. 201802089094271876

LEVEE, JOHN ROUND ROCK TX 78664 03/26/2014 1000.00 FIRST ALLIED SECURITIES, INC. 14941287108

LEVERENZ, SCOTT MINNEAPOLIS MN 55416 02/03/2005 250.00 CAMBRIDGE INVESTMENT RESEARCH 25970770989

LEVERENZ, SCOTT EDEN PRAIRIE MN 55344 03/23/2016 350.00 CAMBRIDGE INVESTMENT RESEARCH 201604139012318814

LEVERENZ, SCOTT EDEN PRAIRIE MN 55344 04/07/2017 1500.00 CAMBRIDGE INVESTMENT RESEARCH 201802089094271876

LEVERENZ, SCOTT MINNEAPOLIS MN 55416 08/06/2007 500.00 CAMBRIDGE INVESTMENT RESEARCH 28930089570

LEVERENZ, SCOTT EDEN PRAIRIE MN 55347 04/16/2014 250.00 CAMBRIDGE INVESTMENT RESEARCH 14961563178

LEVERENZ, SCOTT EDEN PRAIRIE MN 55344 02/26/2015 500.00 CAMBRIDGE INVESTMENT RESEARCH 201603149009739474

LEVERENZ, SCOTT EDEN PRAIRIE MN 55347 10/02/2008 200.00 CAMBRIDGE INVESTMENT RESEARCH 28993329236

LEVERENZ, SCOTT EDEN PRAIRIE MN 55347 03/05/2013 250.00 CAMBRIDGE INVESTMENT RESEARCH 13940530751

LEVIS, PAUL A. YONKERS NY 10710 12/22/2016 500.00 CADARET, GRANT & CO., INC. 201701259041478113

LEVIS, PAUL A. YONKERS NY 10710 07/02/2015 500.00 CADARET, GRANT & CO., INC. 201602269009626193

LEVIS, PAUL A. YONKERS NY 10710 04/15/2010 250.00 CADARET, GRANT & CO., INC. 10990839559

LEVIS, PAUL A. YONKERS NY 10710 03/21/2017 250.00 CADARET, GRANT & CO., INC. 201802089094271877

LIBERTY, EDWARD J. CHESTERFIELD MO 63005 05/06/2008 250.00 ROYAL ALLIANCE ASSOCIATES 28932686786

LINDBERG, KARL S. DES MOINES IA 50309 11/16/2007 250.00 ING FINANCIAL PARTNERS 28930089570

LINDEEN, ROBERT ENCINO CA 91436 05/12/2008 250.00 ROYAL ALLIANCE ASSOCIATES 28932686787

LINDENBERG, SAMUEL HARRISBURG PA 17110 05/22/2008 250.00 JEFFERSON PILOT SECURITIES CORP. 28932686787

LIVINGSTON, JAMES L. JR. DENVER CO 80237 10/02/2007 500.00 NATIONAL PLANNING HOLDINGS, INC. 28930089571

LIVINGSTON, JAMES L. JR. DENVER CO 80237 02/27/2012 5000.00 NATIONAL PLANNING HOLDINGS, INC. 12952619938

LOFASO, ANTHONY WEST PALM BEACH FL 33407 03/21/2017 250.00 JW COLE FINANCIAL INC 201802089094271877

LOSS, P. ALAN LANCASTER PA 17601 03/22/2017 500.00 GENEOS WEALTH MANAGEMENT, INC. 201802089094271877

LOSS, P. ALAN LANCASTER PA 17601 05/29/2008 1000.00 GENEOS WEALTH MANAGEMENT, INC. 28932686787

LOSS, P. ALAN LANCASTER PA 17601 02/27/2015 1000.00 GENEOS WEALTH MANAGEMENT, INC. 201603149009739474

LUCCIONI, KENNETH ANTHONY PARK RIDGE IL 60068 12/14/2016 250.00 TRIAD ADVISORS, INC. 201701259041478113

LUCCIONI, KENNETH ANTHONY PARK RIDGE IL 60068 06/30/2015 250.00 TRIAD ADVISORS, INC. 201603149009739474

LUKEMAN, TED CYPRESS TX 77429 07/27/2015 250.00 ROYAL ALLIANCE ASS 201602269009626193

LULLO, JUDY HOUSTON TX 77042 03/13/2015 250.00 FSC SECURITIES CORP. 201603149009739475

MABRY, LYNNE DALLAS TX 75206 05/20/2005 500.00 1ST GLOBAL INC. 25970770989

MACIASZ, RICHARD NEW ROADS LA 70760 03/20/2015 250.00 J.P. TURNER & COMPANY, LLC 201603149009739475

MAHER, CARLY WALTHAM MA 02453 02/25/2014 500.00 COMMONWEALTH FINANCIAL NETWORK 14941287109

MAIKOWSKI, THOMAS ADDISON TX 75001 08/04/2015 250.00 CETERA 201602269009626193

MALAMED, ADAM MIAMI FL 33137 05/20/2014 3000.00 LADENBURG THALMANN FINANCIAL S 14961563179

MALAMED, ADAM MIAMI FL 33137 08/30/2013 2500.00 LADENBURG THALMANN FINANCIAL S 14960323254

MANTECON, ASELA MIAMI FL 33137 05/27/2014 250.00 INVESTACORP, INC. 14961563179

MAPES, WILLIAM G. SANTA ROSA CA 95401 04/23/2010 250.00 FINANCIAL NETWORK INVESTMENT CORP. 10990839559

MARELLA, PAUL A. WYOMISSING PA 19610 06/03/2008 250.00 RAYMOND JAMES FINL SVCS 28932686788

MARGOLIN, MICHAEL P. IOWA CITY IA 52240 07/21/2015 500.00 ING FINANCIAL PARTNERS 201602269009626194

MARGOLIN, MICHAEL P. IOWA CITY IA 52240 12/13/2016 200.00 ING FINANCIAL PARTNERS 201701259041478113

MARKLAND, MARK MANHATTAN BEACH CA 90266 03/26/2014 500.00 FIRST ALLIED SECURITIES, INC. 14941287109

MARKS, JOEL E. ATLANTA GA 30327 04/17/2014 2500.00 FIRST ALLIED SECURITIES, INC. 14961563179

MARKS, JOEL E. ATLANTA GA 30327 07/09/2012 1000.00 FIRST ALLIED SECURITIES, INC. 12972557264

MARKWELL, DAN MOREHEAD KY 40351 02/27/2015 500.00 WOODBURY FINANCIAL SERVICES, INC. 201603149009739475

MARRELLA, PAUL LEONARD READING PA 19610 02/26/2015 250.00 RAYMOND JAMES FINANCIAL SERV. 201603149009739476

MARS, GLENN BELLEVUE WA 98004 01/31/2014 1000.00 CETERA ADVISOR NETWORKS 14941287109

MARSHALL, BILL DOYLESTOWN PA 18901 11/29/2005 250.00 CAMBRIDGE INVESTMENT RESEARCH 26980046661

MARSHALL, DARRYL BOCA RATON FL 33431 05/11/2005 250.00 THE PARTNERS NETWORK 25970770990

MARSHALL, DARRYL K FT LAUDERDALE FL 33309 03/08/2006 250.00 SIGNATOR INVESTORS INC. 26960035774

MARTIN, MICHAEL L. INDEPENDENCE MO 64055 04/28/2008 250.00 ING FINANCIAL PARTNERS 28932686788

MARTINO, DENNIS DUNEDIN FL 34698 05/11/2005 250.00 DENNIS MARTINO & ASSOCIATES 25970770990

MARTSEN, JOHN ST. LOUIS MO 63119 11/21/2013 1000.00 CETERA FINANCIAL SPECIALIST 14960323254

MARYANOPOLIS, CHRISTOPHER BOSTON MA 02116 11/06/2017 5000.00 SIGNATOR INVESTORS INC. 201802159094572479

MARYANOPOLIS, CHRISTOPHER BOSTON MA 02116 02/01/2018 5000.00 SIGNATOR INVESTORS INC. 201803169096564276

MATHESON, MICHAEL MAPLE GROVE MN 55369 05/03/2007 250.00 ROYAL ALLIANCE ASSOCIATES 27930977325

MATT, RUTH PORTLAND ME 04101 03/13/2015 250.00 COMMONWEALTH FINANCIAL NETWORK 201603149009739476

MATT, RUTH PORTLAND ME 04101 04/07/2017 250.00 COMMONWEALTH FINANCIAL NETWORK 201802089094271878

MATTHEWS, BRIAN TRENTON MI 48183 05/06/2008 250.00 RAYMOND JAMES FINL SVCS 28932686788

MCALEER, JOHN JOSEPH IV TIMONIUM MD 21093 08/17/2007 250.00 NFP SECURITIES, INC. 28930089571

MCALLISTER, BRETT WASHINGTON DC 20005 01/02/2014 750.00 FINANCIAL SERVICES INSTITUTE 14941287110

MCALLISTER, BRETT WASHINGTON DC 20005 04/01/2014 750.00 FINANCIAL SERVICES INSTITUTE 14961563180

MCALLISTER, BRETT WASHINGTON DC 20005 01/30/2015 2500.00 FINANCIAL SERVICES INSTITUTE 201603149009739476

MCAUSLAND, CAL BELLEVUE WA 98004 04/18/2014 500.00 FIRST ALLIED SECURITIES, INC. 14961563180

MCCARTY, LARRY ANAHEIM HILLS CA 92808 04/11/2017 250.00 COMMONWEALTH FINANCIAL NETWORK 201802089094271878

MCCULLOUGH, TERRY SPRINGFIELD MO 65807 12/31/2013 2500.00 CETERA FINANCIAL SPECIALIST 14960323254

MCFAWN, PATRICK ROCHESTER HILLS MI 48309 10/18/2007 250.00 RAYMOND JAMES FINANCIAL SVCS 28930089571

MCFAWN, PATRICK ROCHESTER HILLS MI 48309 03/24/2017 250.00 RAYMOND JAMES FINANCIAL SVCS 201802089094271878

MCGARVEY, MARK BIRMINGHAM AL 35243 07/06/2015 250.00 TRIAD ADVISORS INC 201602269009626194

MCGRATH, KEVIN B. WESTBOROUGH MA 01581 06/13/2014 250.00 CAMBRIDGE INVESTMENT RESEARCH 14961563180

MCGRATH, KEVIN B. SOUTHBOROUGH MA 01745 05/09/2008 250.00 MUTUAL SERVICE CORP. 28932686789

MCGRATH, KEVIN B. WESTBOROUGH MA 01581 07/08/2009 250.00 MUTUAL SERVICE CORP. 10990186175

MCGRATH, KEVIN B. WESTBOROUGH MA 01581 09/17/2010 500.00 CAMBRIDGE INVESTMENT RESEARCH 10991261727

MCGRATH, KEVIN B. WESTBOROUGH MA 01581 07/07/2010 250.00 CAMBRIDGE INVESTMENT RESEARCH 10991261727

MCGRATH, KEVIN B. WESTBOROUGH MA 01581 07/11/2011 250.00 CAMBRIDGE INVESTMENT RESEARCH 12950287913

MCGRATH, KEVIN B. WESTBOROUGH MA 01581 03/13/2015 500.00 CAMBRIDGE INVESTMENT RESEARCH 201603149009739477

MCINTYRE, KAREN KATHLEEN ODESSA TX 79762 02/26/2015 250.00 RAYMOND JAMES FINANCIAL SERV. 201603149009739477

MCKAY, JEFFREY J. TUKWILA WA 98188 09/05/2007 250.00 ING FINANCIAL PARTNERS 28930089572

MCKAY, JEFFREY J. TUKWILA WA 98188 08/09/2017 500.00 ING FINANCIAL PARTNERS 201802159094572479

MCLAUGHLIN, SHAWN PATRICK ALEXANDRIA VA 22314 03/27/2017 1000.00 MCLAUGHLIN RYDER INVESTMENTS, 201802089094271879

MCLAUGHLIN, SHAWN PATRICK ALEXANDRIA VA 22314 01/25/2018 1500.00 MCLAUGHLIN RYDER INVESTMENTS, 201802209094613948

MCLAUGHLIN, SHAWN PATRICK ALEXANDRIA VA 22314 07/14/2016 1000.00 MCLAUGHLIN RYDER INVESTMENTS, 201611219037214352

MCLELAND, KIM A. FAIRFAX VA 22030 08/06/2007 250.00 FINANCIAL NETWORK INVESTMENT CO. 28930089572

MCNAMARA, MICHAEL MARSHFIELD MA 02050 08/20/2007 250.00 COMMONWEALTH FINANCIAL NETWORK 28930089572

MCOWEN, GORDON AMARILLO TX 79109 05/11/2010 250.00 RAYMOND JAMES FINANCIAL SERVICES, I 10990839559

MEO, JOHN JR. JACKSON NJ 08527 05/09/2008 250.00 LPL FINANCIAL SERVICES 28932686789

METTLEMAN, MARK NORCROSS GA 30092 05/28/2014 1000.00 TRIAD ADVISORS, INC. 14961563181

METTLEMAN, MARK NORCROSS GA 30092 11/01/2013 1000.00 TRIAD ADVISORS, INC. 14960323255

MEYERS, ROY FOREST HILL MD 21050 07/14/2015 250.00 CAMBRIDGE INVESTMENT RESEARCH 201602269009626194

MICKELSON, JOHN LOGAN UT 84341 03/20/2017 250.00 CAMBRIDGE INVESTMENT RESEARCH 201802089094271879

MILLER, FREDRICK PITTSBURGH PA 15222 08/06/2015 250.00 RAYMOND JAMES FINANCIAL SERVIC 201602269009626195

MILLER, SETH D. ST. PETERSBURG FL 33716 02/18/2014 500.00 TRANSAMERICA FINANCIAL ADVISORS, IN 14941287110

MILLER, SETH D. ST. PETERSBURG FL 33716 05/16/2012 250.00 TRANSAMERICA FINANCIAL ADVISORS, IN 12952657565

MILLER, SETH D. ST. PETERSBURG FL 33716 04/03/2017 500.00 TRANSAMERICA FINANCIAL ADVISORS, IN 201802089094271879

MILLS, COLE PORTLAND OR 97232 06/04/2018 1000.00 BRIDGETOWN WEALTH MANAGEMENT 201807169115713922

MOLONEY, E. JOHN MANCHESTER MO 63021 02/12/2013 5000.00 MOLONEY SECURITIES CO., INC. 13940530751

MOLONEY, E. JOHN MANCHESTER MO 63021 02/08/2012 5000.00 MOLONEY SECURITIES CO., INC. 12952619938

MOORE, ROBERT J. SAN DIEGO CA 92121 02/03/2015 5000.00 LPL FINANCIAL 201603149009739477

MOORE, ROBERT J. SAN DIEGO CA 92121 05/30/2014 5000.00 LPL FINANCIAL 14961563181

MORAN, KATHERINE SUZANNE STAUNTON VA 24401 06/26/2009 250.00 RAYMOND JAMES FINANCIAL SERVICES, I 29934243278

MORAN, KATHY SUZANNE STAUNTON VA 24401 06/28/2010 250.00 RAYMOND JAMES FINANCIAL SERVICES, I 10990839560

MOYLAN, DEVIN OMAHA NE 68154 02/03/2016 816.00 SECURITIES AMERICA 201604139012318814

MOYLAN, PATRICK OMAHA NE 68154 02/03/2016 817.00 SECURITIES AMERICA, INC 201604139012318814

MOYLAN, SEAN OMAHA NE 68154 02/03/2016 817.00 SECURITIES AMERICA. INC 201604139012318815

MULLENS, JASON EL SEGUNDO CA 90245 10/31/2013 500.00 CETERA FINANCIAL GROUP 14960323255

MULTOP, PHILIP BELLINGHAM WA 98226 11/12/2013 1000.00 CETERA ADVISORS 14960323255

MUNGENAST, MICHAEL BIRMINGHAM AL 35223 05/12/2008 300.00 PROEQUITIES, INC. 28932686789

MUNGENAST, MICHAEL BIRMINGHAM AL 35223 03/05/2014 3500.00 PROEQUITIES, INC. 14941287110

MUNGENAST, MICHAEL BIRMINGHAM AL 35223 02/12/2013 2500.00 PROEQUITIES, INC. 13940530752

MUNGENAST, MICHAEL BIRMINGHAM AL 35223 05/17/2007 250.00 PROEQUITIES INC. 27930977325

MUNGENAST, MICHAEL BIRMINGHAM AL 35242 02/11/2015 2500.00 PROEQUITIES, INC. 201603149009739478

MUNGENAST, MICHAEL BIRMINGHAM AL 35223 02/06/2012 500.00 PROEQUITIES, INC. 12952619939

MURPHREY, TIMOTHY SACRAMENTO CA 95825 07/06/2015 500.00 WOODBURY FINANCIAL SERVICES 201602269009626195

MURPHY, BRIAN D WOODBURY MN 55125 07/18/2006 1000.00 WOODBURY FINANCIAL SERVICES 26940903521

MURPHY, BRIAN D. WOODBURY MN 55125 08/30/2007 2500.00 WOODBURY FINANCIAL SERVICES 28930089573

MURPHY, JEROME J. ATLANTA GA 30339 06/12/2012 1000.00 FSC SECURITIES CORP. 12952657565

MURPHY, TIMOTHY LYNNFIELD MA 01940 10/13/2014 1250.00 INVESTORS CAPITAL CORP. 14952878941

MURPHY, TIMOTHY LYNNFIELD MA 01940 05/07/2015 250.00 INVESTORS CAPITAL CORP. 201603149009739479

MURPHY, TIMOTHY LYNNFIELD MA 01940 04/28/2015 250.00 INVESTORS CAPITAL CORP. 201603149009739479

MURPHY, TIMOTHY LYNNFIELD MA 01940 03/20/2015 250.00 INVESTORS CAPITAL CORP. 201603149009739478

MURPHY, TIMOTHY LYNNFIELD MA 01940 02/26/2015 250.00 INVESTORS CAPITAL CORP. 201603149009739478

MURPHY, TIMOTHY LYNNFIELD MA 01940 06/26/2015 250.00 INVESTORS CAPITAL CORP. 201603149009739479

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 12/31/2013 3750.00 INVESTORS CAPITAL CORP. 14960323256

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 02/09/2012 1250.00 INVESTORS CAPITAL CORP. 12952619939

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 07/05/2012 1250.00 INVESTORS CAPITAL CORP. 12972557265

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 07/27/2015 250.00 INVESTORS CAPITAL CORP. 201602269009626195

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 02/12/2013 1250.00 INVESTORS CAPITAL CORP. 13940530752

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 10/03/2012 1250.00 INVESTORS CAPITAL CORP. 12960692989

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 07/08/2014 1250.00 INVESTORS CAPITAL CORP. 14951708146

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 04/16/2014 1250.00 INVESTORS CAPITAL CORP. 14961563181

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 04/02/2012 1250.00 INVESTORS CAPITAL CORP. 12952657565

MURPHY, TIMOTHY B. LYNNFIELD MA 01940 01/31/2014 1250.00 INVESTORS CAPITAL CORP. 14941287111

MUSKAT, WILLIAM ALFRED SIMI VALLEY CA 93065 03/29/2010 250.00 COMMONWEALTH FINANCIAL NETWORK 10990429566

NAGENGAST, JAMES PAPILLION NE 68046 03/09/2018 1000.00 SECUTITIES AMERICAN INC. 201804209110420775

NAGENGAST, JAMES PAPILLION NE 68046 05/27/2014 3000.00 SECUTITIES AMERICAN INC. 14961563182

NAGENGAST, JAMES PAPILLION NE 68046 09/17/2013 2500.00 SECUTITIES AMERICAN INC. 14960323256

NAKAHIRA, MICHAEL SACRAMENTO CA 95864 03/26/2014 1000.00 FIRST ALLIED SECURITIES, INC. 14941287111

NASER, LOAY SAN JOSE CA 95128 03/26/2014 5000.00 FIRST ALLIED SECURITIES, INC. 14941287111

NEWHOUSE, BENJAMIN SPRINGFIELD MO 65804 03/25/2014 1000.00 FIRST ALLIED SECURITIES, INC. 14941287112

NGO, EDDIE REDLANDS CA 92373 04/28/2008 250.00 NATIONAL PLANNING CORP. 28932686790

NICHOLS, KEVIN ALMA MI 48801 08/06/2007 1000.00 SECURITIES AMERICA, INC. 28930089573

NICHOLS, MARILYN ALMA MI 48801 08/06/2007 1000.00 UNITED PLANNERS' FINANCIAL SVC 28930089573

NISHIMI, RANDALL A. SACRAMENTO CA 95831 04/28/2008 250.00 FINANCIAL NETWORK INVESTMENT CO. 28932686790

NISHIMI, RANDALL A. SACRAMENTO CA 95831 08/07/2007 250.00 FINANCIAL NETWORK INVESTMENT CO. 28930089574

NISSLEY, GERALD DANBURY CT 06811 11/06/2017 250.00 LPL FINANCIAL 201802159094572479

NORLING, DARRELL N.J. MINNEAPOLIS MN 55437 12/12/2016 250.00 FINANCIAL NETWORK INVESTMENT CO. 201701259041478114

NORLING, DARRELL N.J. MINNEAPOLIS MN 55437 06/29/2015 250.00 FINANCIAL NETWORK INVESTMENT CO. 201603149009739480

NORLING, DARRELL N.J. MINNEAPOLIS MN 55437 05/09/2008 300.00 FINANCIAL NETWORK INVESTMENT CO. 28932686790

NOTERMANN, ANTHONY EL SEGUNDO CA 90245 10/31/2013 250.00 CETERA FINANCIAL GROUP 14960323256

O'NEAL, TIY SAN DIEGO CA 92101 08/02/2012 500.00 FIRST ALLIED SECURITIES, INC. 12972557265

OGULNICK, LONNIE MIAMI FL 33137 05/28/2014 500.00 LADENBURG THALMANN FINANCIAL 14961563182

OGULNICK, LONNIE MIAMI FL 33137 08/30/2013 500.00 LADENBURG THALMANN FINANCIAL 14960323257

OLESEN, MICHAEL DOUGLAS GENEVA IL 60134 02/24/2014 500.00 LPL FINANCIAL 14941287112

OLIVER, STEPHEN A. BEDMINSTER NY 07921 03/26/2014 1000.00 FIRST ALLIED SECURITIES, INC. 14941287112

OLSEN, CHARLES NORFOLK VA 68701 02/27/2015 250.00 COMMONWEALTH FINANCIAL NETWORK 201603149009739480

OLSON, GREG ST. CLOUD MN 56301 10/31/2013 250.00 CETERA FINANCIAL INSTITUTIONS 14960323257

ONIEAL, KATHERINE MARY MUNCIE WI 47305 06/30/2015 250.00 RAYMOND JAMES FINANCIAL SERV. 201603149009739480

OSLAND, MICHAEL JOHN SCOTTSDALE AZ 85250 08/06/2007 250.00 AIG FINANCIAL ADVISORS 28930089574

OUJO, JACK D. WALL NJ 07719 12/18/2009 250.00 H.D. VEST FINANCIAL SERVICES 10990186175

OVERTON, FRED F. OVERLAND PARK KS 66211 01/07/2010 500.00 FSC SECURITIES CORP. 10990429566

OWENS, BRENT A KOKOMO IN 46902 01/17/2013 500.00 CFD INVESTMENTS, INC. 13940530752

OWENS, MIKE LINCOLN NE 68510 10/31/2013 250.00 GIRARD SECURITIES, INC. 14960323257

TRY A: NEW SEARCH RETURN TO: FEC HOME PAGE

Generated Tue Apr 23 05:00:35 2024

Contributor	City	State	ZIP	Date	Amount	Employer/Occupation	Image Number
CONTRIBUTIONS FROM AN INDIVIDUAL
KAILES, ROBERT	PLAYA DEL REY	CA	90293	08/07/2007	500.00	ROBERT KAILES	28930089568
KANY, DONALD	ENGLEWOOD	CO	80112	02/27/2015	250.00	CETERA ADVISOR NETWORKS	201603149009739471
KANY, DONALD	ENGLEWOOD	CO	80112	02/27/2015	100.00	CETERA ADVISOR NETWORKS	201603149009739472
KAUFMAN, BRETT	MIAMI	FL	33137	08/11/2014	500.00	LADENBURG THALMANN FIN. SERV.	14951708146
KEARNEY, DICKINSON	SAN RAMON	CA	94583	08/14/2007	250.00	PROEQUITIES, INC.	28930089568
KEEN, WILLIAM N.	ROSWELL	GA	30077	11/30/2016	250.00	THE STRATEGIC FINANCIAL ALLIANCE, I	201701259041478112
KELLY, DAVID	WALTHAM	MA	02453	08/29/2008	500.00	COMMONWEALTH FINANCIAL NETWORK	28933480691
KELLY, RAY	HARRISBURG	PA	17109	09/26/2007	250.00	CAMBRIDGE INVESTMENT RESEARCH	28930089568
KENNEDY, JAMES	TOLEDO	OH	43615	06/26/2015	250.00	CETERA ADVISORS	201603149009739472
KENNEDY, JIM	EASTLAND	TX	76448	08/06/2007	500.00	VSR FINANCIAL SERVICES, INC.	28930089569
KIM-EPSTEIN, YOUNG	MANHATTAN BEACH	CA	90266	11/07/2005	250.00	ASSOCIATED SECURITIES	26980046661
KIM-EPSTEIN, YOUNG S.	MANHATTAN BEACH	CA	90266	04/06/2010	500.00	NPB FINANCIAL GROUP, LLC	10990839557
KING, DOUGLAS S.	EL SEGUNDO	CA	90245	06/27/2012	5000.00	FINANCIAL NETWORK INVESTMENT CORP.	12952657564
KING, DOUGLAS S.	EL SEGUNDO	CA	90245	11/01/2013	2000.00	FINANCIAL NETWORK INVESTMENT	14960323253
KING, EDWARD	NISKAYUNA	NY	12309	03/21/2017	500.00	LPL FINANCIAL	201802089094271874
KNOCH, DAVID	DALLAS	TX	75251	02/01/2018	1000.00	1ST GLOBAL INC.	201803169096564275
KNOCH, DAVID	DALLAS	TX	75251	02/17/2017	1000.00	1ST GLOBAL INC.	201802089094271874
KOVANDA, NORMAN	SANTA BARBARA	CA	93105	05/05/2008	500.00	ROYAL ALLIANCE ASSOCIATES	28932686785
KRAKOVSKY, EDWARD	ATLANTA	GA	30319	07/23/2015	250.00	CETERA	201602269009626192
KRAMEISEN, STEVEN	SAN DIEGO	CA	92101	07/02/2012	1000.00	FIRST ALLIED SECURTIES, INC.	12972557264
KRAMEISEN, STEVEN	SAN DIEGO	CA	92101	03/26/2014	1000.00	FIRST ALLIED SECURTIES, INC.	14941287107
KRISTOFEK, WILLIAM A.	EVANSTON	IL	60201	05/15/2008	250.00	ROYAL ALLIANCE ASSOCIATES	28932686786
KROPP, KIMBERLY	OMAHA	NE	68154	02/03/2016	2550.00	SECURITIES AMERICA, INC.	201604139012318813
KROPP, KIMBERLY	OMAHA	NE	68154	01/30/2017	5000.00	SECURITIES AMERICA, INC.	201802089094271875
KROPP, KIMBERLY	OMAHA	NE	68154	02/01/2018	5000.00	SECURITIES AMERICA, INC.	201803169096564275
KRPALEK, GREGORY JAN	ALBANY	OR	97321	05/07/2015	357.14	FIRST ALLIED SECURITIES, INC.	201603149009739472
KRPALEK, GREGORY JAN	ALBANY	OR	97321	06/26/2015	357.14	FIRST ALLIED SECURITIES, INC.	201603149009739473
KRUMHOLZ, MICHAEL L.	READING	PA	19607	05/28/2014	250.00	CAMBRIDGE INVESTMENT RESEARCH	14961563178
KRUZAN, JAMES B.	CLARKSTON	MI	48346	03/21/2017	1000.00	RAYMOND JAMES FINANCIAL SVCS	201802089094271875
KRVARIC, TONY	SAN DIEGO	CA	92127	11/30/2016	250.00	COMMONWEALTH FINANCIAL NETWORK	201701259041478112
KRVARIC, TONY	SAN DIEGO	CA	92127	11/13/2017	250.00	COMMONWEALTH FINANCIAL NETWORK	201802159094572478
KULA, JOSEPH	SPRINGFIELD	IL	62711	12/05/2013	1000.00	CETERA FINANCIAL SPECIALIST	14960323253
KUNTZ, CARRIE COGHILL	PITTSBURGH	PA	15219	05/12/2008	250.00	COMMONWEALTH FINANCIAL NETWORK	28932686786
KUSSKE, MARY	BURNSVILLE	MN	55337	06/07/2018	1000.00	KUSSKE FINANCIAL MANAGEMENT	201807169115713921
LAJEUNESSE, ANTHONY	SOUTHGATE	MI	48195	01/30/2015	5000.00	LPL FINANCIAL	201603149009739473
LAJEUNESSE, ANTHONY	SOUTHGATE	MI	48195	01/30/2017	5000.00	LPL FINANCIAL	201802089094271875
LAJEUNESSE, ANTHONY	SOUTHGATE	MI	48195	02/10/2016	5000.00	LPL FINANCIAL	201604139012318813
LAJEUNESSE, ANTHONY	SOUTHGATE	MI	48195	01/19/2018	5000.00	LPL FINANCIAL	201802209094613947
LAMOREAUX, MARY SYBIL	LEESBURG	FL	34748	06/11/2018	250.00	TRANSAMERICA FINANCIAL ADVISOR	201807169115713921
LAMPEN, RICHARD J.	MIAMI	FL	33137	01/31/2015	5000.00	LADENBURG THALMANN FINANCIAL	201603149009739473
LAMPEN, RICHARD J.	MIAMI	FL	33137	01/30/2017	5000.00	LADENBURG THALMANN FINANCIAL	201802089094271876
LAMPEN, RICHARD J.	MIAMI	FL	33137	01/23/2018	5000.00	LADENBURG THALMANN FINANCIAL	201802209094613948
LAMPEN, RICHARD J.	MIAMI	FL	33137	01/17/2013	5000.00	LADENBURG THALMANN FINANCIAL	13940530751
LAMPEN, RICHARD J.	MIAMI	FL	33137	10/18/2012	5000.00	LADENBURG THALMANN FINANCIAL	13940530961
LAMPEN, RICHARD J.	MIAMI	FL	33137	01/31/2014	5000.00	LADENBURG THALMANN FINANCIAL	14941287107
LAMPEN, RICHARD J.	MIAMI	FL	33137	02/10/2016	5000.00	LADENBURG THALMANN FINANCIAL	201604139012318813
LANFORD, CHARLES EDWARD	ROSWELL	GA	30076	11/29/2016	250.00	RAYMOND JAMES FINANCIAL SERV.	201701259041478112
LANGLEY, EUGENE M. JR.	RALEIGH	NC	27622	08/06/2007	250.00	RAYMOND JAMES FINANCIAL SERVICES, I	28930089569
LARKIN, J. DONALD	SURPRISE	AZ	85374	07/06/2015	500.00	FINANCIAL NETWORK INVESTMENT CORP.	201602269009626192
LAW, SALLY	GLEN ECHO	MD	20812	04/23/2010	500.00	RAYMOND JAMES FINANCIAL SERVICES, I	10990839558
LEAR, STEVE M.	MINNETONKA	MN	55305	11/15/2007	500.00	FINANCIAL NETWORK INVESTMENT CO.	28930089569
LEE, TINA LOUISE WELLS	STOCKTON	CA	95204	11/16/2017	250.00	FIRST ALLIED SECURITIES INC.	201802159094572478
LEEDS, MARSHALL	BOCA RATON	FL	33432	02/11/2014	1000.00	SUMMIT BROKERAGE SERVICES, INC	14941287108
LEFTON, MICHAEL A.	TUCSON	AZ	85751	08/06/2007	250.00	ING FINANCIAL PARTNERS	28930089570
LEFTON, MICHAEL A.	TUCSON	AZ	85751	12/30/2009	250.00	ING FINANCIAL PARTNERS	10990186174
LERNER, DENNIS	BIG RAPIDS	MI	49307	03/25/2014	250.00	CAMBRIDGE INVESTMENT RESEARCH	14941287108
LESNICK, NAN	MONTERAY	CA	93940	04/11/2017	250.00	FIRST HEARTLAND CAPITAL, INC.	201802089094271876
LEVEE, JOHN	ROUND ROCK	TX	78664	03/26/2014	1000.00	FIRST ALLIED SECURITIES, INC.	14941287108
LEVERENZ, SCOTT	MINNEAPOLIS	MN	55416	02/03/2005	250.00	CAMBRIDGE INVESTMENT RESEARCH	25970770989
LEVERENZ, SCOTT	EDEN PRAIRIE	MN	55344	03/23/2016	350.00	CAMBRIDGE INVESTMENT RESEARCH	201604139012318814
LEVERENZ, SCOTT	EDEN PRAIRIE	MN	55344	04/07/2017	1500.00	CAMBRIDGE INVESTMENT RESEARCH	201802089094271876
LEVERENZ, SCOTT	MINNEAPOLIS	MN	55416	08/06/2007	500.00	CAMBRIDGE INVESTMENT RESEARCH	28930089570
LEVERENZ, SCOTT	EDEN PRAIRIE	MN	55347	04/16/2014	250.00	CAMBRIDGE INVESTMENT RESEARCH	14961563178
LEVERENZ, SCOTT	EDEN PRAIRIE	MN	55344	02/26/2015	500.00	CAMBRIDGE INVESTMENT RESEARCH	201603149009739474
LEVERENZ, SCOTT	EDEN PRAIRIE	MN	55347	10/02/2008	200.00	CAMBRIDGE INVESTMENT RESEARCH	28993329236
LEVERENZ, SCOTT	EDEN PRAIRIE	MN	55347	03/05/2013	250.00	CAMBRIDGE INVESTMENT RESEARCH	13940530751
LEVIS, PAUL A.	YONKERS	NY	10710	12/22/2016	500.00	CADARET, GRANT & CO., INC.	201701259041478113
LEVIS, PAUL A.	YONKERS	NY	10710	07/02/2015	500.00	CADARET, GRANT & CO., INC.	201602269009626193
LEVIS, PAUL A.	YONKERS	NY	10710	04/15/2010	250.00	CADARET, GRANT & CO., INC.	10990839559
LEVIS, PAUL A.	YONKERS	NY	10710	03/21/2017	250.00	CADARET, GRANT & CO., INC.	201802089094271877
LIBERTY, EDWARD J.	CHESTERFIELD	MO	63005	05/06/2008	250.00	ROYAL ALLIANCE ASSOCIATES	28932686786
LINDBERG, KARL S.	DES MOINES	IA	50309	11/16/2007	250.00	ING FINANCIAL PARTNERS	28930089570
LINDEEN, ROBERT	ENCINO	CA	91436	05/12/2008	250.00	ROYAL ALLIANCE ASSOCIATES	28932686787
LINDENBERG, SAMUEL	HARRISBURG	PA	17110	05/22/2008	250.00	JEFFERSON PILOT SECURITIES CORP.	28932686787
LIVINGSTON, JAMES L. JR.	DENVER	CO	80237	10/02/2007	500.00	NATIONAL PLANNING HOLDINGS, INC.	28930089571
LIVINGSTON, JAMES L. JR.	DENVER	CO	80237	02/27/2012	5000.00	NATIONAL PLANNING HOLDINGS, INC.	12952619938
LOFASO, ANTHONY	WEST PALM BEACH	FL	33407	03/21/2017	250.00	JW COLE FINANCIAL INC	201802089094271877
LOSS, P. ALAN	LANCASTER	PA	17601	03/22/2017	500.00	GENEOS WEALTH MANAGEMENT, INC.	201802089094271877
LOSS, P. ALAN	LANCASTER	PA	17601	05/29/2008	1000.00	GENEOS WEALTH MANAGEMENT, INC.	28932686787
LOSS, P. ALAN	LANCASTER	PA	17601	02/27/2015	1000.00	GENEOS WEALTH MANAGEMENT, INC.	201603149009739474
LUCCIONI, KENNETH ANTHONY	PARK RIDGE	IL	60068	12/14/2016	250.00	TRIAD ADVISORS, INC.	201701259041478113
LUCCIONI, KENNETH ANTHONY	PARK RIDGE	IL	60068	06/30/2015	250.00	TRIAD ADVISORS, INC.	201603149009739474
LUKEMAN, TED	CYPRESS	TX	77429	07/27/2015	250.00	ROYAL ALLIANCE ASS	201602269009626193
LULLO, JUDY	HOUSTON	TX	77042	03/13/2015	250.00	FSC SECURITIES CORP.	201603149009739475
MABRY, LYNNE	DALLAS	TX	75206	05/20/2005	500.00	1ST GLOBAL INC.	25970770989
MACIASZ, RICHARD	NEW ROADS	LA	70760	03/20/2015	250.00	J.P. TURNER & COMPANY, LLC	201603149009739475
MAHER, CARLY	WALTHAM	MA	02453	02/25/2014	500.00	COMMONWEALTH FINANCIAL NETWORK	14941287109
MAIKOWSKI, THOMAS	ADDISON	TX	75001	08/04/2015	250.00	CETERA	201602269009626193
MALAMED, ADAM	MIAMI	FL	33137	05/20/2014	3000.00	LADENBURG THALMANN FINANCIAL S	14961563179
MALAMED, ADAM	MIAMI	FL	33137	08/30/2013	2500.00	LADENBURG THALMANN FINANCIAL S	14960323254
MANTECON, ASELA	MIAMI	FL	33137	05/27/2014	250.00	INVESTACORP, INC.	14961563179
MAPES, WILLIAM G.	SANTA ROSA	CA	95401	04/23/2010	250.00	FINANCIAL NETWORK INVESTMENT CORP.	10990839559
MARELLA, PAUL A.	WYOMISSING	PA	19610	06/03/2008	250.00	RAYMOND JAMES FINL SVCS	28932686788
MARGOLIN, MICHAEL P.	IOWA CITY	IA	52240	07/21/2015	500.00	ING FINANCIAL PARTNERS	201602269009626194
MARGOLIN, MICHAEL P.	IOWA CITY	IA	52240	12/13/2016	200.00	ING FINANCIAL PARTNERS	201701259041478113
MARKLAND, MARK	MANHATTAN BEACH	CA	90266	03/26/2014	500.00	FIRST ALLIED SECURITIES, INC.	14941287109
MARKS, JOEL E.	ATLANTA	GA	30327	04/17/2014	2500.00	FIRST ALLIED SECURITIES, INC.	14961563179
MARKS, JOEL E.	ATLANTA	GA	30327	07/09/2012	1000.00	FIRST ALLIED SECURITIES, INC.	12972557264
MARKWELL, DAN	MOREHEAD	KY	40351	02/27/2015	500.00	WOODBURY FINANCIAL SERVICES, INC.	201603149009739475
MARRELLA, PAUL LEONARD	READING	PA	19610	02/26/2015	250.00	RAYMOND JAMES FINANCIAL SERV.	201603149009739476
MARS, GLENN	BELLEVUE	WA	98004	01/31/2014	1000.00	CETERA ADVISOR NETWORKS	14941287109
MARSHALL, BILL	DOYLESTOWN	PA	18901	11/29/2005	250.00	CAMBRIDGE INVESTMENT RESEARCH	26980046661
MARSHALL, DARRYL	BOCA RATON	FL	33431	05/11/2005	250.00	THE PARTNERS NETWORK	25970770990
MARSHALL, DARRYL K	FT LAUDERDALE	FL	33309	03/08/2006	250.00	SIGNATOR INVESTORS INC.	26960035774
MARTIN, MICHAEL L.	INDEPENDENCE	MO	64055	04/28/2008	250.00	ING FINANCIAL PARTNERS	28932686788
MARTINO, DENNIS	DUNEDIN	FL	34698	05/11/2005	250.00	DENNIS MARTINO & ASSOCIATES	25970770990
MARTSEN, JOHN	ST. LOUIS	MO	63119	11/21/2013	1000.00	CETERA FINANCIAL SPECIALIST	14960323254
MARYANOPOLIS, CHRISTOPHER	BOSTON	MA	02116	11/06/2017	5000.00	SIGNATOR INVESTORS INC.	201802159094572479
MARYANOPOLIS, CHRISTOPHER	BOSTON	MA	02116	02/01/2018	5000.00	SIGNATOR INVESTORS INC.	201803169096564276
MATHESON, MICHAEL	MAPLE GROVE	MN	55369	05/03/2007	250.00	ROYAL ALLIANCE ASSOCIATES	27930977325
MATT, RUTH	PORTLAND	ME	04101	03/13/2015	250.00	COMMONWEALTH FINANCIAL NETWORK	201603149009739476
MATT, RUTH	PORTLAND	ME	04101	04/07/2017	250.00	COMMONWEALTH FINANCIAL NETWORK	201802089094271878
MATTHEWS, BRIAN	TRENTON	MI	48183	05/06/2008	250.00	RAYMOND JAMES FINL SVCS	28932686788
MCALEER, JOHN JOSEPH IV	TIMONIUM	MD	21093	08/17/2007	250.00	NFP SECURITIES, INC.	28930089571
MCALLISTER, BRETT	WASHINGTON	DC	20005	01/02/2014	750.00	FINANCIAL SERVICES INSTITUTE	14941287110
MCALLISTER, BRETT	WASHINGTON	DC	20005	04/01/2014	750.00	FINANCIAL SERVICES INSTITUTE	14961563180
MCALLISTER, BRETT	WASHINGTON	DC	20005	01/30/2015	2500.00	FINANCIAL SERVICES INSTITUTE	201603149009739476
MCAUSLAND, CAL	BELLEVUE	WA	98004	04/18/2014	500.00	FIRST ALLIED SECURITIES, INC.	14961563180
MCCARTY, LARRY	ANAHEIM HILLS	CA	92808	04/11/2017	250.00	COMMONWEALTH FINANCIAL NETWORK	201802089094271878
MCCULLOUGH, TERRY	SPRINGFIELD	MO	65807	12/31/2013	2500.00	CETERA FINANCIAL SPECIALIST	14960323254
MCFAWN, PATRICK	ROCHESTER HILLS	MI	48309	10/18/2007	250.00	RAYMOND JAMES FINANCIAL SVCS	28930089571
MCFAWN, PATRICK	ROCHESTER HILLS	MI	48309	03/24/2017	250.00	RAYMOND JAMES FINANCIAL SVCS	201802089094271878
MCGARVEY, MARK	BIRMINGHAM	AL	35243	07/06/2015	250.00	TRIAD ADVISORS INC	201602269009626194
MCGRATH, KEVIN B.	WESTBOROUGH	MA	01581	06/13/2014	250.00	CAMBRIDGE INVESTMENT RESEARCH	14961563180
MCGRATH, KEVIN B.	SOUTHBOROUGH	MA	01745	05/09/2008	250.00	MUTUAL SERVICE CORP.	28932686789
MCGRATH, KEVIN B.	WESTBOROUGH	MA	01581	07/08/2009	250.00	MUTUAL SERVICE CORP.	10990186175
MCGRATH, KEVIN B.	WESTBOROUGH	MA	01581	09/17/2010	500.00	CAMBRIDGE INVESTMENT RESEARCH	10991261727
MCGRATH, KEVIN B.	WESTBOROUGH	MA	01581	07/07/2010	250.00	CAMBRIDGE INVESTMENT RESEARCH	10991261727
MCGRATH, KEVIN B.	WESTBOROUGH	MA	01581	07/11/2011	250.00	CAMBRIDGE INVESTMENT RESEARCH	12950287913
MCGRATH, KEVIN B.	WESTBOROUGH	MA	01581	03/13/2015	500.00	CAMBRIDGE INVESTMENT RESEARCH	201603149009739477
MCINTYRE, KAREN KATHLEEN	ODESSA	TX	79762	02/26/2015	250.00	RAYMOND JAMES FINANCIAL SERV.	201603149009739477
MCKAY, JEFFREY J.	TUKWILA	WA	98188	09/05/2007	250.00	ING FINANCIAL PARTNERS	28930089572
MCKAY, JEFFREY J.	TUKWILA	WA	98188	08/09/2017	500.00	ING FINANCIAL PARTNERS	201802159094572479
MCLAUGHLIN, SHAWN PATRICK	ALEXANDRIA	VA	22314	03/27/2017	1000.00	MCLAUGHLIN RYDER INVESTMENTS,	201802089094271879
MCLAUGHLIN, SHAWN PATRICK	ALEXANDRIA	VA	22314	01/25/2018	1500.00	MCLAUGHLIN RYDER INVESTMENTS,	201802209094613948
MCLAUGHLIN, SHAWN PATRICK	ALEXANDRIA	VA	22314	07/14/2016	1000.00	MCLAUGHLIN RYDER INVESTMENTS,	201611219037214352
MCLELAND, KIM A.	FAIRFAX	VA	22030	08/06/2007	250.00	FINANCIAL NETWORK INVESTMENT CO.	28930089572
MCNAMARA, MICHAEL	MARSHFIELD	MA	02050	08/20/2007	250.00	COMMONWEALTH FINANCIAL NETWORK	28930089572
MCOWEN, GORDON	AMARILLO	TX	79109	05/11/2010	250.00	RAYMOND JAMES FINANCIAL SERVICES, I	10990839559
MEO, JOHN JR.	JACKSON	NJ	08527	05/09/2008	250.00	LPL FINANCIAL SERVICES	28932686789
METTLEMAN, MARK	NORCROSS	GA	30092	05/28/2014	1000.00	TRIAD ADVISORS, INC.	14961563181
METTLEMAN, MARK	NORCROSS	GA	30092	11/01/2013	1000.00	TRIAD ADVISORS, INC.	14960323255
MEYERS, ROY	FOREST HILL	MD	21050	07/14/2015	250.00	CAMBRIDGE INVESTMENT RESEARCH	201602269009626194
MICKELSON, JOHN	LOGAN	UT	84341	03/20/2017	250.00	CAMBRIDGE INVESTMENT RESEARCH	201802089094271879
MILLER, FREDRICK	PITTSBURGH	PA	15222	08/06/2015	250.00	RAYMOND JAMES FINANCIAL SERVIC	201602269009626195
MILLER, SETH D.	ST. PETERSBURG	FL	33716	02/18/2014	500.00	TRANSAMERICA FINANCIAL ADVISORS, IN	14941287110
MILLER, SETH D.	ST. PETERSBURG	FL	33716	05/16/2012	250.00	TRANSAMERICA FINANCIAL ADVISORS, IN	12952657565
MILLER, SETH D.	ST. PETERSBURG	FL	33716	04/03/2017	500.00	TRANSAMERICA FINANCIAL ADVISORS, IN	201802089094271879
MILLS, COLE	PORTLAND	OR	97232	06/04/2018	1000.00	BRIDGETOWN WEALTH MANAGEMENT	201807169115713922
MOLONEY, E. JOHN	MANCHESTER	MO	63021	02/12/2013	5000.00	MOLONEY SECURITIES CO., INC.	13940530751
MOLONEY, E. JOHN	MANCHESTER	MO	63021	02/08/2012	5000.00	MOLONEY SECURITIES CO., INC.	12952619938
MOORE, ROBERT J.	SAN DIEGO	CA	92121	02/03/2015	5000.00	LPL FINANCIAL	201603149009739477
MOORE, ROBERT J.	SAN DIEGO	CA	92121	05/30/2014	5000.00	LPL FINANCIAL	14961563181
MORAN, KATHERINE SUZANNE	STAUNTON	VA	24401	06/26/2009	250.00	RAYMOND JAMES FINANCIAL SERVICES, I	29934243278
MORAN, KATHY SUZANNE	STAUNTON	VA	24401	06/28/2010	250.00	RAYMOND JAMES FINANCIAL SERVICES, I	10990839560
MOYLAN, DEVIN	OMAHA	NE	68154	02/03/2016	816.00	SECURITIES AMERICA	201604139012318814
MOYLAN, PATRICK	OMAHA	NE	68154	02/03/2016	817.00	SECURITIES AMERICA, INC	201604139012318814
MOYLAN, SEAN	OMAHA	NE	68154	02/03/2016	817.00	SECURITIES AMERICA. INC	201604139012318815
MULLENS, JASON	EL SEGUNDO	CA	90245	10/31/2013	500.00	CETERA FINANCIAL GROUP	14960323255
MULTOP, PHILIP	BELLINGHAM	WA	98226	11/12/2013	1000.00	CETERA ADVISORS	14960323255
MUNGENAST, MICHAEL	BIRMINGHAM	AL	35223	05/12/2008	300.00	PROEQUITIES, INC.	28932686789
MUNGENAST, MICHAEL	BIRMINGHAM	AL	35223	03/05/2014	3500.00	PROEQUITIES, INC.	14941287110
MUNGENAST, MICHAEL	BIRMINGHAM	AL	35223	02/12/2013	2500.00	PROEQUITIES, INC.	13940530752
MUNGENAST, MICHAEL	BIRMINGHAM	AL	35223	05/17/2007	250.00	PROEQUITIES INC.	27930977325
MUNGENAST, MICHAEL	BIRMINGHAM	AL	35242	02/11/2015	2500.00	PROEQUITIES, INC.	201603149009739478
MUNGENAST, MICHAEL	BIRMINGHAM	AL	35223	02/06/2012	500.00	PROEQUITIES, INC.	12952619939
MURPHREY, TIMOTHY	SACRAMENTO	CA	95825	07/06/2015	500.00	WOODBURY FINANCIAL SERVICES	201602269009626195
MURPHY, BRIAN D	WOODBURY	MN	55125	07/18/2006	1000.00	WOODBURY FINANCIAL SERVICES	26940903521
MURPHY, BRIAN D.	WOODBURY	MN	55125	08/30/2007	2500.00	WOODBURY FINANCIAL SERVICES	28930089573
MURPHY, JEROME J.	ATLANTA	GA	30339	06/12/2012	1000.00	FSC SECURITIES CORP.	12952657565
MURPHY, TIMOTHY	LYNNFIELD	MA	01940	10/13/2014	1250.00	INVESTORS CAPITAL CORP.	14952878941
MURPHY, TIMOTHY	LYNNFIELD	MA	01940	05/07/2015	250.00	INVESTORS CAPITAL CORP.	201603149009739479
MURPHY, TIMOTHY	LYNNFIELD	MA	01940	04/28/2015	250.00	INVESTORS CAPITAL CORP.	201603149009739479
MURPHY, TIMOTHY	LYNNFIELD	MA	01940	03/20/2015	250.00	INVESTORS CAPITAL CORP.	201603149009739478
MURPHY, TIMOTHY	LYNNFIELD	MA	01940	02/26/2015	250.00	INVESTORS CAPITAL CORP.	201603149009739478
MURPHY, TIMOTHY	LYNNFIELD	MA	01940	06/26/2015	250.00	INVESTORS CAPITAL CORP.	201603149009739479
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	12/31/2013	3750.00	INVESTORS CAPITAL CORP.	14960323256
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	02/09/2012	1250.00	INVESTORS CAPITAL CORP.	12952619939
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	07/05/2012	1250.00	INVESTORS CAPITAL CORP.	12972557265
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	07/27/2015	250.00	INVESTORS CAPITAL CORP.	201602269009626195
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	02/12/2013	1250.00	INVESTORS CAPITAL CORP.	13940530752
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	10/03/2012	1250.00	INVESTORS CAPITAL CORP.	12960692989
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	07/08/2014	1250.00	INVESTORS CAPITAL CORP.	14951708146
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	04/16/2014	1250.00	INVESTORS CAPITAL CORP.	14961563181
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	04/02/2012	1250.00	INVESTORS CAPITAL CORP.	12952657565
MURPHY, TIMOTHY B.	LYNNFIELD	MA	01940	01/31/2014	1250.00	INVESTORS CAPITAL CORP.	14941287111
MUSKAT, WILLIAM ALFRED	SIMI VALLEY	CA	93065	03/29/2010	250.00	COMMONWEALTH FINANCIAL NETWORK	10990429566
NAGENGAST, JAMES	PAPILLION	NE	68046	03/09/2018	1000.00	SECUTITIES AMERICAN INC.	201804209110420775
NAGENGAST, JAMES	PAPILLION	NE	68046	05/27/2014	3000.00	SECUTITIES AMERICAN INC.	14961563182
NAGENGAST, JAMES	PAPILLION	NE	68046	09/17/2013	2500.00	SECUTITIES AMERICAN INC.	14960323256
NAKAHIRA, MICHAEL	SACRAMENTO	CA	95864	03/26/2014	1000.00	FIRST ALLIED SECURITIES, INC.	14941287111
NASER, LOAY	SAN JOSE	CA	95128	03/26/2014	5000.00	FIRST ALLIED SECURITIES, INC.	14941287111
NEWHOUSE, BENJAMIN	SPRINGFIELD	MO	65804	03/25/2014	1000.00	FIRST ALLIED SECURITIES, INC.	14941287112
NGO, EDDIE	REDLANDS	CA	92373	04/28/2008	250.00	NATIONAL PLANNING CORP.	28932686790
NICHOLS, KEVIN	ALMA	MI	48801	08/06/2007	1000.00	SECURITIES AMERICA, INC.	28930089573
NICHOLS, MARILYN	ALMA	MI	48801	08/06/2007	1000.00	UNITED PLANNERS' FINANCIAL SVC	28930089573
NISHIMI, RANDALL A.	SACRAMENTO	CA	95831	04/28/2008	250.00	FINANCIAL NETWORK INVESTMENT CO.	28932686790
NISHIMI, RANDALL A.	SACRAMENTO	CA	95831	08/07/2007	250.00	FINANCIAL NETWORK INVESTMENT CO.	28930089574
NISSLEY, GERALD	DANBURY	CT	06811	11/06/2017	250.00	LPL FINANCIAL	201802159094572479
NORLING, DARRELL N.J.	MINNEAPOLIS	MN	55437	12/12/2016	250.00	FINANCIAL NETWORK INVESTMENT CO.	201701259041478114
NORLING, DARRELL N.J.	MINNEAPOLIS	MN	55437	06/29/2015	250.00	FINANCIAL NETWORK INVESTMENT CO.	201603149009739480
NORLING, DARRELL N.J.	MINNEAPOLIS	MN	55437	05/09/2008	300.00	FINANCIAL NETWORK INVESTMENT CO.	28932686790
NOTERMANN, ANTHONY	EL SEGUNDO	CA	90245	10/31/2013	250.00	CETERA FINANCIAL GROUP	14960323256
O'NEAL, TIY	SAN DIEGO	CA	92101	08/02/2012	500.00	FIRST ALLIED SECURITIES, INC.	12972557265
OGULNICK, LONNIE	MIAMI	FL	33137	05/28/2014	500.00	LADENBURG THALMANN FINANCIAL	14961563182
OGULNICK, LONNIE	MIAMI	FL	33137	08/30/2013	500.00	LADENBURG THALMANN FINANCIAL	14960323257
OLESEN, MICHAEL DOUGLAS	GENEVA	IL	60134	02/24/2014	500.00	LPL FINANCIAL	14941287112
OLIVER, STEPHEN A.	BEDMINSTER	NY	07921	03/26/2014	1000.00	FIRST ALLIED SECURITIES, INC.	14941287112
OLSEN, CHARLES	NORFOLK	VA	68701	02/27/2015	250.00	COMMONWEALTH FINANCIAL NETWORK	201603149009739480
OLSON, GREG	ST. CLOUD	MN	56301	10/31/2013	250.00	CETERA FINANCIAL INSTITUTIONS	14960323257
ONIEAL, KATHERINE MARY	MUNCIE	WI	47305	06/30/2015	250.00	RAYMOND JAMES FINANCIAL SERV.	201603149009739480
OSLAND, MICHAEL JOHN	SCOTTSDALE	AZ	85250	08/06/2007	250.00	AIG FINANCIAL ADVISORS	28930089574
OUJO, JACK D.	WALL	NJ	07719	12/18/2009	250.00	H.D. VEST FINANCIAL SERVICES	10990186175
OVERTON, FRED F.	OVERLAND PARK	KS	66211	01/07/2010	500.00	FSC SECURITIES CORP.	10990429566
OWENS, BRENT A	KOKOMO	IN	46902	01/17/2013	500.00	CFD INVESTMENTS, INC.	13940530752
OWENS, MIKE	LINCOLN	NE	68510	10/31/2013	250.00	GIRARD SECURITIES, INC.	14960323257

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