Individuals Who Gave To This Committee
Whose Last Name Begins With 'F-J'
FINANCIAL SERVICES INSTITUTE PAC
Party: No Associated Party1201 PENNSYLVANIA AVE., NW
SUITE 700
WASHINGTON, DC 20004
The query you have chosen matched 143 individual contributions.
| Contributor | City | State | ZIP | Date | Amount | Employer/Occupation | Image Number |
|---|---|---|---|---|---|---|---|
| CONTRIBUTIONS FROM AN INDIVIDUAL | |||||||
| FAGNANI, BERNARD | THROOP | PA | 18512 | 11/18/2013 | 2500.00 | CETERA FINANCIAL SPECIALIST | 14960323251 |
| FALLON, BRETT | TEMPE | AZ | 85281 | 07/21/2015 | 250.00 | SAGEPOINT FINANCIAL INC | 201602269009626189 |
| FARB, SAMUEL L. | COLUMBUS | OH | 43220 | 11/15/2007 | 250.00 | SUNSET FINANCIAL SERVICES | 28930089562 |
| FARB, SAMUEL L. | COLUMBUS | OH | 43220 | 06/25/2008 | 250.00 | SUNSET FINANCIAL SERVICES | 28932686781 |
| FARLEY, BRIAN | EAGAN | MN | 55121 | 03/25/2014 | 2500.00 | FIRST ALLIED SECURITIES, INC. | 14941287103 |
| FARRELL, PATRICK C. | MIAMI | FL | 33137 | 09/06/2013 | 1000.00 | INVESTACORP, INC. | 14960323252 |
| FARRELL, PATRICK C. | MIAMI | FL | 33137 | 09/17/2013 | 1500.00 | INVESTACORP, INC. | 14960323252 |
| FARRELL, PATRICK C. | MIAMI | FL | 33137 | 05/05/2014 | 2500.00 | INVESTACORP, INC. | 14961563174 |
| FAUCI, ANTHONY | STATEN ISLAND | NY | 10309 | 03/25/2014 | 1000.00 | FIRST ALLIED SECURITIES, INC. | 14941287103 |
| FEENAN, THOMAS GREGORY | QUINCY | MA | 02169 | 05/05/2008 | 250.00 | NATIONAL PLANNING CORP. | 28932686781 |
| FIELDS, GEORGE PETER | LITTLETON | CO | 80127 | 05/29/2008 | 250.00 | VSR FINANCIAL SERVICES, INC. | 28932686782 |
| FISHER, RICHARD | PITTSBURGH | PA | 15222 | 08/16/2017 | 1000.00 | FEDERATED INVESTORS | 201802159094572477 |
| FISHER, SUSAN | ANAHEIM HILLS | CA | 92808 | 12/02/2016 | 500.00 | COMMONWEALTH FINANCIAL NETWORK | 201701259041478110 |
| FOLINO, DAVID PAUL | CAMARILLO | CA | 93010 | 05/05/2008 | 250.00 | 1ST GLOBAL PARTNERS | 28932686782 |
| FONG, GREGORY | TORRANCE | CA | 90503 | 07/07/2015 | 250.00 | SAGEPOINT FINANCIAL INC | 201602269009626189 |
| FOOS, BRADLEY DONALD | CENTENNIAL | CO | 80111 | 02/27/2015 | 1000.00 | VSR FINANCIAL SERVICES, INC. | 201603149009739467 |
| FORST, EDWARD | FORT WASHINGTON | PA | 19034 | 05/12/2017 | 5000.00 | LINCOLN INVESTMENT PLANNING LL | 201802089094271871 |
| FORZANO, RICHARD | MILFORD | CT | 06460 | 05/06/2008 | 500.00 | FSC SECURITIES CORP. | 28932686782 |
| FORZANO, RICHARD | MILFORD | CT | 06460 | 09/25/2007 | 500.00 | FSC SECURITIES CORP. | 28930089562 |
| FREDIERICK, MARK | ROSEVILLE | CA | 95661 | 03/26/2014 | 1000.00 | FIRST ALLIED SECURITIES, INC. | 14941287104 |
| FREEL, STEVEN | BYRON CENTER | MI | 49315 | 07/06/2015 | 250.00 | CAMBRIDGE INVESTMENT RESEARCH | 201602269009626190 |
| FREEL, STEVEN | BYRON CENTER | MI | 49315 | 06/03/2014 | 500.00 | CAMBRIDGE INVESTMENT RESEARCH | 14961563174 |
| FRITZ, BRADLEY A. | CLINTON | IA | 52732 | 05/21/2014 | 250.00 | CAMBRIDGE INVESTMENT RESEARCH | 14961563174 |
| FROJEN, JON | EL SEGUNDO | CA | 90245 | 11/12/2013 | 2000.00 | CETERA FINANCIAL GROUP | 14960323252 |
| FROST, EDWARD | FORT WASHINGTON | PA | 19034 | 02/01/2018 | 5000.00 | LINCOLN INVESTMENT | 201803169096564275 |
| FULP, JAMES A | ST. PETERSBURG | FL | 33716 | 09/14/2006 | 500.00 | RAYMOND JAMES FINANCIAL SVCS | 26940903521 |
| FULP, JAMES A. | SAINT PETERSBURG | FL | 33716 | 06/30/2011 | 4500.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 11932008101 |
| FULP, JAMES A. | SAINT PETERSBURG | FL | 33716 | 05/05/2011 | 500.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 11932008101 |
| FULP, JAMES A. | ST. PETERSBURG | FL | 33716 | 07/17/2007 | 500.00 | RAYMOND JAMES FINANCIAL SVCS | 28930089563 |
| FULP, JAMES A. | ST. PETERSBURG | FL | 33716 | 05/29/2008 | 500.00 | RAYMOND JAMES FINANCIAL SVCS | 28932686783 |
| FULP, JAMES A. | SAINT PETERSBURG | FL | 33716 | 12/14/2010 | 500.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 11930126681 |
| FULP, JAMES A. | SAINT PETERSBURG | FL | 33716 | 05/07/2010 | 500.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 10990839556 |
| FULP, JAMES A. | SAINT PETERSBURG | FL | 33716 | 05/09/2012 | 5000.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 12952657563 |
| FULP, JAMES A. | ST. PETERSBURG | FL | 33716 | 05/08/2009 | 500.00 | RAYMOND JAMES FINANCIAL SVCS | 29934243278 |
| GAGNON, GARY | FAIRFIELD | IA | 52556 | 03/11/2014 | 250.00 | CAMBRIDGE INVESTMENT RESEARCH | 14941287104 |
| GAMBLE, ALLEN BUSH | CHARLOTTE | NC | 28211 | 06/30/2015 | 250.00 | FIRST ALLIED SECURITIES, INC. | 201603149009739468 |
| GAMBLE, ALLEN BUSH | CHARLOTTE | NC | 28211 | 12/14/2016 | 250.00 | FIRST ALLIED SECURITIES, INC. | 201701259041478110 |
| GARDNER, PAUL FROST | AUSTIN | TX | 78746 | 05/15/2008 | 250.00 | ROYAL ALLIANCE ASSOCIATES | 28932686783 |
| GARRISON, DAVID M. | LEES SUMMIT | MO | 64086 | 04/03/2014 | 250.00 | CAMBRIDGE INVESTMENT RESEARCH | 14961563175 |
| GAVIN, DANIEL J. | MIDLAND | MI | 48642 | 02/24/2015 | 1000.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201603149009739468 |
| GENOVESE, MICHAEL T. | SACRAMENTO | CA | 95815 | 10/18/2007 | 250.00 | ROYAL ALLIANCE ASSOCIATES | 28930089563 |
| GEORGE, KENNARD R. | DRIPPING SPRINGS | TX | 78620 | 07/18/2007 | 500.00 | VSR FINANCIAL SERVICES, INC. | 28930089563 |
| GEORGE, RYAN | DALLAS | TX | 75251 | 03/16/2017 | 250.00 | 1ST GLOBAL INC | 201802089094271871 |
| GHARIB, CLINT | ATLANTA | GA | 30305 | 03/06/2015 | 5000.00 | J.P. TURNER & COMPANY, LLC | 201603149009739468 |
| GIDEON, STEVEN | TUMWATER | WA | 98501 | 03/17/2017 | 250.00 | RAYMOND JAMES FINANCIAL SERVIC | 201802089094271871 |
| GINGAS, JOHN P. | EAST LANSING | MI | 48823 | 12/13/2016 | 350.00 | COMMONWEALTH FINANCIAL NETWORK | 201701259041478111 |
| GIOVANNIELO, JOSEPH JR. | NEW YORK | NY | 10022 | 05/27/2014 | 500.00 | LADENBURG THALMANN FINANCIAL | 14961563175 |
| GLASER, GREGG S. | SAN DIEGO | CA | 92186 | 08/10/2012 | 500.00 | FIRST ALLIED SECURITIES, INC. | 12972557264 |
| GLASER, GREGG S. | SAN DIEGO | CA | 92186 | 04/17/2014 | 1000.00 | FIRST ALLIED SECURITIES, INC. | 14961563175 |
| GLASSMAN, BARRY SCOTT | MCLEAN | VA | 22102 | 08/06/2007 | 250.00 | ROYAL ALLIANCE ASSOCIATES | 28930089564 |
| GLASSMAN, BARRY SCOTT | MCLEAN | VA | 22102 | 06/26/2009 | 1000.00 | ROYAL ALLIANCE ASSOCIATES | 29934243278 |
| GOLDSMITH, ARTHUR | ATLANTA | GA | 30345 | 12/18/2013 | 500.00 | STRATEGIC FINANCIAL ALLIANCE | 14960323253 |
| GORDON, LAWRENCE | ELLICOTT CITY | MD | 21042 | 12/07/2016 | 250.00 | H. BECK | 201701259041478111 |
| GRABSTEIN, LAWRENCE | BELTSVILLE | MD | 20705 | 07/02/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERVIC | 201602269009626190 |
| GRANT, ARTHUR F. | SYRACUSE | NY | 13202 | 09/18/2007 | 1000.00 | CADARET, GRANT & CO., INC. | 28930089564 |
| GREENE, FREDERICK | SHENANDOAH | TX | 77381 | 03/21/2017 | 1000.00 | RAYMOND JAMES FINANCIAL SERVIC | 201802089094271872 |
| GRIFFITH, DOREEN | LAVISTA | NE | 68128 | 06/20/2014 | 500.00 | SECURITIES AMERICA, INC. | 14961563176 |
| GRIMSHAW, DANIEL | TACOMA | WA | 98409 | 05/06/2008 | 250.00 | GREAT AMERICAN ADVISORS, INC. | 28932686783 |
| GROOMS, GREGORY ALLEN | GAINESVILLE | FL | 32604 | 10/05/2007 | 250.00 | 1ST GLOBAL PARTNERS | 28930089564 |
| GROSS, IRWIN | WESTON | FL | 33326 | 04/07/2010 | 250.00 | COMMONWEALTH FINANCIAL NETWORK | 10990839556 |
| GRYGA, JOSEPH F. | SYRACUSE | NY | 13219 | 12/21/2017 | 250.00 | FSC SECURITIES CORP. | 201802159094572478 |
| GUNDERSON, GERRY | DENVER | CO | 80237 | 11/28/2007 | 250.00 | NATIONAL PLANNING HOLDINGS, INC. | 28930089565 |
| GUNDERSON, GREG | BISMARCK | ND | 58501 | 05/22/2012 | 1200.00 | INVESTMENT CENTERS OF AMERICA, INC. | 12952657564 |
| HADLEY, DONALD WITT | KNIGHTDALE | NC | 27545 | 12/21/2010 | 250.00 | CAPITAL ANALYSTS, INC. | 11930126681 |
| HADLEY, DONALD WITT JR. | KNIGHTDALE | NC | 27545 | 07/28/2015 | 250.00 | CAPITAL ANALYSTS, INC. | 201602269009626190 |
| HADLEY, DONALD WITT JR. | KNIGHTDALE | NC | 27545 | 09/12/2007 | 300.00 | CAPITAL ANALYSTS, INC. | 28930089565 |
| HADLEY, DONALD WITT JR. | KNIGHTDALE | NC | 27545 | 03/24/2015 | 250.00 | CAPITAL ANALYSTS, INC. | 201603149009739469 |
| HADLEY, DONALD WITT JR. | KNIGHTDALE | NC | 27545 | 05/21/2008 | 250.00 | CAPITAL ANALYSTS, INC. | 28932686784 |
| HAFNER, PETER | WILLIAMSVILLE | NY | 14221 | 07/06/2015 | 2500.00 | FIRST ALLIED SECURITIES | 201602269009626191 |
| HALBERSTADT, MICHAEL | LOS ANGELES | CA | 90048 | 08/23/2007 | 250.00 | ROYAL ALLIANCE ASSOCIATES | 28930089565 |
| HALL, DOUGLAS | DOWNINGTOWN | PA | 19335 | 02/10/2005 | 250.00 | 1ST GLOBAL PARTNERS | 25970770989 |
| HALPERN, JOSHUA | ROCKVILLE | MD | 20850 | 03/08/2018 | 250.00 | RAYMOND JAMES FINANCIAL SERVIC | 201804209110420774 |
| HANDY, JACK R. JR. | EL SEGUNDO | CA | 90245 | 09/18/2007 | 500.00 | FINANCIAL NETWORK INVESTMENT CO. | 28930089566 |
| HARBER, SHELDON J. | SAINT LOUIS | MO | 63141 | 06/02/2014 | 250.00 | CAMBRIDGE INVESTMENT RESEARCH | 14961563176 |
| HARMAN, DEAN A. | THE WOODLANDS | TX | 77380 | 01/31/2014 | 2500.00 | SAGEPOINT FINANCIAL, INC. | 14941287104 |
| HARMAN, DEAN A. | THE WOODLANDS | TX | 77380 | 02/10/2016 | 5000.00 | SAGEPOINT FINANCIAL, INC. | 201604139012318812 |
| HARMAN, DEAN A. | THE WOODLANDS | TX | 77380 | 02/12/2013 | 2500.00 | SAGEPOINT FINANCIAL, INC. | 13940530750 |
| HARMAN, DEAN A. | THE WOODLANDS | TX | 77380 | 01/19/2018 | 5000.00 | SAGEPOINT FINANCIAL, INC. | 201802209094613947 |
| HARMAN, DEAN A. | THE WOODLANDS | TX | 77380 | 02/11/2015 | 2500.00 | SAGEPOINT FINANCIAL, INC. | 201603149009739469 |
| HARMAN, DEAN A. | THE WOODLANDS | TX | 77380 | 01/30/2017 | 5000.00 | SAGEPOINT FINANCIAL, INC. | 201802089094271872 |
| HARMAN, DEAN A. | THE WOODLANDS | TX | 77380 | 02/10/2012 | 1000.00 | SAGEPOINT FINANCIAL, INC. | 12952619937 |
| HARRIMAN, DANIEL | AUSTIN | TX | 78759 | 11/26/2018 | 100.00 | CAMBRIDGE INVESTMENT RESEARCH, | 201812069134879381 |
| HARRISON, BRETT | DENVER | CO | 80203 | 06/05/2012 | 5000.00 | MULTI-FINANCIAL SECURITIES CORP. | 12952657564 |
| HASTIE, K. LARRY | ANN ARBOR | MI | 48108 | 05/01/2008 | 250.00 | MUTUAL SERVICE CORP. | 28932686784 |
| HAYS, JOEL | DENTON | TX | 76201 | 07/21/2015 | 250.00 | SECURITIES MANAGEMENT & RESEAR | 201602269009626191 |
| HAYWARD-DEMME, TONYA | BELLEVUE | WA | 98007 | 07/06/2015 | 250.00 | CETERA | 201602269009626191 |
| HENDERSON, JAMES | CINCINNATI | OH | 45202 | 05/17/2007 | 1000.00 | GREAT AMERICAN ADVISORS INC. | 27930977324 |
| HENDERSON, JAMES L. | CINCINNATI | OH | 45202 | 07/08/2009 | 250.00 | GREAT AMERICAN ADVISORS, INC. | 10990186173 |
| HENSLEY, W | BARBOURSVILLE | WV | 25504 | 04/03/2017 | 250.00 | CAMBRIDGE INVESTEMENT RESEARCH | 201802089094271872 |
| HERMAN, TROY | GERING | NE | 69341 | 04/04/2017 | 250.00 | 1ST GLOBAL INC | 201802089094271873 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 10/13/2014 | 250.00 | FIRST ALLIED SECURITIES, INC. | 14952878940 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 10/01/2014 | 2000.00 | FIRST ALLIED SECURITIES, INC. | 14952878940 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 02/04/2014 | 250.00 | FIRST ALLIED SECURITIES, INC. | 14941287105 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 09/30/2014 | 500.00 | FIRST ALLIED SECURITIES, INC. | 14951708145 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 07/08/2014 | 250.00 | FIRST ALLIED SECURITIES, INC. | 14951708145 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 12/31/2014 | 250.00 | FIRST ALLIED SECURITIES, INC. | 15950866195 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 11/26/2014 | 250.00 | FIRST ALLIED SECURITIES, INC. | 15950866195 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 06/18/2014 | 250.00 | FIRST ALLIED SECURITIES, INC. | 14961563177 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 03/11/2014 | 250.00 | FIRST ALLIED SECURITIES, INC. | 14941287105 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 04/16/2014 | 250.00 | FIRST ALLIED SECURITIES, INC. | 14961563176 |
| HERMENING, KEVIN | WAUSAU | WI | 54403 | 05/15/2014 | 250.00 | FIRST ALLIED SECURITIES, INC. | 14961563177 |
| HERNANDEZ, PASAWAN | ALHAMBRA | CA | 91801 | 08/17/2007 | 250.00 | NATIONAL PLANNING CORP. | 28930089566 |
| HERRINGTON, JAMES | SAN MATEO | CA | 94402 | 11/28/2005 | 1000.00 | FSC SECURITIES CORP. | 26980046660 |
| HERRINGTON, JAMES W. | SAN MATEO | CA | 94402 | 02/04/2014 | 5000.00 | LPL FINANCIAL CORPORATION | 14941287105 |
| HERRINGTON, JAMES W. | SAN MATEO | CA | 94402 | 06/07/2011 | 5000.00 | LPL FINANCIAL CORPORATION | 11932008101 |
| HERRINGTON, JAMES W. | SAN MATEO | CA | 94402 | 02/12/2013 | 5000.00 | LPL FINANCIAL CORPORATION | 13940530750 |
| HERRINGTON, JAMES W. | SAN MATEO | CA | 94402 | 02/06/2012 | 5000.00 | LPL FINANCIAL CORPORATION | 12952619938 |
| HIMELICK, JOSEPH | AUSTIN | TX | 78759 | 10/13/2014 | 1000.00 | ING FINANCIAL PARTNERS | 14952878940 |
| HIMELICK, JOSEPH | AUSTIN | TX | 78759 | 09/13/2011 | 500.00 | ING FINANCIAL PARTNERS | 12950287913 |
| HIMELICK, JOSEPH | AUSTIN | TX | 78759 | 01/30/2015 | 5000.00 | ING FINANCIAL PARTNERS | 201603149009739469 |
| HIMELICK, JOSEPH | AUSTIN | TX | 78759 | 02/10/2016 | 5000.00 | ING FINANCIAL PARTNERS | 201604139012318812 |
| HIMELICK, JOSEPH | AUSTIN | TX | 78759 | 01/19/2018 | 5000.00 | ING FINANCIAL PARTNERS | 201802209094613947 |
| HIMELICK, JOSEPH | AUSTIN | TX | 78759 | 01/30/2017 | 5000.00 | ING FINANCIAL PARTNERS | 201802089094271873 |
| HINDS, J. LYNN | BROOMFIELD | CO | 80021 | 06/30/2015 | 250.00 | CAMBRIDGE INVESTMENT RESEARCH | 201603149009739470 |
| HIRATA, STANFORD | SACRAMENTO | CA | 95864 | 03/26/2014 | 1000.00 | FIRST ALLIED SECURITIES, INC. | 14941287106 |
| HO, ELINOR | SOUTHFIELD | MI | 48033 | 03/24/2017 | 250.00 | SECURITIES AMERICA INC | 201802089094271873 |
| HOBAN, THOMAS W. | ANAHEIM | CA | 92808 | 04/20/2016 | 250.00 | ROYAL ALLIANCE ASSOCIATES | 201608049022177060 |
| HOFF, DAVID | LAKE SAINT LOUIS | MO | 63367 | 03/23/2018 | 500.00 | FIRST HEARTLAND CAPITAL, INC. | 201804209110420775 |
| HOGAN, SCOTT | DULUTH | GA | 30097 | 03/13/2017 | 250.00 | ING FINANCIAL PARTNERS | 201802089094271874 |
| HOLCOMB, ROBERT S. | SAN DIEGO | CA | 92101 | 04/03/2014 | 1000.00 | FIRST ALLIED SECURITIES, INC. | 14961563177 |
| HOLLIS, STEVEN M. | SAINT CHARLES | MO | 63301 | 08/10/2007 | 500.00 | MUTUAL SERVICE CORP. | 28930089566 |
| HOLTZ, DAVID L. | ALTOONA | PA | 16602 | 12/19/2016 | 250.00 | NEXT FINANCIAL GROUP, INC. | 201701259041478111 |
| HOLTZ, ROY | PATTON | PA | 16668 | 08/06/2007 | 250.00 | NEXT FINANCIAL GROUP, INC. | 28930089567 |
| HOMMEYER, JAMES | WALTHAM | MA | 02453 | 02/25/2014 | 250.00 | COMMONWEALTH FINANCIAL NETWORK | 14941287106 |
| HORVITZ, RONALD ALAN | SAN DIEGO | CA | 92104 | 06/29/2011 | 250.00 | 1ST GLOBAL, INC. | 11932008102 |
| HOUSER, STEPHEN | ROCKLEDGE | FL | 32955 | 05/22/2018 | 250.00 | HOUSER FINANCIAL GROUP | 201806209113918160 |
| HOWARD, ANDREW B. | GRAND RAPIDS | MI | 49546 | 08/06/2007 | 250.00 | SECURITIES AMERICA, INC. | 28930089567 |
| HUNTER, RICHARD | WALTHAM | MA | 02453 | 02/25/2014 | 1000.00 | COMMONWEALTH FINANCIAL NETWORK | 14941287106 |
| HURT, STEPHEN | ODESSA | TX | 79762 | 06/26/2015 | 250.00 | RAYMOND JAMES FINANCIAL SERV. | 201603149009739470 |
| JAMES, MARTIN | MOORESVILLE | IN | 46158 | 06/26/2008 | 250.00 | INVEST FINANCIAL | 28932686784 |
| JESSEE, NINA | ABINGDON | VA | 24211 | 03/05/2014 | 500.00 | INVESTORS CAPITAL CORP. | 14941287107 |
| JOHNSON, BRENT T. | HOUSTON | TX | 77063 | 06/10/2008 | 250.00 | MULTI-FINANCIAL | 28932686785 |
| JOHNSON, GREGG H. | LA VISTA | NE | 68128 | 06/20/2014 | 500.00 | SECURITIES AMERICA, INC. | 14961563178 |
| JOHNSON, GREGORY LEE | APPLE VALLEY | MN | 55124 | 06/29/2015 | 250.00 | WOODBURY FINANCIAL SERVICES | 201603149009739470 |
| JOHNSON, JEFF | ARROYO GRANDE | CA | 93420 | 05/29/2008 | 250.00 | NATIONAL PLANNING CORP. | 28932686785 |
| JOHNSON, JEFF | ARROYO GRANDE | CA | 93420 | 01/07/2010 | 250.00 | NATIONAL PLANNING CORP. | 10990429565 |
| JOHNSON, SHERI | EL DORADO HILLS | CA | 95762 | 08/05/2005 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES IN | 26980046661 |
| JOHNSON, STEPHEN W. | DRAPER | UT | 84020 | 03/04/2015 | 500.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201603149009739471 |
| JOHNSON, STEPHEN W. | DRAPER | UT | 84020 | 10/18/2007 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 28930089567 |
| JOHNSON, STEPHEN W. | DRAPER | UT | 84020 | 02/11/2016 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 201604139012318812 |
| JOHNSON, STEPHEN W. | DRAPER | UT | 84020 | 06/16/2010 | 250.00 | RAYMOND JAMES FINANCIAL SERVICES, I | 10990839556 |
| JOLLIFFE, BARBARA | OAKLAND | CA | 94602 | 07/06/2015 | 250.00 | NATIONAL PLANNING CORP. | 201602269009626192 |
| JONES, MICHAEL | BURLINGTON | WA | 98233 | 06/30/2015 | 250.00 | INVESTORS CAPITAL CORP. | 201603149009739471 |
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