Individuals Who Gave To This Committee
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE
Party: No Associated Party
801 Pennsylvania Avenue N.W.
Suite 630
Washington, DC 20004
The query you have chosen matched 778 individual contributions.
Contributor | City | State | ZIP | Date | Amount | Employer/Occupation | Image Number |
---|---|---|---|---|---|---|---|
CONTRIBUTIONS FROM AN INDIVIDUAL | |||||||
ABRAMS, WILLIAM H | NY | NY | 10005 | 04/16/1997 | 1075.00 | STERN BROS | 97032034663 |
ABRAMS, WILLIAM H | NEW YORK | NY | 10005 | 05/13/1998 | 1000.00 | BEAR/HUNTER SPECIALISTS | 98033180811 |
AHLGRIM, CHRISTOPHER | WESTPORT | CT | 06880 | 02/23/1998 | 500.00 | MERRILL LYNCH SPECIALISTS | 98032873142 |
ALATZAS, JOHN | NEW YORK | NY | 10271 | 04/14/2005 | 500.00 | SPEAR LEEDS & KELLOGG | 25990888496 |
AMATO, ANTHONY | REGO PARK | NY | 11374 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550276 |
AMATO, SALVATORE | NEW YORK | NY | 10006 | 04/16/1998 | 261.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120258 |
AMSTERDAM, CRAIG | MARLBORO | NJ | 07746 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830430 |
AMSTERDAM, STEVE | NY | NY | 10006 | 06/09/1997 | 833.00 | FAGENSON FRANKEL & STREICHER | 97032163275 |
AMSTERDAM, STEVEN | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514569 |
AMSTERDAM, STEVEN | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144528 |
ANDREWS, MAUREEN | ROCKVILLE CENTRE | NY | 11570 | 10/01/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281588 |
ASHEN, FRANK | NEW YORK | NY | 10005 | 08/21/2000 | 1000.00 | NEW YORK STOCK EXCHANGE | 20990207590 |
ASMAR, PAUL | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080546 |
AURICHIO, DAVID M | MONTVALE | NJ | 07645 | 05/13/1998 | 1000.00 | BEAR/HUNTER SPECIALISTS | 98033180810 |
AURICHIO, DAVID M. | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254714 |
AYRES, MICHAEL | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167386 |
BABBITT, JAMES | PRINCETON | NJ | 08540 | 02/23/1998 | 500.00 | MERRILL LYNCH SPECIALISTS | 98032873142 |
BADER, MICHAEL | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167383 |
BAIR, SHEILA C | WASHINGTON | DC | 20016 | 09/22/1999 | 500.00 | NEW YORK STOCK EXCHANGE | 99034861183 |
BARRY, JAMES | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167383 |
BARRY, RICHARD | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
BARRY, RICHARD | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
BARRY, STEVEN | NEW YORK | NY | 10271 | 01/07/2005 | 500.00 | SPEAR LEEDS & KELLOGG | 25990080546 |
BATES, CHRISTOPHER | NEW YORK | NY | 10005 | 05/03/2000 | 1000.00 | BENJAMIN JACOBSON & SONS LLC | 20990154289 |
BATES, CHRISTOPHER A | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120263 |
BATES, CHRISTOPHER A | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034681 |
BATES, JOHN R | SHOREHAM | NY | 11786 | 09/07/2004 | 250.00 | RETIRED | 24981349345 |
BECKER, KARIN | NEW YORK | NY | 10271 | 01/07/2005 | 500.00 | SPEAR LEEDS & KELLOGG | 25990080546 |
BECKER, KARIN | NEW YORK | NY | 10271 | 09/23/2005 | 500.00 | SPEAR LEEDS & KELLOGG | 25971358937 |
BELL, BRIAN E | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482696 |
BENTON, JEFFREY | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228836 |
BERARDI, GARY | WAYNE | NJ | 07470 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550276 |
BERGER, JEFFREY | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080547 |
BERGHOLD, WILLIAM D | NY | NY | 10005 | 04/16/1997 | 385.00 | STERN BROS | 97032034664 |
BERNHART, GREGORY MR. | NEW YORK | NY | 10005 | 05/31/2001 | 1000.00 | WALTER N. FRANK & COMPANY/SECURITIE | 22990559183 |
BIGGS, JOHN | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167385 |
BLAKE, CLARENCE V JR. | MANHASSET | NY | 11030 | 10/28/2004 | 500.00 | RETIRED | 24981468747 |
BLOCKER, ANANIAS MR. | LAUREL | MD | 20708 | 09/11/2003 | 1000.00 | NEW YORK STOCK EXCHANGE | 23992030733 |
BOCKLET, CHARLES III | NEW YORK | NY | 10005 | 05/10/2001 | 240.00 | BOCKLET & COMPANY LLC/SECURITIES DE | 22990559181 |
BOCKLET, CHARLES J III | RYE | NY | 10580 | 07/16/1998 | 300.00 | BOCKLET & CO | 98033442728 |
BOCKLET, CHARLES J III | NY | NY | 10271 | 04/24/1997 | 250.00 | BOCKLET & CO | 97032034668 |
BOCKLET, CHARLES J JR | NY | NY | 10271 | 04/24/1997 | 2500.00 | BOCKLET & CO | 97032034667 |
BOCKLET, CHARLES J JR | NEW YORK | NY | 10271 | 07/16/1998 | 2675.00 | BOCKLET & CO | 98033442728 |
BOCKLET, CHARLES J. III | NEW YORK | NY | 10005 | 05/23/2000 | 492.00 | BOCKLET & CO. LLC | 20990154290 |
BOCKLET, CHARLES JR. | NEW YORK | NY | 10005 | 05/23/2000 | 4387.00 | BOCKLET & CO. LLC | 20990154290 |
BOCKLET, CHARLES JR. | NEW YORK | NY | 10005 | 05/10/2001 | 2140.00 | BOCKLET & COMPANY LLC/SECURITIES DE | 22990559181 |
BOCKLET, J BARRY SR | NY | NY | 10271 | 04/24/1997 | 1250.00 | BOCKLET & CO | 97032034668 |
BOCKLET, J BARRY SR | GARDEN CITY | NY | 11530 | 07/16/1998 | 1100.00 | BOCKLET & CO | 98033442728 |
BOCKLET, J. BARRY SR. | NEW YORK | NY | 10005 | 05/10/2001 | 880.00 | BOCKLET & COMPANY LLC/SECURITIES DE | 22990559182 |
BOCKLET, J. BARRY SR. | NEW YORK | NY | 10005 | 05/23/2000 | 1804.00 | BOCKLET & CO. LLC | 20990154290 |
BOCKLET, MICHAEL B | KATONAH | NY | 10536 | 07/16/1998 | 300.00 | BOCKLET & CO | 98033442728 |
BOCKLET, MICHAEL B | NY | NY | 10271 | 04/24/1997 | 250.00 | BOCKLET & CO | 97032034668 |
BOCKLET, MICHAEL B. | NEW YORK | NY | 10005 | 05/23/2000 | 492.00 | 20990154290 | |
BOCKLET, MICHAEL B. | NEW YORK | NY | 10005 | 05/10/2001 | 240.00 | BOCKLET & COMPANY LLC/SECURITIES DE | 22990559182 |
BOLDYREW, ANATOLY | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167383 |
BONGIORNO, JOSEPH | NEW YORK | NY | 10006 | 12/28/2001 | 580.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217636 |
BONGIORNO, JOSEPH | NEW YORK | NY | 10006 | 07/20/1999 | 336.00 | LAWRENCE O'DONNELL MARCUS | 99034772981 |
BONGIORNO, JOSEPH | NEW YORK | NY | 10006 | 04/16/1998 | 957.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120258 |
BONGIORNO, JOSEPH | NY | NY | 10006 | 04/24/1997 | 312.00 | LAWRENCE O'DONNELL MARCUS | 97032034672 |
BONGIORNO, JOSEPH | NEW YORK | NY | 10006 | 04/24/2000 | 1360.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112068 |
BOOMER, BRIAN | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514567 |
BOOMER, BRIAN | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144528 |
BORELLI, MICHAEL | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120264 |
BORELLIA, MICHAEL | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034681 |
BORNSCHEIN, DANIEL | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228837 |
BORS, BRIAN | BASKING RIDGE | NJ | 07920 | 10/01/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281588 |
BOUDREAU, DAVID L. | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228836 |
BOUDREAU, DAVID LAWTON | WILTON | CT | 06897 | 09/05/1997 | 500.00 | WEBCO SECURITIES | 97032453324 |
BOUDREAU, DAVID LAWTON | WILTON | CT | 06897 | 09/18/1998 | 750.00 | WEBCO SECURITIES | 98033600993 |
BOVE, THOMAS | NY | NY | 10005 | 04/20/2005 | 1000.00 | LEHMAN BROTHERS | 25990888496 |
BOWES, JOHN | CAMPBELL HALL | NJ | 10916 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281590 |
BOYLE, JAMES J | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163273 |
BRENNAN, JOSEPH | NEW YORK | NY | 10005 | 06/13/2001 | 1000.00 | WALTER N. FRANK & CO. LLC | 21990228839 |
BRENNAN, RICHARD C | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482692 |
BRENNAN, RICHARD C. | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254714 |
BRIGANDI, NICHOLAS | NEW YORK | NY | 10006 | 04/24/2000 | 328.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112068 |
BRIGGS, CHRISTOPHER R | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482697 |
BROWN, PAUL | NEW YORK | NY | 10271 | 05/02/2000 | 1020.00 | PHOENIX PARTNERS LLC | 20990154288 |
BURKE, JOHN | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
BURKE, JOHN | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
BURKE, WILLIAM J III | NY | NY | 10021 | 05/06/1997 | 500.00 | LABRANCHE | 97032091795 |
BURKE, WILLIAM J III | NEW YORK | NY | 10021 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180809 |
BURKE, WILLIAM J. III | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228837 |
BURNS, TERRENCE | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144528 |
BURNS, TERRENCE | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514567 |
BUTLER, JACLYN L | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482697 |
CADER, ANDY | NEW YORK | NY | 10013 | 10/15/1998 | 2000.00 | 98033951527 | |
CADOTTE, ROLAND J | FREEHOLD | NJ | 07728 | 09/28/2004 | 500.00 | RETIRED | 24981349363 |
CAMPAGNA, ANTHONY | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080547 |
CAMPAGNA, ANTHONY | NEW YORK | NY | 10271 | 11/09/2005 | 500.00 | SPEAR LEEDS & KELLOGG | 25971615526 |
CAMPANELLA, JAMES | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559177 |
CAMPBELL, GEORGE | NY | NY | 10022 | 04/24/1997 | 500.00 | WALTER FRANK & CO | 97032034679 |
CAMPBELL, GEORGE | NY | NY | 10005 | 07/31/1997 | 500.00 | WALTER FRANK & CO | 97032334361 |
CAMPBELL, KENNETH L | NY | NY | 10005 | 04/16/1997 | 720.00 | STERN BROS | 97032034664 |
CAMPETELLO, GERARD | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LA BRANCHE & CO./SECURITIES DEALER | 22990419744 |
CAPON, ADAM | NEW YORK | NY | 10271 | 01/07/2005 | 300.00 | SPEAR LEEDS & KELLOGG | 25990080554 |
CAPUTO, MICHAEL W | NEW YORK | NY | 10006 | 10/04/2004 | 250.00 | SEGRAMS TRADING CORP. | 24962667506 |
CAPUTO, NICHOLAS | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163273 |
CARELL, GLENN | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167386 |
CARELL, GLENN P | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482697 |
CARRUTHERS, JAMES | POMPTON PLAINS | NJ | 07444 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550276 |
CARUSO, FRANK | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167385 |
CARUTHERS, DONALD F | WILLIAMSBURG | VA | 23185 | 09/13/2004 | 500.00 | RETIRED | 24981349353 |
CEBULSKI, MATTHEW | NEW YORK | NY | 10006 | 12/28/2001 | 243.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217636 |
CEBULSKI, MATTHEW | NY | NY | 10006 | 04/24/1997 | 500.00 | SURNAMER WEISSMAN | 97032034671 |
CEBULSKI, MATTHEW | NEW YORK | NY | 10006 | 04/24/2000 | 586.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112068 |
CELLA, RICHARD | NEW YORK | NY | 10005 | 04/09/1998 | 666.00 | STUART SCOTTO CELLA COMPANY | 98033120256 |
CELLA, RICHARD | NEW YORK | NY | 10005 | 05/19/1999 | 500.00 | STUART, SCOTTO, CELLA CO | 99034514566 |
CELLA, RICHARD P | NY | NY | 10005 | 04/16/1997 | 500.00 | STUART SCOTTO CELLA COMPANY | 97032034663 |
CERISE, ANDREW | NY | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482692 |
CERISE, ANDREW | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254714 |
CERISE, JUDITH | FLORAL PARK | NY | 11001 | 02/23/1998 | 500.00 | HOMEMAKER | 98032873141 |
CHESHIRE, WILLIAM | HUNTINGTON | NY | 11743 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281586 |
CHESNEY, ROBERT SCOTT | MALVERNE | NY | 11565 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830432 |
CHIARAVALLE, JENNIFER | TUXEDO PARK | NY | 10987 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830431 |
CLEARY, GERARD T | MARCO ISLAND | FL | 34145 | 09/20/2004 | 1000.00 | RETIRED | 24981349358 |
CLEAVER, JAMES JR | NEW YORK | NY | 10006 | 04/24/2000 | 1287.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112068 |
CLEAVER, JAMES JR | NEW YORK | NY | 10006 | 07/20/1999 | 318.00 | LAWRENCE O'DONNELL MARCUS | 99034772981 |
CLEAVER, JAMES JR | NEW YORK | NY | 10006 | 12/28/2001 | 534.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217637 |
CLEAVER, JAMES P JR | NEW YORK | NY | 10006 | 04/16/1998 | 1479.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120258 |
CLEAVER, JAMES P JR | NY | NY | 10006 | 04/24/1997 | 482.00 | LAWRENCE O'DONNELL MARCUS | 97032034672 |
CLOSE, FORREST | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154288 |
CLOSE, FORREST | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559177 |
CLOUD, JAMES H | DARIEN | CT | 06820 | 09/07/2004 | 500.00 | RETIRED | 24981349346 |
COCHRANE, EUGENE | HUNTINGTON | NY | 11743 | 09/20/2004 | 1000.00 | RETIRED | 24981349359 |
COHEN, JAMES H | NY | NY | 10028 | 07/15/1997 | 1500.00 | MJ COHEN & CO INC | 97032334361 |
COHEN, JAMES H. | NEW YORK | NY | 10021 | 11/19/2004 | 1000.00 | RETIRED | 24981468749 |
COLEMAN, JOHN N | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482698 |
COLEMAN, THOMAS A | NY | NY | 10005 | 04/24/1997 | 500.00 | CMJ PARTNERS | 97032034669 |
CONLIN, JAMES A | NEW YORK | NY | 10004 | 11/15/2004 | 500.00 | KABRIK TRADING LLC | 24981468748 |
CONSOLA, ROBERT | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482698 |
CONTE, ROBERT A | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180807 |
CONTE, ROBERT A. | NEW VERNON | NJ | 07976 | 09/20/2004 | 1000.00 | RETIRED | 24981349354 |
COOKE, JOHN | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167384 |
COOKE, KEVIN J. JR. | NEW YORK | NY | 10128 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830430 |
COONEY, WILLIAM | NY | NY | 10005 | 04/24/1997 | 345.00 | SCAVONE MCKENNA CLOUD & CO | 97032034676 |
COONEY, WILLIAM V. JR. | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154287 |
COONEY, WILLIAM V. JR. | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559177 |
CORROON, GEORGE A | NEW YORK | NY | 10271 | 05/04/1998 | 320.00 | CORROON LICHTENSTEIN & CO LLC | 98033180806 |
CORROON, GEORGE A JR | NEW YORK | NY | 10271 | 05/04/1998 | 1500.00 | COROON LICHTENSTEIN & CO LLC | 98033180812 |
CORROON, GEORGE A JR | NY | NY | 10271 | 06/09/1997 | 1600.00 | CORROON LICHTENSTEIN & CO | 97032163275 |
CORROON, GEORGE A JR | NEW YORK | NY | 10271 | 05/04/1998 | 1500.00 | CORROON LICHTENSTEIN & CO LLC | 98033180807 |
CORROON, GEORGE A SR | NY | NY | 10271 | 06/09/1997 | 320.00 | CORROON LICHTENSTEIN & CO | 97032163275 |
CORROON, GEORGE A SR | NEW YORK | NY | 10271 | 05/04/1998 | 640.00 | CORROON LICHTENSTEIN & CO LLC | 98033180806 |
CORSO, ANTHONY M | NY | NY | 10006 | 05/06/1997 | 500.00 | LABRANCHE | 97032091795 |
CORSO, ANTHONY M | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180809 |
CORSO, ANTHONY M. | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419742 |
CORSO, JOSEPH | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180808 |
CORTESE, THOMAS | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167386 |
COSIMANO, MICHAEL | NEW YORK | NY | 10271 | 01/07/2005 | 500.00 | SPEAR LEEDS & KELLOGG | 25990080547 |
COSTA, PETER P | NEW YORK | NY | 10005 | 09/28/2004 | 300.00 | BANK OF NEW YORK | 24981349362 |
CREEN, JOSEPH JR | NY | NY | 10005 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550277 |
CRISCITELLO, MARK | NEW YORK | NY | 10005 | 10/31/2000 | 300.00 | HUNTER SPECIALISTS LLC | 20990256410 |
CRISCO, RICHARD E | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163273 |
CULHANE, CHRISTOPHER | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482705 |
CUNNINGHAM, STACEY | HOBOKEN | NJ | 07030 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281587 |
CUSANELLI, ANTHONY B | POMPANO BEACH | FL | 33062 | 10/07/2004 | 500.00 | RETIRED | 24962667507 |
DAVIS, MICHAEL | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080548 |
DAVNER, MAXINE | NEW YORK | NY | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080548 | |
DECOURSEY, OWEN | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772987 |
DECOURSEY, OWEN | MASSAPEQUA | NY | 11758 | 04/24/1994 | 500.00 | ERNEST & CO WARE KEELIPS HOMANS CO | 97032034678 |
DELANEY, FRANK A. IV | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254714 |
DEMARIA, JAMES | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514567 |
DEMARIA, JAMES E | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144528 |
DEMARIA, JAMES JR | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144528 |
DEMARIA, JAMES JR | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514568 |
DEMIRJIAN, EDWARD | NEW YORK | NY | 10271 | 05/31/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25970358855 |
DEMIRJIAN, EDWARD | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080554 |
DEMPSEY, JOHN M III | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180809 |
DEMPSEY, JOHN M III | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772987 |
DEMSKO, DARYL | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167384 |
DEMSKO, MARK | YARDLEY | PA | 19067 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281583 |
DEWHURST, JOSEPH | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772987 |
DEWHURST, JOSEPH R II | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163273 |
DIGREGORIO, JOHN | NEW YORK | NY | 10271 | 01/07/2005 | 500.00 | SPEAR LEEDS & KELLOGG | 25990080556 |
DIGREGORIO, JOHN | NEW YORK | NY | 10271 | 05/31/2005 | 300.00 | SPEAR LEEDS & KELLOGG | 25970358856 |
DILASCIO, STEPHEN J | NY | NY | 10004 | 04/24/1994 | 700.00 | EQUITRADE PARTNERS | 97032034677 |
DILASCIO, STEVEN | NEW YORK | NY | 10005 | 04/16/1998 | 2000.00 | EQUITRADE PARTNERS | 98033120257 |
DINOLA, JAMES | HOBOKEN | NJ | 07030 | 10/01/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281588 |
DONOHUE, PATRICK J | MASSAPEQUA | NY | 11758 | 09/20/2004 | 2000.00 | RETIRED | 24981349358 |
DOWD, JASON | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482698 |
DOYLE, BRUCE R | LONG VALLEY | NJ | 07853 | 09/07/2004 | 1000.00 | RETIRED | 24981349348 |
DREYER, GERARD | NEW YORK | NY | 10005 | 04/16/1998 | 2000.00 | EQUITRADE PARTNERS | 98033120257 |
DREYER, GERARD J | NY | NY | 10004 | 04/24/1994 | 700.00 | EQUITRADE PARTNERS | 97032034677 |
DUFFY, BRIAN J | NEW YORK | NY | 10271 | 09/23/2005 | 1000.00 | SPEAR LEEDS & KELLOGG | 25971358937 |
DUFFY, BRIAN J | NEW YORK | NY | 10271 | 01/07/2005 | 1200.00 | SPEAR LEEDS & KELLOGG | 25990080554 |
DUFFY, BRIAN J | NEW YORK | NY | 10271 | 04/08/2005 | 1000.00 | SPEAR LEEDS & KELLOGG | 25990888496 |
DURANTE, JOHN | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772987 |
DURANTE, JOHN N | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163273 |
DURKIN, ANTHONY | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254714 |
EGAN, BRIAN | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772987 |
EGAN, BRIAN | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419743 |
ELLIS, EARL | NEW YORK | NY | 10005 | 05/03/2000 | 1000.00 | BENJAMIN JACOBSON & SONS LLC | 20990154289 |
ELLIS, EARL E | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034680 |
ELLIS, EARL E | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120263 |
EMRICH, JAMES | NEW YORK | NY | 10005 | 04/16/1998 | 1000.00 | EQUITRADE PARTNERS | 98033120257 |
EMRICH, JAMES C | NY | NY | 10004 | 04/24/1994 | 700.00 | EQUITRADE PARTNERS | 97032034677 |
ENGLISH, JASON | NY | NY | 10005 | 04/20/2005 | 500.00 | BEAR WAGNER LLC | 25990888497 |
EVANS, GEORGE | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167383 |
EVANS, RALPH M | NY | NY | 10005 | 04/16/1997 | 1075.00 | STERN BROS | 97032034664 |
FACCHINE, THOMAS | MAHWAH | NJ | 07430 | 09/18/1998 | 750.00 | WEBCO SECURITIES | 98033600993 |
FACCHINE, THOMAS | WASHINGTON TWNSHIP | NJ | 07675 | 09/05/1997 | 500.00 | WEBCO SECURITIES | 97032453324 |
FAGENSON, ROBERT | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514568 |
FAGENSON, ROBERT | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144528 |
FAGENSON, ROBERT | NY | NY | 10006 | 06/09/1997 | 833.00 | FAGENSON FRANKEL & STREICHER | 97032163274 |
FAGENSON, ROBERT MR. | NEW YORK | NY | 10006 | 12/28/2001 | 492.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217637 |
FALCONE, PETER | STATEN ISLAND | NY | 10309 | 09/20/2004 | 1000.00 | RETIRED | 24981349358 |
FALOTICO, PETER | ALLENWOOD | NJ | 08720 | 10/01/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281583 |
FALVEY, BRIAN | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167384 |
FALVEY, BRIAN G | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482699 |
FEE, KEVIN | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254714 |
FEELEY, KEVIN | NY | NY | 10005 | 02/23/2005 | 500.00 | HUNTER PARTNERS LLC | 25990240470 |
FERNANDEZ, RAOUL J | LYNBROOK | NY | 11563 | 09/13/2004 | 1000.00 | RETIRED | 24981349351 |
FERRAIOLI, FRANK | MORGANVILLE | NJ | 07751 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550277 |
FIGGE, JOHN K | SEA ISLAND | GA | 31561 | 09/20/2004 | 500.00 | RETIRED | 24981349357 |
FINNEGAN, JOSEPH | NEW YORK | NY | 10005 | 05/21/1998 | 1000.00 | CMJ PARTNERS LLC | 98033180812 |
FINNEGAN, JOSEPH P | NY | NY | 10005 | 04/24/1997 | 425.00 | CMJ PARTNERS | 97032034670 |
FITZGERALD, MARK | RED BANK | NJ | 07701 | 10/01/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281589 |
FLAHERTY, VINCENT | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772987 |
FLAHERTY, VINCENT J | NY | NY | 10006 | 04/24/1994 | 500.00 | ERNEST & CO WARE KEELIPS HOMANS & | 97032034678 |
FLAHERTY, VINCENT J | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180809 |
FLANAGAN, ROBERT M | NEW YORK | NY | 10006 | 04/16/1998 | 1479.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120259 |
FLANAGAN, ROBERT M | NY | NY | 10006 | 04/24/1997 | 482.00 | LAWRENCE O'DONNELL MARCUS | 97032034672 |
FLANAGAN, WILLIAM R | NEW YORK | NY | 10006 | 04/16/1998 | 522.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120259 |
FLYNN, JAMES T | NEW YORK | NY | 10005 | 05/13/1998 | 1000.00 | BEAR/HUNTER SPECIALISTS | 98033180811 |
FLYNN, JAMES T. | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254714 |
FOLEY, DONALD | NEW YORK | NY | 10005 | 02/23/1998 | 750.00 | MERRILL LYNCH SPECIALISTS | 98032873141 |
FRANK, STEPHEN | NEW YORK | NY | 10005 | 06/13/2001 | 1000.00 | WALTER N. FRANK & CO. LLC | 21990228840 |
FRANK, STEPHEN | NEW YORK | NY | 10005 | 05/01/2000 | 2250.00 | WALTER N. FRANK & CO. LLC | 20990154287 |
FRANK, STEPHEN H | NEW YORK | NY | 10271 | 01/07/2005 | 1200.00 | SPEAR LEEDS & KELLOGG | 25990080548 |
FRANKEL, PAUL | NY | NY | 10006 | 06/09/1997 | 833.00 | FAGENSON FRANKEL & STREICHER | 97032163275 |
FREY, RICHARD C | NEW YORK | NY | 10005 | 03/14/2005 | 500.00 | PRIME EXECUTION | 25980482692 |
FREYER, PAUL | NEW YORK | NY | 10006 | 01/09/2002 | 500.00 | LA BRANCHE & CO./SECURITIES DEALER | 22990419741 |
FREYER, PAUL | CROTON ON HUDSON | NY | 10520 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550276 |
FRIED, ALBERT JR | NEW YORK | NY | 10005 | 12/06/2004 | 1000.00 | ALBERT FRIED & CO. L.L.C. | 25990284628 |
FRIED, ALBERT JR | NY | NY | 10005 | 09/08/1997 | 900.00 | BUTTONWOOD SPECIALISTS | 97032453323 |
FRUMKES, ARTHUR J | EAST ROCKAWAY | NY | 11518 | 09/28/2004 | 250.00 | RETIRED | 24981349362 |
GALLAGHER, JAMES | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772985 |
GALLAGHER, JAMES C | NEW YORK | NY | 10006 | 04/14/1998 | 3500.00 | FOWLER ROSENAU & GEARY LLC | 98033120256 |
GALLAGHER, JAMES G | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163274 |
GANNON, WILLIAM | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482699 |
GARLINGE, JAMES E | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034681 |
GARLINGE, JAMES E | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120263 |
GAVIN, J GREGORY | NY | NY | 10271 | 08/18/1997 | 3000.00 | GAVIN BENTON & CO | 97032410423 |
GAY, ROBERT A | HUNTINGTON | NY | 11743 | 09/07/2004 | 1000.00 | RETIRED | 24981349347 |
GERMAN, EUGENE | NY | NY | 10005 | 09/08/1997 | 300.00 | BUTTONWOOD SPECIALISTS | 97032453323 |
GIARDINA, ANTHONY | YONKERS | NY | 10704 | 09/20/2004 | 500.00 | RETIRED | 24981349355 |
GIARDINA, ANTHONY | YONKERS | NY | 10704 | 05/08/1997 | 500.00 | LABRANCHE | 97032091796 |
GIARDINA, ANTHONY | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772985 |
GIARDINA, ANTHONY | YONKERS | NY | 10704 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180809 |
GOLDBERG, ALAN | NY | NY | 10006 | 04/16/1997 | 290.00 | EINHORN & CO | 97032034665 |
GOLDRING, GARY | NEW YORK | NY | 10271 | 10/15/1998 | 3000.00 | 98033951527 | |
GONZALEZ, PETER | NEW YORK | NY | 10028 | 05/21/1998 | 1000.00 | CMJ PARTNERS | 98033180812 |
GONZALEZ, PETER W | NY | NY | 10005 | 04/24/1997 | 688.00 | CMJ PARTNERS | 97032034669 |
GORSLINE, FREDERICK | NEW YORK | NY | 10006 | 04/24/2000 | 990.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112068 |
GORSLINE, FREDERICK J | NEW YORK | NY | 10006 | 04/16/1998 | 652.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120259 |
GORSLINE, FREDERICK J | NY | NY | 10006 | 04/24/1997 | 212.00 | LAWRENCE O'DONNELL MARCUS | 97032034672 |
GORSLINE, FREDERICK J | PIERMONT, | NY | 10968 | 12/06/2004 | 1000.00 | RETIRED | 25990284628 |
GORSLINE, FREDRICK | NEW YORK | NY | 10006 | 07/20/1999 | 210.00 | LAWRENCE O'DONNELL MARCUS | 99034772981 |
GRABOWSKI, ANDREW | NEW YORK | NY | 10006 | 04/24/2000 | 234.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112068 |
GRACE, THOMAS | NEW YORK | NY | 10028 | 10/01/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281589 |
GRANGER, STEPHEN | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772987 |
GRANGER, STEPHEN | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228839 |
GRAVALIS, GREGORY | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254715 |
GRAVALIS, GREGORY | NY | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482693 |
GREASON, ROBERT JR | LARCHMONT | NY | 10538 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550277 |
GREEN, DAVID | NEW YORK | NY | 10005 | 04/16/1998 | 1000.00 | EQUITRADE PARTNERS | 98033120257 |
GREEN, STEPHEN | NEW YORK | NY | 10006 | 12/28/2001 | 348.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217638 |
GREEN, STEPHEN | NEW YORK | NY | 10006 | 04/24/2000 | 764.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112068 |
GROSSMAN, STEVEN | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514568 |
GROSSMAN, STEVEN | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144529 |
GRUHN, DONALD M | NEW YORK | NY | 10126 | 09/20/2004 | 1000.00 | RETIRED | 24981349357 |
GRYGIEL, SARAH | HOBOKEN | NJ | 07030 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830429 |
HAAS, WARREN R | DENVILLE | NJ | 07834 | 09/07/2004 | 1000.00 | RETIRED | 24981349348 |
HAGERTY, HARRY C JR. | SEA ISLAND | GA | 31561 | 09/20/2004 | 1000.00 | RETIRED | 24981349360 |
HALL, AARON JR | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120263 |
HALL, AARON JR | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034680 |
HALL, RICHARD | NEW YORK | NY | 10005 | 01/29/2002 | 220.00 | HUNTER PARTNERS LLC | 22990419748 |
HALLY, RAYMOND MR. | NEW YORK | NY | 10005 | 05/31/2001 | 1000.00 | WALTER N. FRANK & COMPANY/SECURITIE | 22990559183 |
HANSEN, PAUL E | NY | NY | 10005 | 07/31/1997 | 500.00 | WALTER FRANK & CO | 97032334361 |
HANSEN, PAUL E | BROOKLYN | NY | 11204 | 04/24/1997 | 500.00 | WALTER FRANK & CO | 97032034678 |
HARRINGTON, THOMAS | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167384 |
HARRIS, CHRISTOPHER M | NEW YORK | NY | 10006 | 10/07/2004 | 250.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 24962667507 |
HARRIS, RICHARD L III | NY | NY | 10005 | 04/20/2005 | 500.00 | BEAR WAGNER LLC | 25990888497 |
HARTUNG, JAMES | GARDEN CITY | NY | 11530 | 09/05/1997 | 500.00 | WEBCO SECURITIES | 97032453323 |
HARTUNG, JAMES E | GARDEN CITY | NY | 11530 | 09/18/1998 | 750.00 | WEBCO SECURITIES | 98033600993 |
HARVEY, LANCE | HUNTINGTON | NY | 11743 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281589 |
HAUBNER, DAVID | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167386 |
HAUGEN, JOHN C | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034680 |
HAUGEN, JOHN C | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120262 |
HAYES, GERARD | NEW YORK | NY | 10006 | 12/28/2001 | 428.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217639 |
HAYES, GERARD | NEW YORK | NY | 10006 | 07/20/1999 | 210.00 | LAWRENCE O'DONNELL MARCUS | 99034772981 |
HAYES, GERARD | NEW YORK | NY | 10006 | 04/24/2000 | 992.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112069 |
HAYES, GERARD T | NEW YORK | NY | 10006 | 04/16/1998 | 536.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120259 |
HAYES, NEIL | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254715 |
HAYWARD, ALFRED O JR | NEW YORK | NY | 10128 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180808 |
HAYWARD, ALFRED O JR | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772985 |
HAYWARD, MICHAEL | NEW YORK | NY | 10006 | 04/24/2000 | 1213.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112069 |
HAYWARD, MICHAEL | NEW YORK | NY | 10006 | 07/20/1999 | 300.00 | LAWRENCE O'DONNELL MARCUS | 99034772981 |
HAYWARD, MICHAEL | NEW YORK | NY | 10006 | 12/28/2001 | 516.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217639 |
HAYWARD, MICHAEL J | NY | NY | 10006 | 04/24/1997 | 212.00 | LAWRENCE O'DONNELL MARCUS | 97032034673 |
HAYWARD, MICHAEL J | NEW YORK | NY | 10006 | 04/16/1998 | 766.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120259 |
HEINZE, GREGG | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167387 |
HENDERSON, CHARLES F | PALM BEACH | FL | 33480 | 09/28/2004 | 1000.00 | RETIRED | 24981349361 |
HENDERSON, SEAN P. | KATONAH | NY | 10536 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830429 |
HENGLEIN, DONALD | BROAD CHANNEL | NY | 11693 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281583 |
HENSTON, LOUIS | LIVINGSTON | NJ | 07039 | 09/20/2004 | 500.00 | RETIRED | 24981349355 |
HERLING, JACK | NEW YORK | NY | 10119 | 09/20/2004 | 1000.00 | FIRST ALBANY | 24981349356 |
HERRICK, L. A | NEW YORK | NY | 10021 | 02/01/2005 | 1000.00 | RETIRED | 25990240470 |
HERRMANN, STEVE | MONTVILLE | NJ | 07045 | 02/23/1998 | 500.00 | MERRILL LYNCH SPECIALISTS | 98032873142 |
HESS, WILLIAM M | HADDONFIELD | NJ | 08033 | 09/07/2004 | 1000.00 | HESS GRANT & CO. | 24981349348 |
HIMPELE, DONALD JR. | NEW YORK | NY | 10271 | 01/20/2006 | 1000.00 | SPEAR LEEDS & KELLOGG | 26990318771 |
HIMPELE, DONALD JR. | NEW YORK | NY | 10271 | 01/07/2005 | 1200.00 | SPEAR LEEDS & KELLOGG | 25990080549 |
HIPKINS, KENNETH | NEW YORK | NY | 10005 | 10/31/2000 | 500.00 | HUNTER SPECIALISTS LLC | 20990256410 |
HODES, LEONARD B | BOCA RATON | FL | 33434 | 09/28/2004 | 500.00 | RETIRED | 24981349362 |
HOEY, JOHN III | MARCO ISLAND | FL | 34145 | 09/20/2004 | 1000.00 | RETIRED | 24981349355 |
HOEY, JOHN V III | NY | NY | 10006 | 04/24/1997 | 312.00 | LAWRENCE O'DONNELL MARCUS | 97032034673 |
HOLMES, CHRISTOPHER | OZONE PARK | NY | 11417 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281584 |
HOLMES, CHRISTOPHER | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254715 |
HON, CHARLIE | NEW YORK | NY | 10005 | 01/29/2002 | 220.00 | HUNTER PARTNERS LLC/SECURITIES DEAL | 22990419747 |
HON, CHARLIE | NEW YORK | NY | 10005 | 10/31/2000 | 300.00 | HUNTER SPECIALISTS LLC | 20990256410 |
HORN, L S | NY | NY | 10271 | 04/23/1997 | 420.00 | PHOENIX PARTNERS | 97032034662 |
HORN, STODDARD | NEW YORK | NY | 10271 | 05/02/2000 | 1020.00 | PHOENIX PARTNERS LLC | 20990154289 |
HORN, STODDARD A M | NY | NY | 10271 | 04/23/1997 | 690.00 | PHOENIX PARTNERS | 97032034662 |
HORNBLOWER, PHOEBE B MS. | GREENWICH | CT | 06830 | 09/13/2004 | 250.00 | RETIRED | 24981349350 |
HOUSTON, EDWARD J | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034680 |
HOUSTON, EDWARD J | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120263 |
HUELBIG, ROY | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167383 |
HUNT, SCOTT | NEW YORK | NY | 10004 | 11/27/2000 | 500.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254716 |
HUNT, SCOTT | NEW YORK | NY | 10004 | 11/27/2000 | 500.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254716 |
HUNTER, BRIAN | UPPER SADDLE RIVER | NJ | 07458 | 05/13/1998 | 1000.00 | BEAR/HUNTER SPECIALISTS LLC | 98033180813 |
HUNTER, BRIAN | NEW YORK | NY | 10005 | 01/29/2002 | 430.00 | HUNTER PARTNERS LLC/SECURITIES DEAL | 22990419746 |
HYLAND, THOMAS | NEW YORK | NY | 10006 | 01/09/2002 | 250.00 | LA BRANCHE & CO./SECURITIES DEALER | 22990419745 |
INGENITO, RONALD | NEW YORK | NY | 10271 | 01/07/2005 | 300.00 | SPEAR LEEDS & KELLOGG | 25990080549 |
JACOBSON, ARTHUR | NEW YORK | NY | 10005 | 05/03/2000 | 1000.00 | BENJAMIN JACOBSON & SONS LLC | 20990154289 |
JACOBSON, ARTHUR L | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120263 |
JACOBSON, ARTHUR L | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034681 |
JACOBSON, BENJAMIN III | NEW YORK | NY | 10005 | 01/07/2005 | 2000.00 | SPEAR LEEDS & KELLOGG | 25990080550 |
JACOBSON, BENJAMIN III | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120264 |
JACOBSON, JAMES A | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120262 |
JACOBSON, JAMES A | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034680 |
JACOBSON, JAMES A | NEW YORK | NY | 10271 | 01/20/2006 | 1000.00 | SPEAR LEEDS & KELLOGG | 26990318771 |
JACOBSON, JAMES A | NEW YORK | NY | 10271 | 01/07/2005 | 1200.00 | SPEAR LEEDS & KELLOGG | 25990080549 |
JACOBSON, JAMES A. | NEW YORK | NY | 10005 | 05/03/2000 | 1000.00 | BENJAMIN JACOBSON & SONS LLC | 20990154289 |
JACOBSON, PERRY | NEW YORK | NY | 10005 | 05/21/1998 | 1000.00 | CMJ PARTNERS LLC | 98033180812 |
JACOBSON, PERRY P | NY | NY | 10005 | 04/24/1997 | 588.00 | CMJ PARTNERS | 97032034669 |
JACOBSON, ROBERT J | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034679 |
JACOBSON, ROBERT J JR | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034680 |
JACOBSON, ROBERT JR | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120262 |
JACOBSON, ROBERT JR | NEW YORK | NY | 10005 | 05/03/2000 | 1000.00 | BENJAMIN JACOBSON & SONS LLC | 20990154289 |
JAKOBSON, JOHN R | NEW YORK | NY | 10019 | 09/28/2004 | 1000.00 | SELF | 24981349361 |
JAKOBSON, PETER SR. | NEW YORK | NY | 10003 | 09/28/2004 | 1000.00 | JAKOBSON PROPERTIES | 24981349361 |
JANDRUKO, SCOTT | GARRISON | NY | 10524 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281586 |
JENSEN, LAURITZ C | NY | NY | 10271 | 04/24/1997 | 500.00 | BOCKLET & CO | 97032034668 |
JENSEN, LAURITZ C | LINCROFT | NJ | 07738 | 07/16/1998 | 450.00 | BOCKLET & CO | 98033442728 |
JENSEN, LAURITZ C. | NEW YORK | NY | 10005 | 05/23/2000 | 738.00 | BOCKLET & CO. LLC | 20990154290 |
JENSEN, LAURITZ C. | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419739 |
JENSEN, LAURITZ C. | NEW YORK | NY | 10005 | 05/10/2001 | 360.00 | BOCKLET & COMPANY LLC/SECURITIES DE | 22990559182 |
JOHNSON, ROBERT A JR | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034681 |
JOHNSON, ROBERT A JR | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120264 |
JOHNSTON, WILLIAM | FAR HILLS | NJ | 07931 | 09/22/1999 | 1000.00 | NEW YORK STOCK EXCHANGE | 99034861183 |
JORDAN, MARY | NEW YORK | NY | 10271 | 01/07/2005 | 600.00 | SPEAR LEEDS & KELLOGG | 25990080550 |
KEELIPS, CHRISTOPHER | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772985 |
KEELIPS, ROBERT W III | NY | NY | 10006 | 04/24/1997 | 500.00 | ERNEST & CO WARE KEELIPS HOMANS & C | 97032034678 |
KEELIPS, ROBERT WILLIAM III | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772985 |
KEELIPS, ROBERT WILLIAM III | REDDING | CT | 06896 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180808 |
KELLETT, JAMES | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167383 |
KELLSTROM, P. T | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482699 |
KELLY, MICHAEL | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120264 |
KELLY, MICHAEL | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034682 |
KELLY, MICHAEL | NEW YORK | NY | 10128 | 05/21/1998 | 1000.00 | CMJ PARTNERS | 98033180812 |
KELLY, MICHAEL J | NY | NY | 10005 | 04/24/1997 | 563.00 | CMJ PARTNERS | 97032034669 |
KEPNER, RICHARD | NEW YORK | NY | 10006 | 04/16/1998 | 261.00 | LARENCE O'DONNELL MARCUS LLC | 98033120259 |
KETTERER, JOHN | NEW YORK | NY | 10005 | 05/01/2000 | 2250.00 | WALTER N. FRANK & CO. LLC | 20990154287 |
KETTERER, JOHN | NEW YORK | NY | 10271 | 01/07/2005 | 1200.00 | SPEAR LEEDS & KELLOGG | 25990080550 |
KETTERER, JOHN MR. | NEW YORK | NY | 10005 | 05/31/2001 | 1000.00 | WALTER N. FRANK & COMPANY/SECURITIE | 22990559183 |
KOPP, PHILIP III | NEW YORK | NY | 10005 | 04/16/1998 | 2000.00 | EQUITRADE PARTNERS | 98033120257 |
KOPP, PHILIP J III | NY | NY | 10004 | 04/24/1994 | 700.00 | EQUITRADE PARTNERS | 97032034677 |
KRAGH, DANIEL | NEW YORK | NY | 10271 | 01/07/2005 | 500.00 | SPEAR LEEDS & KELLOGG | 25990080551 |
LABRANCHE, G M | NY | NY | 10006 | 05/06/1997 | 500.00 | LABRANCHE | 97032091795 |
LABRANCHE, G M | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180808 |
LABRANCHE, G M | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772984 |
LABRANCHE, TRINKA | NEW YORK | NY | 10006 | 06/15/2001 | 1080.00 | LABRANCHE & CO. | 21990228840 |
LANE, DANIEL | NEW YORK | NY | 10006 | 04/24/2000 | 243.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112069 |
LASANTA, VANESSA L | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482700 |
LAUGHLIN, MARYELLEN | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482700 |
LAUTO, JOHN J | NEW YORK | NY | 10271 | 01/07/2005 | 1200.00 | SPEAR LEEDS & KELLOGG | 25990080555 |
LAUTO, JOHN J | NEW YORK | NY | 10271 | 01/20/2006 | 1000.00 | SPEAR LEEDS & KELLOGG | 26990318772 |
LEVINSON, KEITH E | NEW YORK | NY | 10011 | 10/04/2004 | 500.00 | SSL SECURITIES | 24962667506 |
LEWIS, WRIGHT B | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772985 |
LEWIS, WRIGHT B | NY | NY | 10029 | 05/06/1997 | 500.00 | LABRANCHE | 97032091795 |
LEWIS, WRIGHT B | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180808 |
LICHTENSTEIN, ROBERT R | NY | NY | 10271 | 06/09/1997 | 1600.00 | CORROON LICHTENSTEIN & CO | 97032163275 |
LICHTENSTEIN, ROBERT R | NEW YORK | NY | 10271 | 05/04/1998 | 3160.00 | CORROON LICHTENSTEIN & CO LLC | 98033180806 |
LIEF, STEVEN | MONMOUTH BEACH | NJ | 07750 | 02/23/1998 | 500.00 | RPM | 98032873142 |
LIGUORI, MICHAEL MR. | NEW YORK | NY | 10005 | 05/31/2001 | 1000.00 | WALTER N. FRANK & COMPANY/SECURITIE | 22990559184 |
LIPPMAN, SEYMOUR | NY | NY | 10006 | 04/16/1997 | 420.00 | EINHORN & CO | 97032034666 |
LITT, MARK D | LARCHMONT | NY | 10538 | 09/07/2004 | 2000.00 | RETIRED | 24981349349 |
LOW, PETER A | NEW YORK | NY | 10006 | 05/31/2005 | 1000.00 | GRISWOLD CO. | 25970358855 |
LOW, PETER A | NEW YORK | NY | 10006 | 09/13/2004 | 1500.00 | GRISWOLD CO. | 24981349350 |
MACEDA, JOSEPH A | BROOKLYN | NY | 11209 | 09/13/2004 | 500.00 | SELF | 24981349353 |
MAGARRO, CHRISTOPHER | NEW YORK | NY | 10271 | 01/20/2006 | 1000.00 | SPEAR LEEDS & KELLOGG | 26990318771 |
MAGARRO, CHRISTOPHER | NEW YORK | NY | 10271 | 01/07/2005 | 1200.00 | SPEAR LEEDS & KELLOGG | 25990080551 |
MAGUIRE, MICHAEL | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LA BRANCHE & CO./SECURITIES DEALER | 22990419741 |
MAGUIRE, WILLIAM | UPPER MONTCLAIR | NJ | 07043 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281584 |
MAHER, JAMES T | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482700 |
MAHONEY, DANIEL | NY | NY | 10005 | 04/24/1997 | 688.00 | CMJ PARTNERS | 97032034669 |
MAHONEY, DANIEL P | NEW YORK | NY | 10005 | 05/21/1998 | 1000.00 | CMJ PARTNERS | 98033180812 |
MAHONEY, JOSEPH A | NEW YORK | NY | 10271 | 05/21/1998 | 1000.00 | CMJ PARTNERS | 98033180811 |
MAHONEY, JOSEPH A | NY | NY | 10005 | 04/24/1997 | 738.00 | CMJ PARTNERS | 97032034669 |
MAHONEY, JOSEPH A. | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167387 |
MANCUSO, PETER | NY | NY | 10005 | 09/08/1997 | 300.00 | BUTTONWOOD SPECIALISTS | 97032453323 |
MARCUS, STEVE | NEW YORK | NY | 10006 | 04/16/1998 | 613.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120260 |
MARCUS, STEVE | NY | NY | 10006 | 04/24/1997 | 340.00 | LAWRENCE O'DONNELL MARCUS | 97032034674 |
MARINO, HOWARD C | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120264 |
MARINO, HOWARD C | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034681 |
MARINO, JOHN A | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034681 |
MARINO, JOHN A | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120264 |
MARINO, JOHN A. | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080551 |
MARTINO, MARIE | STATEN ISLAND | NY | 10312 | 02/23/1998 | 500.00 | HOMEMAKER | 98032873142 |
MASS, CESAR MR. | NEW YORK | NY | 10005 | 05/31/2001 | 1000.00 | WALTER N. FRANK & COMPANY/SECURITIE | 22990559184 |
MASSEY, CLIFFORD | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514568 |
MASSEY, CLIFFORD | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144529 |
MAUREN, RICHARD J | NY | NY | 10005 | 07/31/1997 | 500.00 | WALTER FRANK & CO | 97032334361 |
MAYERS, ANDREW | PORT WASHINGTON | NY | 11050 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830431 |
MAZZA, PETER | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254715 |
MAZZELLA, MARK | NEW YORK | NY | 10006 | 12/28/2001 | 252.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217639 |
MAZZELLA, MARK | NEW YORK | NY | 10006 | 04/24/2000 | 607.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112069 |
MAZZELLA, MARK J | NEW YORK | NY | 10006 | 04/16/1998 | 459.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120260 |
MC CARTHY, EUGENE | MALVERNE | NY | 11565 | 05/06/1997 | 500.00 | LABRANCHE | 97032091796 |
MCCABE, JOHN | NEW YORK | NY | 10006 | 05/25/1999 | 500.00 | STERN & KENNEDY | 99034514566 |
MCCABE, JOHN F | NY | NY | 10005 | 04/16/1997 | 500.00 | STERN & KENNEDY | 97032034667 |
MCCANDLESS, JOSEPH | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167383 |
MCCARTHY, BRIAN D | NEW YORK | NY | 10005 | 08/23/2004 | 5000.00 | NEW YORK STOCK EXCHANGE | 24971521822 |
MCCARTHY, EUGENE | MALVERNE | NY | 11565 | 05/20/1998 | 1000.00 | LABRANCHE & CO | 98033180811 |
MCCARTHY, EUGENE | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772984 |
MCCAULEY, H. T | NEW YORK | NY | 10003 | 09/13/2004 | 1000.00 | MCCAULEY SECURITIES | 24981349352 |
MCCOOEY, SEAN M | GARDEN CITY | NY | 11530 | 05/06/1997 | 500.00 | LABRANCHE | 97032091795 |
MCCOOEY, SEAN M | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772985 |
MCCOOEY, SEAN M | NEW YORK | NY | 10005 | 05/20/1998 | 1000.00 | LABRANCHE & CO | 98033180811 |
MCCOOEY, SEAN M. | NEW YORK | NY | 10006 | 01/09/2002 | 250.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419744 |
MCDEVITT, JAMES | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
MCDEVITT, JAMES | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
MCDONNELL, MICHAEL | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514568 |
MCDONNELL, MICHAEL | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144529 |
MCGAGH, PATRICK | NEW YORK | NY | 10006 | 07/20/1999 | 210.00 | LAWRENCE O'DONNELL MARCUS | 99034772982 |
MCGAGH, PATRICK JR | NEW YORK | NY | 10006 | 04/16/1998 | 306.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120260 |
MCGAGH, PATRICK JR. | NEW YORK | NY | 10006 | 12/28/2001 | 428.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217640 |
MCGAGH, PATRICK JR. | NEW YORK | NY | 10006 | 04/24/2000 | 994.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112069 |
MCGRANER, JOHN | MIDDLETOWN | NJ | 07748 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180810 |
MCGRANER, JOHN | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772984 |
MCGRANER, JOHN | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419742 |
MCGUIRE, JAMES | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LA BRANCHE & CO./SECURITIES DEALER | 22990419740 |
MCKENNA, MARK | NEW YORK | NY | 10005 | 06/13/2001 | 1000.00 | WALTER N. FRANK & CO. LLC | 21990228840 |
MCLAUGHLIN, THOMAS G | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772984 |
MCLAUGHLIN, THOMAS G | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180807 |
MCMAHON, KEVIN R | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180808 |
MCMAHON, KEVIN R | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772984 |
MCMAHON, KEVIN R. | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419742 |
MCMAHON, KEVIN R. | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228838 |
MCNALLY, JAMES | OLD BRIDGE | NJ | 08857 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550277 |
MCNEARY, BRIAN J. | GARRISON | NY | 10524 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281584 |
MCSWEENEY, ROBERT | NEW YORK | NY | 10005 | 08/21/2000 | 500.00 | NEW YORK STOCK EXCHANGE | 20990207590 |
MCWILLIAMS, JOHN | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772984 |
MCWILLIAMS, JOHN | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228837 |
MCWILLIAMS, JOHN L | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163274 |
MERKSAMER, NORMAN | SCARSDALE | NY | 10583 | 12/06/2004 | 500.00 | RETIRED | 25990284628 |
MESSINA, JOHN | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080552 |
MESSINA, JOHN J | NEW YORK | NY | 10271 | 05/31/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25970358855 |
MEYER, BRUCE | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482693 |
MEYER, BRUCE | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228838 |
MEYER, RICHARD | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228838 |
MEYN, EUGENE | NY | NY | 10005 | 07/31/1997 | 500.00 | WALTER FRANK & CO | 97032334361 |
MILLER, DAVID | NEW YORK | NY | 10005 | 01/29/2002 | 270.00 | HUNTER PARTNERS LLC | 22990419748 |
MILLER, JAMES | NEW YORK | NY | 10006 | 04/24/2000 | 243.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112069 |
MINERO, LISA L | MASSAPEQUA PARK | NY | 11762 | 09/20/2004 | 500.00 | MINERO SECURITIES LLC | 24981349357 |
MINTON, DAVID M | COS COB | CT | 06807 | 09/07/2004 | 500.00 | RETIRED | 24981349346 |
MITTLEMAN, PAUL | NEW YORK | NY | 10028 | 05/13/1998 | 1000.00 | BEAR/HUNTER SPECIALISTS | 98033180810 |
MOGAVERO, ARTHUR | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254715 |
MOGAVERO, ARTHUR | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482693 |
MONAHAN, JOHN | NEW YORK | NY | 10006 | 04/24/2000 | 234.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112069 |
MOORE, BARRY | NEW YORK | NY | 10005 | 04/08/1998 | 2000.00 | STERN & KENNEDY | 98033120255 |
MOORE, BARRY M | NY | NY | 10005 | 04/16/1997 | 500.00 | STERN & KENNEDY | 97032034667 |
MOULTON, BRUCE | NY | NY | 10271 | 04/23/1997 | 420.00 | PHOENIX PARTNERS | 97032034662 |
MULHEREN, NANCY | NEW YORK | NY | 10005 | 01/29/2002 | 3230.00 | HUNTER PARTNERS LLC/SECURITIES DEAL | 22990419745 |
MULHEREN, NANCY | NEW YORK | NY | 10005 | 10/31/2000 | 3500.00 | HUNTER SPECIALISTS LLC | 20990256410 |
MULLIN, JAMES | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167384 |
MULROY, MICHAEL | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254715 |
MULROY, MICHAEL | NY | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482694 |
MURPHEY, WELLES | HILTON HEAD | SC | 29928 | 09/13/2004 | 1000.00 | RETIRED | 24981349353 |
MURPHY, PATRICK | NY | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482694 |
MURPHY, PATRICK | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167385 |
MURPHY, PETER J | WYCKOFF | NJ | 07481 | 05/13/1998 | 1000.00 | BEAR/HUNTER SPECIALISTS | 98033180810 |
MURPHY, PETER J. | NEW YORK | NY | 10005 | 10/31/2000 | 600.00 | HUNTER SPECIALISTS LLC | 20990256410 |
MURPHY, PETER J. | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254715 |
MURPHY, PETER J. | NEW YORK | NY | 10005 | 01/29/2002 | 590.00 | HUNTER PARTNERS LLC/SECURITIES DEAL | 22990419745 |
MURPHY, PETER J. | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254715 |
MURPHY, ROBERT | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228839 |
MURRAY, THOMAS H | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482701 |
NAPOLI, ANTHONY | NY | NY | 10005 | 04/24/1997 | 375.00 | SCAVONE MCKENNA CLOUD & CO | 97032034676 |
NAPOLI, ANTHONY | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559178 |
NAPOLI, ANTHONY | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154287 |
NAPOLI, ANTHONY | MIDDLETOWN | NY | 07748 | 09/07/2004 | 500.00 | RETIRED | 24981349345 |
NAUGHTON, MICHAEL | COLD SPRING HARBOR | NY | 11724 | 05/06/1997 | 500.00 | LABRANCHE | 97032091795 |
NAUGHTON, MICHAEL J | COLE SPRING HARBOR | NY | 11724 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180809 |
NAUGHTON, MICHAEL J | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772984 |
NELSON, WILLIAM J. JR. | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254716 |
NICHOLS, MICHAEL | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228831 |
NICHOLS, MICHAEL | BELLE MEAD | NJ | 08502 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550276 |
NICK, JOHN W JR | NEW YORK | NY | 10005 | 04/16/1998 | 1000.00 | EQUITRADE PARTNERS | 98033120258 |
NICK, TIMONTHY | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167385 |
NICOLOSI, JOHN F | NY | NY | 10004 | 04/24/1994 | 700.00 | EQUITRADE PARTNERS | 97032034677 |
NICOLOSI, JOHN F | NEW YORK | NY | 10005 | 04/16/1998 | 2000.00 | EQUITRADE PARTNERS | 98033120257 |
NISSHULA, IRWIN | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144529 |
NISSHULA, IRWIN | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514568 |
O'DAY, PAULA | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772983 |
O'DONNELL, JOHN F | NEW YORK | NY | 10006 | 04/16/1998 | 1487.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120260 |
O'DONNELL, JOHN F | NY | NY | 10006 | 04/24/1997 | 485.00 | LAWRENCE O'DONNELL MARCUS | 97032034674 |
O'DONNELL, JOHN F | LOS ALAMOS | CA | 93440 | 09/07/2004 | 1000.00 | RETIRED | 24981349349 |
O'HARA, STEPHEN M. | NEW YORK | NY | 10128 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830430 |
O'HERN, JOHN HENRY III | RUMSON | NJ | 07760 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281585 |
O'NEILL, KEVIN | MIDDLE VILLAGE | NY | 11379 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281587 |
OBERLANDER, JEFFREY | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144529 |
OBERLANDER, JEFFREY | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514568 |
OLIPHANT, JAMES | CHATHAM | NJ | 07928 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550277 |
OLIPHANT, JAMES | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228831 |
OREILLY, MICHAEL J | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482705 |
ORLANDO, NICHOLAS | NEW YORK | NY | 10006 | 04/24/2000 | 234.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112070 |
OTT, JOHN H | DELHI | NY | 13753 | 09/07/2004 | 2000.00 | RETIRED | 24981349349 |
PACCAGNINI, GARY | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080552 |
PALMICH, JOSEPH A | PALM BEACH GARDENS | FL | 33410 | 09/13/2004 | 1000.00 | RETIRED | 24981349352 |
PAPANDREA, DENISE | CRANFORD | NJ | 07016 | 05/07/1998 | 1000.00 | HOMEMAKER | 98033180807 |
PAPANDREA, VINCENT | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772986 |
PAPE, JOSEPH | NEW YORK | NY | 10721 | 09/23/2005 | 300.00 | SPEAR LEEDS & KELLOGG | 25971358937 |
PAPE, JOSEPH | NEW YORK | NY | 10721 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080556 |
PARISE, JANICE | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559178 |
PAROLISI, JAMES | BALDWIN | NY | 11510 | 04/24/1997 | 500.00 | WALTER FRANK & CO | 97032034678 |
PAROLISI, JAMES MR. | NEW YORK | NY | 10005 | 05/31/2001 | 1000.00 | WALTER N. FRANK & COMPANY/SECURITIE | 22990559184 |
PARROTT, TOD H | RYE | NY | 10580 | 10/28/2004 | 1000.00 | ROCKAWAY PARTNERS | 24981468748 |
PATTERSON, L. THOMAS JR. | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228831 |
PERDIUE, MARK | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
PERDIUE, MARK | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
PHILLIPS, RONALD | MASSAPEQUA | NY | 11758 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830429 |
PICERNI, ANTHONY | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772983 |
PICERNI, ANTHONY | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228832 |
PICKERING, STEVEN M | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034680 |
PICKERING, STEVEN M | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120263 |
PICKETT, JOHN | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772983 |
PICKETT, JOHN O III | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163274 |
PICOLI, ROBERT C | OLD BROOKVILLE | NY | 11545 | 09/20/2004 | 1000.00 | RETIRED | 24981349360 |
PLUM, RICHARD | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228832 |
PLUM, RICHARD | NEW YORK | NY | 10271 | 05/02/2000 | 1020.00 | PHOENIX PARTNERS LLC | 20990154289 |
PLUM, RICHARD | NY | NY | 10271 | 04/23/1997 | 450.00 | PHOENIX PARTNERS | 97032034662 |
PLUM, ROY | HOBE SOUND | FL | 33455 | 09/07/2004 | 500.00 | RETIRED | 24981349345 |
PLUM, ROY R | NY | NY | 10271 | 04/23/1997 | 420.00 | PHOENIX PARTNERS | 97032034662 |
POWER, WILLIAM R | CHICAGO | IL | 60614 | 11/05/2004 | 1000.00 | SELF EMPLOYED | 24981468748 |
QUIGLEY, VINCENT | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772983 |
QUIGLEY, VINCENT | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228832 |
QUIGLEY, VINCENT | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419739 |
QUINN, BRIAN | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LA BRANCHE & CO./SECURITIES DEALER | 22990419743 |
QUINN, DANIEL J | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482696 |
QUINN, DANIEL J. | BETHPAGE | NY | 11714 | 10/24/2002 | 500.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992830431 |
REDMOND, PAUL | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772983 |
REILLY, GREGG T | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482701 |
REYMANN, JEFFREY S | KINGS PARK | NY | 11754 | 02/23/1998 | 750.00 | MERRILL LYNCH SPECIALISTS | 98032873141 |
REYMANN, JEFFREY S. | LLOYD NECK | NY | 11743 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281585 |
RIBBENTROP, RICHARD L. MR. | MCLEAN | VA | 22101 | 07/22/2003 | 1000.00 | NEW YORK STOCK EXCHANGE | 23991698439 |
RIKER, RICHARD | NEW YORK | NY | 10006 | 01/09/2002 | 500.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419740 |
RIKER, RICHARD | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228833 |
RIKER, RICHARD A | GLEN ROCK | NJ | 07452 | 09/18/1998 | 750.00 | WEBCO SECURITIES | 98033600993 |
RIKER, RICHARD A | GLEN ROCK | NJ | 07452 | 09/05/1997 | 500.00 | WEBCO SECURITIES | 97032453323 |
ROSEN, ROBERT A | JERICHO | NY | 11753 | 09/20/2004 | 500.00 | ROSEN ASSOCIATES MANAGEMENT CORP. | 24981349356 |
ROSENBAUM, FRANCIS F JR. | NEW YORK | NY | 10022 | 09/13/2004 | 1000.00 | G.L. OHRSTROM & CO. INC. | 24981349352 |
RUBINSTEIN, STEVEN | NEW YORK | NY | 10006 | 04/24/2000 | 248.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112070 |
RUSSELL, CHARLES P. | W. BABYLON | NY | 11704 | 10/29/2003 | 1000.00 | NEW YORK STOCK EXCHANGE | 23992250145 |
RUSSO, GLENN A | NEW YORK | NY | 10005 | 04/22/1998 | 352.00 | BENJAMIN JACOBSON & SONS LLC | 98033120264 |
RUSSO, GLENN A | NY | NY | 10006 | 04/16/1997 | 235.00 | BENJAMIN JACOBSON & SONS | 97032034682 |
RUSSO, MICHAEL | NEW YORK | NY | 10006 | 07/20/1999 | 240.00 | LAWRENCE O'DONNELL MARCUS | 99034772982 |
RUSSO, MICHAEL T JR | NEW YORK | NY | 10006 | 04/16/1998 | 957.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120261 |
RUSSO, MICHAEL T JR | NY | NY | 10006 | 04/24/1997 | 312.00 | LAWRENCE O'DONNELL MARCUS | 97032034674 |
SABATINI, DONNA | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167385 |
SALVESEN, STEVEN | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514569 |
SALVESEN, STEVEN | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144529 |
SALZANO, RICHARD | NEW YORK | NY | 10006 | 04/08/1998 | 769.00 | FAGENSON FRANKEL & STREICHER | 98033144529 |
SALZANO, RICHARD | NEW YORK | NY | 10006 | 05/28/1999 | 384.00 | FAGENSON FRANKEL & STREICHER | 99034514569 |
SARRIS, GEORGE | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167384 |
SCAVONE, EDWARD | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154288 |
SCAVONE, EDWARD | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559179 |
SCAVONE, JAMES J. | NEW YORK | NY | 10006 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559180 |
SCAVONE, ROBERT A | NY | NY | 10006 | 04/24/1997 | 405.00 | SCAVONE MCKENNA MCCLOUD & CO | 97032034675 |
SCAVONE, ROBERT A JR | NY | NY | 10005 | 04/24/1997 | 495.00 | SCAVONE MCKENNA CLOUD & CO | 97032034676 |
SCAVONE, ROBERT A. | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154287 |
SCAVONE, ROBERT A. | NEW YORK | NY | 10006 | 12/28/2001 | 276.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217644 |
SCAVONE, ROBERT A. JR. | NEW YORK | NY | 10005 | 05/01/2001 | 500.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559179 |
SCAVONE, STEPHEN | NY | NY | 10005 | 04/24/1997 | 345.00 | SCAVONE MCKENNA CLOUD & CO | 97032034676 |
SCAVONE, STEPHEN M. | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559178 |
SCAVONE, STEPHEN M. | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154287 |
SCAVONE, THOMAS | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559179 |
SCAVONE, THOMAS | NY | NY | 10005 | 04/24/1997 | 270.00 | SCAVONE MCKENNA CLOUD & CO | 97032034676 |
SCAVONE, THOMAS | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154288 |
SCHLOSS, HOWARD | WASHINGTON | DC | 20004 | 08/21/2000 | 500.00 | NEW YORK STOCK EXCHANGE | 20990207590 |
SCHREIBER, PETER W | PALM BEACH GARDENS | FL | 33410 | 09/20/2004 | 1000.00 | RETIRED | 24981349359 |
SCHULMAN, DAVID | NEW YORK | NY | 10005 | 10/31/2000 | 500.00 | HUNTER SPECIALISTS LLC | 20990256411 |
SCHULMAN, DAVID | NEW YORK | NY | 10005 | 01/29/2002 | 410.00 | HUNTER PARTNERS LLC/SECURITIES DEAL | 22990419746 |
SCIULLI, JAMES | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482701 |
SCOTT, RICHARD | NEW YORK | NY | 10271 | 05/02/2000 | 1020.00 | PHOENX PARTNERS LLC | 20990154288 |
SCOTT, RICHARD G | NY | NY | 10271 | 04/23/1997 | 210.00 | PHOENIX PARTNERS | 97032034663 |
SCOTTO, MICHAEL | NEW YORK | NY | 10005 | 05/19/1999 | 500.00 | STUART SCOTTO CELLA CO | 99034514566 |
SCOTTO, MICHAEL | NEW YORK | NY | 10005 | 04/09/1998 | 666.00 | STUART SCOTTO CELLA COMPANY | 98033120255 |
SCOTTO, MICHAEL J | NY | NY | 10005 | 04/16/1997 | 500.00 | STUART SCOTTO CELLA COMPANY | 97032034663 |
SEIJAS, JAMES | MONTCLAIR | NJ | 07042 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281587 |
SEIJAS, ROBERT | MONTVILLE | NJ | 07045 | 02/23/1998 | 500.00 | MERRILL LYNCH SPECIALISTS | 98032873142 |
SEIJAS, ROBERT A | NY | NY | 10005 | 04/24/1997 | 500.00 | WALTER FRANK & CO | 97032034678 |
SEIJAS, ROBERT MR. | NEW YORK | NY | 10005 | 05/31/2001 | 1000.00 | WALTER N. FRANK & COMPANY/SECURITIE | 22990559185 |
SEXTON, WILLIAM | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254716 |
SEXTON, WILLIAM E | NY | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482694 |
SHANDER, HERBERT | NY | NY | 10006 | 04/16/1997 | 320.00 | EINHORN & CO | 97032034666 |
SHANLEY, THOMAS | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228833 |
SHANLEY, THOMAS | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772982 |
SHANLEY, THOMAS J | NEW YORK | NY | 10005 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180810 |
SHANLEY, THOMAS J | NY | NY | 10005 | 04/16/1997 | 272.00 | STERN BROS | 97032034665 |
SHAUGHNESSY, KEVIN | NEW YORK | NY | 10280 | 05/21/1998 | 1000.00 | CMJ PARTNERS | 98033180812 |
SHAUGHNESSY, KEVIN M | NY | NY | 10005 | 04/24/1997 | 400.00 | CMJ PARTNERS | 97032034670 |
SHAW, DOUGLAS | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167386 |
SHELDON, KENNETH W | NY | NY | 10005 | 04/16/1997 | 500.00 | STERN & KENNEDY | 97032034667 |
SHERMAN, CLAUDE | MANHASSET | NY | 11030 | 09/13/2004 | 1000.00 | RETIRED | 24981349350 |
SHERMAN, MICHAEL | MATAWAN | NJ | 07747 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550276 |
SHERMAN, MICHAEL | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228833 |
SHREVE, BRANDON W | WESTPORT | CT | 06880 | 04/24/1997 | 500.00 | WALTER FRANK & CO | 97032034679 |
SHREVE, BRANDON W | NY | NY | 10005 | 07/31/1997 | 500.00 | WALTER FRANK & CO | 97032334361 |
SIKORSKI, JOHN | NEW YORK | NY | 10006 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
SIKORSKI, JOHN | NEW YORK | NY | 10006 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
SIKORSKI, JOHN E | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163274 |
SILVER, WILLIAM | NEW YORK | NY | 10006 | 04/13/1998 | 1000.00 | WEISKOPF SILVER & CO | 98033120256 |
SILVER, WILLIAM | NY | NY | 10006 | 04/16/1997 | 1500.00 | WEISKOPF SILVER SPECIALISTS OSCAR | 97032034679 |
SMITH, ALFRED E | NEW YORK | NY | 10005 | 05/13/1998 | 1000.00 | BEAR/HUNTER SPECIALISTS | 98033180811 |
SMITH, ALFRED E. IV | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254716 |
SMITH, ALFRED E. IV | NY | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482695 |
SMITH, ANDREW | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482702 |
SMITH, CHRISTOPHER | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559180 |
SMITH, CHRISTOPHER | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154288 |
SMITH, CHRISTOPHER | NY | NY | 10005 | 04/24/1997 | 345.00 | SCAVONE MCKENNA CLOUD & CO | 97032034676 |
SMITH, CHRISTOPHER M | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772983 |
SMITH, CHRISTOPHER M | LARCHMONT | NY | 10538 | 05/06/1997 | 500.00 | LABRANCHE | 97032091795 |
SMITH, CHRISTOPHER M. | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRACNHE & CO. | 21990228836 |
SMITH, HERBERT L III | MILL NECK | NY | 11765 | 09/13/2004 | 1000.00 | RETIRED | 24981349354 |
SMITH, TIMOTHY | NEW YORK | NY | 10006 | 05/25/1999 | 500.00 | STERN & KENNEDY | 99034514567 |
SMITHERS, AUSTIN L | LYME | NH | 03768 | 09/07/2004 | 1000.00 | RETIRED | 24981349347 |
SMYTH, FRANK | UPPER SADDLE RIVER | NJ | 07458 | 02/23/1998 | 500.00 | MERRILL LYNCH SPECIALISTS | 98032873142 |
SMYTH, FRANK | U SADDLE RIVER | NJ | 07458 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281585 |
SMYTH, FRANK | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
SMYTH, FRANK | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
SOLOMON, EVAN | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419740 |
SOLOMON, EVAN | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228834 |
SOLOMON, EVAN | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772983 |
SOLTZ, MARK | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228834 |
SOLTZ, MARK | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419741 |
SOLTZ, MARK | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772982 |
SOLTZ, MARK A | NY | NY | 10005 | 04/16/1997 | 429.00 | STERN BROS | 97032034664 |
SORRENTINO, CHRIS | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559180 |
SORRENTINO, CHRIS | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154288 |
SPERLING, BERNARD | ROSLYN | NY | 11576 | 09/13/2004 | 1000.00 | RETIRED | 24981349351 |
SPINA, LOUIS | NY | NY | 10005 | 04/24/1997 | 360.00 | SCAVONE MCKENNA CLOUD & CO | 97032034676 |
SPINA, LOUIS J. | NEW YORK | NY | 10005 | 05/01/2001 | 375.00 | SCAVONE MCKENNA CLOUD & CO./SECURIT | 22990559181 |
SPINA, LOUIS J. | NEW YORK | NY | 10005 | 05/01/2000 | 350.00 | SCAVONE MCKENNA CLOUD & CO. LLC | 20990154287 |
SPINELLI, PETER | NEW YORK | NY | 10006 | 10/14/2004 | 250.00 | VAN DER MOOLEN | 24981468747 |
STACK, D JAMES | NEW YORK | NY | 10006 | 05/07/1998 | 1000.00 | LABRANCHE & CO | 98033180808 |
STACK, D JAMES | NY | NY | 10005 | 04/16/1997 | 415.00 | STERN BROS | 97032034664 |
STAMLER, JOSEPH C | RUMSON | NJ | 07760 | 05/13/1998 | 1000.00 | BEAR/HUNTER SPECIALISTS | 98033180810 |
STAMLER, JOSEPH C. | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254716 |
STANKO, CHRIS | NEW YORK | NY | 10006 | 05/25/1999 | 500.00 | STERN & KENNEDY | 99034514567 |
STEFFEK, GEORGE E | NY | NY | 10005 | 04/16/1997 | 224.00 | STERN BROS | 97032034664 |
STEINTHAL, MARTIN III | NEW YORK | NY | 10006 | 04/24/2000 | 291.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112070 |
STENSON, JAMES | GREENWICH | CT | 06830 | 09/07/2004 | 500.00 | RETIRED | 24981349346 |
STERN, MICHAEL | NEW YORK | NY | 10006 | 04/24/2000 | 1359.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112070 |
STERN, MICHAEL | NEW YORK | NY | 10006 | 07/20/1999 | 336.00 | LAWRENCE O'DONNELL MARCUS | 99034772982 |
STERN, MICHAEL | NEW YORK | NY | 10006 | 12/28/2001 | 580.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217646 |
STERN, MICHAEL F | NY | NY | 10006 | 04/24/1997 | 340.00 | LAWRENCE O'DONNELL MARCUS | 97032034675 |
STERN, MICHAEL F | NEW YORK | NY | 10006 | 04/16/1998 | 1044.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120261 |
STONE, DONALD | SCARSDALE | NY | 10583 | 09/13/2004 | 1000.00 | RETIRED | 24981349351 |
STOTT, DONALD B | SUMMIT | NJ | 07901 | 09/13/2004 | 2000.00 | RETIRED | 24981349354 |
STUART, MARK J JR | NEW YORK | NY | 10005 | 04/09/1998 | 666.00 | STUART SCOTTO CELLA COMPANY | 98033120255 |
STUART, MARK JR | NY | NY | 10005 | 04/16/1997 | 500.00 | STUART SCOTTO CELLA COMPANY | 97032034663 |
STUDER, LOUIS | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167384 |
STUDER, LOUIS V | NY | NY | 10005 | 04/24/1997 | 238.00 | CMJ PARTNERS | 97032034670 |
SUAREZ, JOHN | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228834 |
SULLIVAN, R. PETER III | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167386 |
SULLIVAN, TRACY JEANETTE | HOLMDEL | NJ | 07733 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281590 |
SURICO, PHILIP | NEW YORK | NY | 10006 | 01/09/2002 | 250.00 | LA BRANCHE & CO./SECURITIES DEALER | 22990419744 |
SURICO, PHILIP J | PEARL RIVER | NY | 10965 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550277 |
SURNAMER, GLEN | NY | NY | 10006 | 04/24/1997 | 500.00 | SURNAMER WEISSMAN | 97032034671 |
SURNAMER, GLEN | NEW YORK | NY | 10006 | 04/24/2000 | 418.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112070 |
SURNAMER, JOEL | NEW YORK | NY | 10006 | 04/24/2000 | 761.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112070 |
SURNAMER, JOEL M | NY | NY | 10006 | 04/24/1997 | 500.00 | SURNAMER WEISSMAN | 97032034670 |
SWAN, KENNETH R | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080555 |
SWEENEY, EDWARD C | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482702 |
SWEENEY, JAMES C III | NEW YORK | NY | 10005 | 04/20/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25990888497 |
TACCETTA, ANTHONY C JR | NY | NY | 10006 | 04/24/1997 | 500.00 | SURNAMER WEISSMAN | 97032034671 |
TALBOT, HENRY D | NY | NY | 10271 | 04/23/1997 | 390.00 | PHOENIX PARTNERS | 97032034662 |
TALENTO, JOE | NEW YORK | NY | 10006 | 05/25/1999 | 500.00 | STERN & KENNEDY | 99034514567 |
TALENTO, JOE | NEW YORK | NY | 10005 | 04/08/1998 | 2000.00 | STERN & KENNEDY | 98033120255 |
TALENTO, JOSEPH | NY | NY | 10005 | 04/16/1997 | 500.00 | STERN & KENNEDY | 97032034667 |
TANTILLO, THOMAS | YARDLEY | PA | 19067 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550277 |
TARANGELO, JOSEPH | NEW YORK | NY | 10005 | 10/14/2004 | 250.00 | ADAMS HARKNESS & HILL | 24981468747 |
TARANTOLA, DANIELLE | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482702 |
THAYER, SETH | LOCUST VALLEY | NY | 11560 | 09/22/2004 | 1000.00 | RETIRED | 24981349360 |
THELEN, JOHN | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167386 |
THELEN, JOHN | NY | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482695 |
THOMPSON, MICHAEL M | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482703 |
TISHMAN, JERRY A | WESTPORT | CT | 06881 | 09/20/2004 | 400.00 | SELF | 24981349356 |
TOOLAN, BRIAN J | NEW YORK | NY | 10005 | 01/20/2006 | 1000.00 | SPEAR LEEDS & KELLOGG | 26990318773 |
TOOLAN, BRIAN J | NEW YORK | NY | 10005 | 01/07/2005 | 1200.00 | SPEAR LEEDS & KELLOGG | 25990080555 |
TRAISON, HARVEY S. | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228835 |
TRAMUTOLA, FREDERICK F. JR. | FREEHOLD | NJ | 07728 | 10/01/2004 | 1000.00 | RETIRED | 24962667506 |
TRIMBLE, ROBERT S | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080557 |
TUCCILLO, ROBERT J | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482703 |
TURK, WARREN | NEW YORK | NY | 10006 | 12/28/2001 | 410.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217647 |
TURK, WARREN | NEW YORK | NY | 10006 | 04/24/2000 | 990.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112070 |
TURK, WARREN | NY | NY | 10006 | 04/24/1997 | 500.00 | SURNAMER WEISSMAN | 97032034671 |
TYRRELL, JOHN | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772982 |
URIZZO, MICHAEL | NEW YORK | NY | 10271 | 01/07/2005 | 500.00 | SPEAR LEEDS & KELLOGG | 25990080552 |
VALENTINO, DAMIAN | NEW YORK | NY | 10271 | 01/20/2006 | 1000.00 | SPEAR LEEDS & KELLOGG | 26990318772 |
VALENTINO, DAMIAN | NEW YORK | NY | 10271 | 01/07/2005 | 750.00 | SPEAR LEEDS & KELLOGG | 25990080553 |
VANECK, DONALD | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482704 |
VESCE, WILLIAM | POMPANO BEACH | FL | 33062 | 09/07/2004 | 1000.00 | RETIRED | 24981349347 |
VICE, GAVIN | NY | NY | 10005 | 04/20/2005 | 500.00 | BEAR WAGNER LLC | 25990888498 |
VILLANI, JEFFREY K | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772982 |
VILLANI, JEFFREY K | ALBERTSON | NY | 11507 | 04/24/1994 | 500.00 | ERNEST & CO WARE KEEPLIPS HOMANS & | 97032034678 |
VILLANI, JEFFREY K | ALBERTSON | NY | 11507 | 05/07/1998 | 500.00 | LABRANCHE & CO | 98033180809 |
VISCARDI, CHRISTOPHER | NEW YORK | NY | 10721 | 01/07/2005 | 300.00 | SPEAR LEEDS & KELLOGG | 25990080556 |
VISCARDI, CHRISTOPHER | NEW YORK | NY | 10721 | 11/09/2005 | 300.00 | SPEAR LEEDS & KELLOGG | 25971615526 |
VISINTIN, GEORGE | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228835 |
VOLPE, RICHARD | NEW YORK | NY | 10006 | 04/24/2000 | 790.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112071 |
VOLPE, RICHARD | NEW YORK | NY | 10006 | 12/28/2001 | 359.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217648 |
WAGNER, MARK | NEW YORK | NY | 10006 | 04/24/2000 | 234.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112071 |
WALSH, JAMES | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167385 |
WALSH, SEAN B | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482704 |
WEIL, ALEXANDER | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482704 |
WEISE, DONALD | NEW YORK | NY | 10006 | 06/12/2001 | 1080.00 | LABRANCHE & CO. | 21990228835 |
WEISKOPF, DANIEL | NY | NY | 10006 | 04/16/1997 | 1500.00 | WEISKOPF SILVER SPECIALISTS/OSCAR | 97032034679 |
WEISSMAN, HERBERT | NEW YORK | NY | 10006 | 12/28/2001 | 267.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217648 |
WEISSMAN, HERBERT | NY | NY | 10006 | 04/24/1997 | 500.00 | SURNAMER WEISSMAN | 97032034670 |
WEISSMAN, HERBERT | NEW YORK | NY | 10006 | 04/24/2000 | 643.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112071 |
WERTZ, GREGORY | NEW YORK | NY | 10006 | 04/24/2000 | 243.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112071 |
WERTZ, GREGORY R | NEW YORK | NY | 10006 | 04/16/1998 | 229.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120261 |
WESTWARD, LEONARD S | NY | NY | 10005 | 04/16/1997 | 402.00 | STERN BROS | 97032034664 |
WEY, RICHARD | NY | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482695 |
WEY, RICHARD | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254716 |
WHYMAN, FRANK | NY | NY | 10006 | 04/16/1997 | 300.00 | EINHORN & CO | 97032034665 |
WILLETS, ADAM | NEW YORK | NY | 10005 | 10/31/2000 | 450.00 | HUNTER SPECIALISTS LLC | 20990254716 |
WINCHELL, DONNA | NEW YORK | NY | 10005 | 01/29/2002 | 240.00 | HUNTER PARTNERS LLC/SECURITIES DEAL | 22990419746 |
WINCHELL, DONNA | NEW YORK | NY | 10005 | 10/31/2000 | 300.00 | HUNTER SPECIALISTS LLC | 20990256410 |
WINCHELL, MICHAEL | NEW YORK | NY | 10005 | 01/29/2002 | 240.00 | HUNTER PARTNERS LLC/SECURITIES DEAL | 22990419747 |
WINCHELL, MICHAEL | NEW YORK | NY | 10005 | 10/31/2000 | 300.00 | HUNTER SPECIALISTS LLC | 20990256410 |
WU, WAYNE | NEW YORK | NY | 10005 | 10/31/2000 | 500.00 | HUNTER SPECIALISTS LLC | 20990256411 |
WU, WAYNE | NEW YORK | NY | 10005 | 01/29/2002 | 220.00 | HUNTER PARTNERS LLC/SECURITIES DEAL | 22990419747 |
YACK, FREDERICK | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
YACK, FREDERICK | GREENLAWN | NY | 11740 | 10/01/2002 | 1000.00 | FLEET SPECIALISTS/SECURITIES DEALER | 22992281586 |
YACK, FREDERICK | NEW YORK | NY | 10004 | 11/27/2000 | 1000.00 | FLEET MEEHAN SPECIALISTS INC. | 20990254717 |
YORIO, WILLIAM | NEW YORK | NY | 10005 | 06/09/2000 | 500.00 | WAGNER STOTT MERCATOR LLC | 20990167385 |
YORIO, WILLIAM | NY | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482696 |
YOSCO, HAROLD | NEW YORK | NY | 10006 | 12/28/2001 | 252.00 | VAN DER MOOLEN SPECIALISTS USA LLC/ | 22990217649 |
YOSCO, HAROLD | NEW YORK | NY | 10006 | 04/24/2000 | 607.00 | VAN DER MOOLEN SPECIALISTS USA LLC | 20990112071 |
YOSCO, HAROLD | NEW YORK | NY | 10006 | 04/16/1998 | 696.00 | LAWRENCE O'DONNELL MARCUS LLC | 98033120261 |
YOSCO, HAROLD | NY | NY | 10006 | 04/24/1997 | 227.00 | LAWRENCE O'DONNELL MARCUS | 97032034675 |
YOUNG, ROBERT | NEW YORK | NY | 10006 | 01/09/2002 | 300.00 | LA BRANCHE/SECURITIES DEALER | 22990419743 |
ZANFARDINO, JOHN | NY | NY | 10005 | 04/16/1997 | 272.00 | STERN BROS | 97032034665 |
ZECCOLA, JOSEPH | YORKTOWN HEIGHTS | NY | 10598 | 11/26/1997 | 500.00 | RPM SPECIALISTS | 97032550276 |
ZELLES, EDWARD T | NEW YORK | NY | 10005 | 03/24/2005 | 500.00 | BEAR WAGNER SPECIALISTS | 25980482703 |
ZENNA, GREGORY | NEW YORK | NY | 10271 | 01/07/2005 | 1200.00 | SPEAR LEEDS & KELLOGG | 25990080553 |
ZENNA, GREGORY | NEW YORK | NY | 10271 | 01/20/2006 | 1000.00 | SPEAR LEEDS & KELLOGG | 26990318772 |
ZIEBARTH, MICHAEL | NEW YORK | NY | 10006 | 07/23/1999 | 500.00 | LABRANCHE & CO | 99034772986 |
ZIEBARTH, MICHAEL C | NY | NY | 10006 | 06/09/1997 | 500.00 | FOWLER ROSENAU & GEARY | 97032163274 |
ZIEGLER, ANN-MARIE | NEW YORK | NY | 10271 | 01/07/2005 | 250.00 | SPEAR LEEDS & KELLOGG | 25990080553 |
ZILUCA, TONY G | GREENWICH | CT | 06831 | 09/20/2004 | 1000.00 | RETIRED | 24981349359 |
ZIMMERMAN, KEITH | NEW YORK | NY | 10006 | 01/09/2002 | 250.00 | LABRANCHE & CO./SECURITIES DEALER | 22990419739 |
ZIMMERMAN, KEITH | NEW YORK | NY | 10028 | 09/18/1998 | 500.00 | WEBCO SECURITIES | 98033600993 |
ZIMMERMAN, KEITH A | FAIR LAWN | NJ | 07410 | 09/05/1997 | 500.00 | WEBCO SECURITIES | 97032453323 |
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